Data / Investment advisers / Pennsylvania / Vanguard Capital Management, LLC
Vanguard Capital Management, LLC, Malvern, PA: $8.4 trillion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Vanguard Capital Management, LLC is an SEC registered investment adviser with its main office in Malvern, Pennsylvania and reports $8.4 trillion in regulatory assets under management in its Form ADV filed September 21, 2026. Its clients include investment companies. It is paid through a percentage of assets under management and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 338002
- SEC file number
- 801-134586
- SEC status
- Approved, effective November 17, 2025
- Main office
- 100 Vanguard Boulevard, Malvern, PA 19355
- Phone
- (610) 669-1000
- Regulatory AUM
- $8,436,181,597,982 in the Form ADV filed September 21, 2026
- Discretionary AUM
- $8,436,181,597,982
- Accounts
- 128
- Employees
- 235, of which 235 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, civil court actions
- Latest Form ADV filing
- September 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 128 | $8.44 trillion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $8.44 trillion | March 30, 2026 |
| December 1, 2025 | Not listed | September 30, 2025 |
Other advisers in Malvern
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vanguard Group Inc | Malvern | $11.09 trillion | Not listed | adviserinfo.sec.gov |
| Vanguard Portfolio Management, LLC | Malvern | $2.66 trillion | Not listed | adviserinfo.sec.gov |
| Vanguard Advisers, Inc. | Malvern | $344.62 billion | Not listed | adviserinfo.sec.gov |
| Vanguard Global Advisers, LLC | Malvern | $249.66 billion | Not listed | adviserinfo.sec.gov |
| Pacer Advisors, Inc. | Malvern | $41.84 billion | Not listed | adviserinfo.sec.gov |
| Wharton Business Group, LLC | Malvern | $4.57 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Malvern, PA
- Investment advisers in Pennsylvania
- Advisers with Over $100 billion in AUM
- Advisers serving investment companies
- Vanguard Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.