Data / Investment advisers / Pennsylvania / Traynor Capital Management
Traynor Capital Management, Malvern, PA: $2.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Traynor Capital Management is an SEC registered investment adviser with its main office in Malvern, Pennsylvania and reports $2.4 billion in regulatory assets under management in its Form ADV filed September 14, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management.
The request: Watch Traynor Capital Management (CRD number 138881): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 138881
- SEC file number
- 801-78760
- SEC status
- Approved, effective November 5, 2013
- Legal name
- Traynor Capital Management, Inc.
- Main office
- 418 E King St, Malvern, PA 19355
- Phone
- (610) 993-9050
- Website
- traynorcapital.com
- Regulatory AUM
- $2,420,585,194 in the Form ADV filed September 14, 2026
- Discretionary AUM
- $1,870,051,172
- Non discretionary AUM
- $550,534,022
- Accounts
- 1,660
- Employees
- 12, of which 6 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 14, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,180 | $1.46 billion |
| High net worth individuals | 410 | $964.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.42 billion | March 24, 2026 |
| December 1, 2025 | $1.85 billion | March 26, 2025 |
Other advisers in Malvern
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vanguard Portfolio Management, LLC | Malvern | $2.66 trillion | Not listed | adviserinfo.sec.gov |
| Vanguard Advisers, Inc. | Malvern | $344.62 billion | Not listed | adviserinfo.sec.gov |
| Vanguard Global Advisers, LLC | Malvern | $249.66 billion | Not listed | adviserinfo.sec.gov |
| Pacer Advisors, Inc. | Malvern | $41.84 billion | Not listed | adviserinfo.sec.gov |
| Wharton Business Group, LLC | Malvern | $4.57 billion | Not listed | adviserinfo.sec.gov |
| Old Glory Asset Management LLC | Malvern | $655.9 million | Not listed | adviserinfo.sec.gov |
| Malvern Capital Management | Malvern | $258.1 million | Not listed | adviserinfo.sec.gov |
| CMG Capital Management Group, Inc. | Malvern | $256.5 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Malvern, PA
- Investment advisers in Pennsylvania
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Traynor Capital Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.