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Investment advisers in California serving investment companies: 155 firms

Name: Investment advisers in California serving investment companies: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

155 SEC registered investment advisers with a main office in California report investment companies among their clients in Form ADV item 5.D, and together they attribute $12.4 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Blackrock Fund Advisors.

The request: Every investment adviser in California that serves investment companies, with AUM, phone and website. $10 of work on sign-up, no card.

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155Advisers
$12.4 trillionAUM from this client type
132Advisers over $100 million
November 2, 2026File date

Advisers in California serving investment companies

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Blackrock Fund Advisors	San Francisco	520	$4.28 trillion	$4.28 trillion	adviserinfo.sec.gov
Capital Research and Management Company	Los Angeles	150	$3.94 trillion	$4.32 trillion	adviserinfo.sec.gov
Charles Schwab Investment Management, Inc	San Francisco	109	$1.47 trillion	$1.72 trillion	adviserinfo.sec.gov
Pacific Investment Management Company LLC	Newport Beach	186	$1.24 trillion	$3.67 trillion	adviserinfo.sec.gov
Franklin Advisers, Inc.	San Mateo	254	$368.10 billion	$509.45 billion	adviserinfo.sec.gov
Dodge & Cox	San Francisco	9	$328.47 billion	$466.56 billion	adviserinfo.sec.gov
Primecap Management Co	Pasadena	2	$133.45 billion	$139.34 billion	adviserinfo.sec.gov
Western Asset Management Company	Pasadena	57	$82.05 billion	$184.99 billion	adviserinfo.sec.gov
Metropolitan West Asset Management LLC	Los Angeles	8	$54.76 billion	$78.52 billion	adviserinfo.sec.gov
Cliffwater LLC	Marina Del Rey	3	$43.93 billion	$48.51 billion	adviserinfo.sec.gov
Pacific Life Fund Advisors LLC	Newport Beach	2	$42.75 billion	$42.81 billion	adviserinfo.sec.gov
WCM Investment Management	Laguna Beach	35	$34.15 billion	$96.77 billion	adviserinfo.sec.gov
Parnassus Investments, LLC	San Francisco	8	$34.13 billion	$41.09 billion	adviserinfo.sec.gov
Causeway Capital Management LLC	Los Angeles	20	$31.57 billion	$62.24 billion	adviserinfo.sec.gov
TCW Investment Management Company LLC	Los Angeles	12	$29.48 billion	$38.82 billion	adviserinfo.sec.gov
First Pacific Advisors, LP	El Segundo	8	$26.40 billion	$32.00 billion	adviserinfo.sec.gov
Fuller & Thaler Asset Management Inc	San Mateo	8	$25.02 billion	$30.25 billion	adviserinfo.sec.gov
Hotchkis and Wiley Capital Management, LLC	Los Angeles	26	$24.54 billion	$36.93 billion	adviserinfo.sec.gov
Syzygy Asset Management, LLC	Newport Beach	15	$22.07 billion	$32.22 billion	adviserinfo.sec.gov
Aristotle Capital Management, LLC	Los Angeles	11	$18.56 billion	$43.54 billion	adviserinfo.sec.gov
Penserra Capital Management LLC	Orinda	49	$17.50 billion	$17.50 billion	adviserinfo.sec.gov
Aristotle Investment Services, LLC	Newport Beach	1	$16.50 billion	$16.50 billion	adviserinfo.sec.gov
Aristotle Pacific Capital, LLC	Newport Beach	5	$14.87 billion	$26.76 billion	adviserinfo.sec.gov
Los Angeles Capital Management LLC	Los Angeles	9	$13.71 billion	$40.58 billion	adviserinfo.sec.gov
Kayne Anderson Rudnick Investment Management, LLC	Los Angeles	36	$13.58 billion	$39.36 billion	adviserinfo.sec.gov
Capital International, Inc.	Los Angeles	8	$10.92 billion	$64.25 billion	adviserinfo.sec.gov
Payden & Rygel	Los Angeles	21	$9.86 billion	$158.23 billion	adviserinfo.sec.gov
Ares Capital Management II LLC	Los Angeles	10	$8.53 billion	$19.64 billion	adviserinfo.sec.gov
Pacific Heights Asset Management, LLC	San Francisco	4	$7.27 billion	$7.27 billion	adviserinfo.sec.gov
Bondbloxx	Larkspur	27	$7.24 billion	$7.24 billion	adviserinfo.sec.gov
Osterweis Capital Management	San Francisco	4	$6.37 billion	$7.50 billion	adviserinfo.sec.gov
Pantheon	San Francisco	2	$6.25 billion	$87.69 billion	adviserinfo.sec.gov
Ironwood Capital Management Corp	San Francisco	2	$6.14 billion	$8.23 billion	adviserinfo.sec.gov
Brandes Investment Partners, LP	LA Jolla	10	$5.93 billion	$40.65 billion	adviserinfo.sec.gov
Matthews International Capital Management, LLC	San Francisco	24	$5.10 billion	$6.63 billion	adviserinfo.sec.gov
Hennessy Advisors, Inc.	Novato	17	$4.25 billion	$4.25 billion	adviserinfo.sec.gov
Ocean Park Asset Management, LLC	Santa Monica	12	$3.91 billion	$3.94 billion	adviserinfo.sec.gov
Cambria Investment Management, L.P.	Manhattan Beach	20	$3.55 billion	$3.58 billion	adviserinfo.sec.gov
Seafarer Capital Partners, LLC	Larkspur	2	$3.38 billion	$3.38 billion	adviserinfo.sec.gov
IM Global Partner Fund Management LLC	El Segundo	12	$3.36 billion	$3.97 billion	adviserinfo.sec.gov
Counterpoint Funds	San Diego	5	$3.24 billion	$3.24 billion	adviserinfo.sec.gov
Flaherty & Crumrine Incorporated	Pasadena	6	$3.11 billion	$4.15 billion	adviserinfo.sec.gov
Main Management ETF Advisors, LLC	San Francisco	3	$2.82 billion	$2.82 billion	adviserinfo.sec.gov
Clarivest Asset Management LLC	San Diego	4	$1.97 billion	$3.05 billion	adviserinfo.sec.gov
KKR Credit Advisors (US) LLC	San Francisco	5	$1.85 billion	$270.85 billion	adviserinfo.sec.gov
Wilshire	Santa Monica	4	$1.84 billion	$149.10 billion	adviserinfo.sec.gov
Oaktree Fund Advisors, LLC	Los Angeles	10	$1.58 billion	$14.10 billion	adviserinfo.sec.gov
Whittier Advisors, LLC	Newport Beach	3	$1.49 billion	$1.89 billion	adviserinfo.sec.gov
Algert Global LLC	San Francisco	4	$1.17 billion	$10.20 billion	adviserinfo.sec.gov
Spyglass Capital Management, LLC	Greenbrae	1	$1.16 billion	$2.02 billion	adviserinfo.sec.gov
Scharf Investments, LLC	Los Gatos	6	$1.07 billion	$4.21 billion	adviserinfo.sec.gov
Wedbush Fund Advisers, LLC	Pasadena	4	$1.07 billion	$1.07 billion	adviserinfo.sec.gov
Stepstone Group Private Debt LLC	LA Jolla	1	$1.06 billion	$5.79 billion	adviserinfo.sec.gov
Main Management Fund Advisors, LLC	San Francisco	1	$1.01 billion	$1.01 billion	adviserinfo.sec.gov
Beacon Pointe Advisors, LLC	Newport Beach	1	$984.1 million	$54.87 billion	adviserinfo.sec.gov
The Investment House LLC	Redondo Beach	2	$900.3 million	$2.48 billion	adviserinfo.sec.gov
Aperio Group, LLC	Sausalito	3	$787.7 million	$152.13 billion	adviserinfo.sec.gov
Ssi Investment Management LLC	Los Angeles	4	$778.2 million	$2.55 billion	adviserinfo.sec.gov
Pacific Income Advisers Inc	El Segundo	5	$753.1 million	$2.25 billion	adviserinfo.sec.gov
Uscf Advisers	Walnut Creek	8	$714.9 million	$714.9 million	adviserinfo.sec.gov
Bitwise Investment Manager, LLC	San Francisco	11	$698 million	$721.8 million	adviserinfo.sec.gov
Robinhood Ventures	Menlo Park	1	$682.1 million	$717.4 million	adviserinfo.sec.gov
Post Advisory Group, LLC	Los Angeles	2	$668 million	$13.03 billion	adviserinfo.sec.gov
Huber Capital Management LLC	El Segundo	4	$596.8 million	$729.2 million	adviserinfo.sec.gov
Powerlaw Fund Adviser, LLC	San Francisco	1	$496.3 million	$496.3 million	adviserinfo.sec.gov
Infanger Investment Technology, LLC	Mountain View	1	$472.2 million	$494.9 million	adviserinfo.sec.gov
Vert Asset Management LLC	Sausalito	1	$456 million	$464.4 million	adviserinfo.sec.gov
TCW Asset Backed Finance Management Company LLC	Los Angeles	1	$425 million	$425 million	adviserinfo.sec.gov
Fort Baker Capital Management LP	Larkspur	1	$405.3 million	$1.07 billion	adviserinfo.sec.gov
Guinness Atkinson Asset Management, Inc.	Pasadena	1	$344.4 million	$344.4 million	adviserinfo.sec.gov
Dunham	San Diego	15	$335.7 million	$5.63 billion	adviserinfo.sec.gov
CIM Capital Ic Management, LLC	Los Angeles	1	$331.9 million	$1.08 billion	adviserinfo.sec.gov
Figure Investment Advisors, LLC	San Francisco	1	$327.4 million	$442.2 million	adviserinfo.sec.gov
North Reef Capital Management LP	Laguna Beach	1	$298.3 million	$4.14 billion	adviserinfo.sec.gov
Merritt Point Partners LLC	Oakland	1	$288.1 million	$636.1 million	adviserinfo.sec.gov
Kurv Investment Management LLC	San Francisco	10	$279.2 million	$279.2 million	adviserinfo.sec.gov
Garrison Point Capital, LLC	San Francisco	1	$245.2 million	$315.5 million	adviserinfo.sec.gov
Orrell Capital Management	Livermore	1	$233.1 million	$238.9 million	adviserinfo.sec.gov
Mar Vista Investment Partners, LLC	Los Angeles	1	$218.3 million	$1.12 billion	adviserinfo.sec.gov
One Capital Management, LLC	Westlake Village	7	$215.6 million	$8.53 billion	adviserinfo.sec.gov
Pier 88 Investment Partners, LLC	San Francisco	1	$210.3 million	$568 million	adviserinfo.sec.gov
Rayliant Investment Research	Walnut	4	$203.5 million	$203.5 million	adviserinfo.sec.gov
Optimize Financial Inc.	Irvine	1	$200.2 million	$221.7 million	adviserinfo.sec.gov
M83 Investment Group, LLC	Calabasas	1	$191 million	$191 million	adviserinfo.sec.gov
Clearlake Capital Group, L.P.	Santa Monica	1	$190 million	$83.56 billion	adviserinfo.sec.gov
Bancreek Capital Advisors, LLC	Santa Monica	3	$187.1 million	$187.1 million	adviserinfo.sec.gov
Nestyield Etfs	Downey	3	$185 million	$517.3 million	adviserinfo.sec.gov
Anchor Capital	Aliso Viejo	4	$181.5 million	$191.2 million	adviserinfo.sec.gov
Port Street Investments, LLC	Newport Beach	1	$174.5 million	$174.5 million	adviserinfo.sec.gov
Saratoga Research & Investment Management	Saratoga	1	$173.5 million	$2.51 billion	adviserinfo.sec.gov
Genter Capital Management	Los Angeles	6	$165.7 million	$5.10 billion	adviserinfo.sec.gov
Aspiriant, LLC	Los Angeles	3	$149.3 million	$18.05 billion	adviserinfo.sec.gov
Osterweis Capital Management	San Francisco	1	$148.4 million	$439.4 million	adviserinfo.sec.gov
First Foundation Advisors	Irvine	1	$143.7 million	$5.06 billion	adviserinfo.sec.gov
Nicholas Investment Partners, L.P.	San Diego	1	$143.2 million	$1.45 billion	adviserinfo.sec.gov
Global Imc LLC	Solana Beach	1	$135.2 million	$790 million	adviserinfo.sec.gov
CIM Capital SA Management, LLC	Los Angeles	1	$134.2 million	$134.2 million	adviserinfo.sec.gov
The Informed Momentum Company LLC	Solana Beach	3	$131.5 million	$1.49 billion	adviserinfo.sec.gov
Measured Risk Portfolios	San Diego	1	$124.5 million	$597.2 million	adviserinfo.sec.gov
Bretton Capital Management	San Francisco	1	$122.8 million	$122.8 million	adviserinfo.sec.gov
Wealthfront Strategies LLC	Palo Alto	1	$111.6 million	$111.6 million	adviserinfo.sec.gov
Felicitas Global Partners, LLC	Pasadena	1	$109 million	$804.4 million	adviserinfo.sec.gov
M2 Capital Advisors	Valencia	2	$103.5 million	$158 million	adviserinfo.sec.gov
Validex Global Investing	Irvine	1	$99.6 million	$352.9 million	adviserinfo.sec.gov
Slow Capital, Inc.	Greenbrae	1	$93.4 million	$953.3 million	adviserinfo.sec.gov
Rice Hall James & Associates LLC	San Diego	1	$90.6 million	$1.74 billion	adviserinfo.sec.gov
Jacob Asset Management of New York LLC	Hermosa Beach	3	$84.1 million	$84.1 million	adviserinfo.sec.gov
Summitry, LLC	Foster City	1	$80.3 million	$3.35 billion	adviserinfo.sec.gov
Propel Bio Management, LLC	Los Angeles	1	$75.3 million	$247.5 million	adviserinfo.sec.gov
Lido	Los Angeles	1	$72.5 million	$42.50 billion	adviserinfo.sec.gov
Raub Brock Capital Management, LP	Larkspur	1	$72 million	$2.93 billion	adviserinfo.sec.gov
Strategy Capital LLC	Los Altos	1	$71.3 million	$1.34 billion	adviserinfo.sec.gov
Pence Capital Management, LLC	Newport Beach	2	$67.5 million	$1.54 billion	adviserinfo.sec.gov
Carbon Collective Investing, LLC	Oakland	2	$63.1 million	$348.4 million	adviserinfo.sec.gov
Bailard, Inc.	Foster City	3	$62.3 million	$7.56 billion	adviserinfo.sec.gov
Firsthand Capital Management, Inc.	San Jose	2	$58.6 million	$58.6 million	adviserinfo.sec.gov
Arena Capital Advisors	Los Angeles	1	$55.2 million	$5.33 billion	adviserinfo.sec.gov
C1 Advisors LLC	Palo Alto	1	$53.1 million	$53.1 million	adviserinfo.sec.gov
Affinity Investment Advisors, LLC	Newport Beach	1	$51.2 million	$1.16 billion	adviserinfo.sec.gov
Welton Investment Partners LLC	Carmel	4	$51.1 million	$330 million	adviserinfo.sec.gov
Check Capital Management Inc	Costa Mesa	1	$45.8 million	$2.37 billion	adviserinfo.sec.gov
Gsi Capital Advisors LLC	Newport Beach	1	$45 million	$182.4 million	adviserinfo.sec.gov
Warren Street Wealth Advisors, LLC	Irvine	1	$43.2 million	$656.1 million	adviserinfo.sec.gov
Alternative Access Funds, LLC	El Segundo	1	$42.5 million	$42.5 million	adviserinfo.sec.gov
Black Hill Capital Partners, LLC	San Francisco	1	$33.4 million	$67.7 million	adviserinfo.sec.gov
Acquirers Funds, LLC	Rolling Hills	1	$33.1 million	$33.1 million	adviserinfo.sec.gov
Skba Capital Management, LLC	San Francisco	2	$32 million	$732 million	adviserinfo.sec.gov
Intelligence Driven Advisers, LLC	Carlsbad	1	$29.5 million	$881.9 million	adviserinfo.sec.gov
Mundoval Capital Management, Inc.	LA Jolla	1	$28 million	$91.9 million	adviserinfo.sec.gov
Pantheon Infra Advisors, LLC	San Francisco	1	$26.6 million	$26.6 million	adviserinfo.sec.gov
Tran Capital Management, L.P.	San Rafael	1	$24.6 million	$890.3 million	adviserinfo.sec.gov
Prosperitas Financial, LLC	Valencia	172	$17 million	$812.5 million	adviserinfo.sec.gov
Ivy Invest Corporation	San Francisco	1	$12.6 million	$12.6 million	adviserinfo.sec.gov
Ariam Global Inc.	San Diego	1	$12.4 million	$12.4 million	adviserinfo.sec.gov
Value Trend Capital Management LP	El Cajon	1	$11.9 million	$11.9 million	adviserinfo.sec.gov
Bancreek Capital Strategies, LLC	Santa Monica	1	$11.2 million	$11.2 million	adviserinfo.sec.gov
Volt Equity LLC	San Francisco	1	$10.3 million	$10.3 million	adviserinfo.sec.gov
Distribution Cognizant, LLC	Palo Alto	1	$5.3 million	$5.3 million	adviserinfo.sec.gov
Gerber Kawasaki Wealth & Investment Management	Santa Monica	1	$4.2 million	$4.11 billion	adviserinfo.sec.gov
Finite Management, LLC	Santa Monica	1	$3 million	$3 million	adviserinfo.sec.gov
Pasadena Private Wealth, LLC	Pasadena	1	$2.7 million	$1.62 billion	adviserinfo.sec.gov
Decamilla Capital Management LLC	Sacramento	2	$938,691	$162.9 million	adviserinfo.sec.gov
Ultra Capital Management LLC	San Francisco	1	$693,618	$693,618	adviserinfo.sec.gov
Arca Capital Management	Marina Del Rey	1	$443,597	$32.8 million	adviserinfo.sec.gov
Colegerber	Walnut Creek	1	$100,000	$100,000	adviserinfo.sec.gov
Stepstone Group LP	LA Jolla	18	Not listed	$107.82 billion	adviserinfo.sec.gov
Crabel Capital Management, LLC	Westlake Village	6	Not listed	Not listed	adviserinfo.sec.gov
AI Funds	Sausalito	3	Not listed	$2.1 million	adviserinfo.sec.gov
Assetmark, Inc.	Concord	2	Not listed	$91.76 billion	adviserinfo.sec.gov
Changing Parameters, LLC	Los Altos	1	Not listed	$105.4 million	adviserinfo.sec.gov
Clearlake Capital Ric Management, LLC	Santa Monica	1	Not listed	Not listed	adviserinfo.sec.gov
Portfolio Management Technology	San Francisco	1	Not listed	Not listed	adviserinfo.sec.gov
Steelpeak Wealth, LLC	Los Angeles	1	Not listed	$4.15 billion	adviserinfo.sec.gov
Stepstone Group Real Assets LP	LA Jolla	1	Not listed	$41.48 billion	adviserinfo.sec.gov
Terra Firma Asset Management	San Francisco	1	Not listed	Not listed	adviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.