Data / Investment advisers / California / Broadshore Capital Partners, LLC
Broadshore Capital Partners, LLC, Los Angeles, CA: $982 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Broadshore Capital Partners, LLC is an SEC registered investment adviser with its main office in Los Angeles, California and reports $982 million in regulatory assets under management in its Form ADV filed July 28, 2026. Its clients include state and municipal governments. It is paid through a percentage of assets under management, performance based fees and other fees.
The request: Watch Broadshore Capital Partners, LLC (CRD number 119200): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 119200
- SEC file number
- 801-61687
- SEC status
- Approved, effective January 2, 2003
- Main office
- 11755 Wilshire Blvd. Suite 1350, Los Angeles, CA 90025
- Phone
- (800) 261-4481
- Regulatory AUM
- $981,645,694 in the Form ADV filed July 28, 2026
- Non discretionary AUM
- $981,645,694
- Accounts
- 11
- Employees
- 16, of which 11 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 1 | $492.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $981.6 million | March 30, 2026 |
| December 1, 2025 | $1.12 billion | September 24, 2025 |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Trace Capital | Los Angeles | $1.12 billion | 2 | adviserinfo.sec.gov |
| Crescent Cap NT Advisors, LLC | Los Angeles | $1.11 billion | Not listed | adviserinfo.sec.gov |
| CW Investment Advisers, LLC | Los Angeles | $1.08 billion | Not listed | adviserinfo.sec.gov |
| CIM Capital Ic Management, LLC | Los Angeles | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Caltius Capital Management, LP | Los Angeles | $1.06 billion | 17 | adviserinfo.sec.gov |
| Balmoral Management II L.P. | Los Angeles | $974.4 million | 5 | adviserinfo.sec.gov |
| 3l Capital Management, LLC | Los Angeles | $932.3 million | 10 | adviserinfo.sec.gov |
| Old West Investment Management, LLC | Los Angeles | $915.7 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving state and municipal governments
- Broadshore Capital Partners, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.