Data / Investment advisers / California / CIM Capital Ic Management, LLC
CIM Capital Ic Management, LLC, Los Angeles, CA: $1.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
CIM Capital Ic Management, LLC is an SEC registered investment adviser with its main office in Los Angeles, California and reports $1.1 billion in regulatory assets under management in its Form ADV filed September 2, 2026. Its clients include pooled investment vehicles and investment companies. It is paid through a percentage of assets under management and performance based fees.
The request: Watch CIM Capital Ic Management, LLC (CRD number 301416): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 301416
- SEC file number
- 801-115272
- SEC status
- Approved, effective May 13, 2019
- Main office
- 4700 Wilshire Boulevard, Los Angeles, CA 90010
- Phone
- (323) 860-4900
- Regulatory AUM
- $1,080,486,889 in the Form ADV filed September 2, 2026
- Discretionary AUM
- $1,080,486,889
- Accounts
- 3
- Employees
- 160, of which 16 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $748.6 million |
| Investment companies | 1 | $331.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.08 billion | March 27, 2026 |
| December 1, 2025 | $1.13 billion | March 31, 2025 |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Symbiotic Capital | Los Angeles | $1.13 billion | 9 | adviserinfo.sec.gov |
| Mar Vista Investment Partners, LLC | Los Angeles | $1.12 billion | Not listed | adviserinfo.sec.gov |
| Trace Capital | Los Angeles | $1.12 billion | 2 | adviserinfo.sec.gov |
| Crescent Cap NT Advisors, LLC | Los Angeles | $1.11 billion | Not listed | adviserinfo.sec.gov |
| CW Investment Advisers, LLC | Los Angeles | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Caltius Capital Management, LP | Los Angeles | $1.06 billion | 17 | adviserinfo.sec.gov |
| Broadshore Capital Partners, LLC | Los Angeles | $981.6 million | Not listed | adviserinfo.sec.gov |
| Balmoral Management II L.P. | Los Angeles | $974.4 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving investment companies
- CIM Capital Ic Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.