Data / Investment advisers / Pennsylvania / Wharton Business Group, LLC
Wharton Business Group, LLC, Malvern, PA: $4.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Wharton Business Group, LLC is an SEC registered investment adviser with its main office in Malvern, Pennsylvania and reports $4.6 billion in regulatory assets under management in its Form ADV filed August 1, 2026. Its clients include high net worth individuals, charitable organizations and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Wharton Business Group, LLC (CRD number 133722): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 133722
- SEC file number
- 801-70752
- SEC status
- Approved, effective November 13, 2009
- Main office
- 110 N. Phoenixville Pike Suite 300, Malvern, PA 19355
- Phone
- (484) 327-8262
- Website
- aleragroup.com
- Regulatory AUM
- $4,566,061,373 in the Form ADV filed August 1, 2026
- Discretionary AUM
- $4,141,296,104
- Non discretionary AUM
- $424,765,269
- Accounts
- 337
- Employees
- 5, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: civil court actions
- Latest Form ADV filing
- August 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 78 | $3.72 billion |
| Charitable organizations | 19 | $638.3 million |
| Corporations or other businesses | Fewer than 5 | $103.7 million |
| Pension and profit sharing plans | Fewer than 5 | $95.7 million |
| Individuals (other than high net worth individuals) | 22 | $9.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.57 billion | March 24, 2026 |
| December 1, 2025 | $4.01 billion | August 20, 2025 |
Other advisers in Malvern
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vanguard Capital Management, LLC | Malvern | $8.44 trillion | Not listed | adviserinfo.sec.gov |
| Vanguard Portfolio Management, LLC | Malvern | $2.66 trillion | Not listed | adviserinfo.sec.gov |
| Vanguard Advisers, Inc. | Malvern | $344.62 billion | Not listed | adviserinfo.sec.gov |
| Vanguard Global Advisers, LLC | Malvern | $249.66 billion | Not listed | adviserinfo.sec.gov |
| Pacer Advisors, Inc. | Malvern | $41.84 billion | Not listed | adviserinfo.sec.gov |
| Traynor Capital Management | Malvern | $2.42 billion | Not listed | adviserinfo.sec.gov |
| Old Glory Asset Management LLC | Malvern | $655.9 million | Not listed | adviserinfo.sec.gov |
| Malvern Capital Management | Malvern | $258.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Malvern, PA
- Investment advisers in Pennsylvania
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Wharton Business Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.