Data / Investment advisers / California / Old West Investment Management, LLC
Old West Investment Management, LLC, Los Angeles, CA: $916 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Old West Investment Management, LLC is an SEC registered investment adviser with its main office in Los Angeles, California and reports $916 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include pooled investment vehicles, high net worth individuals and state and municipal governments. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 3 private funds.
The request: Watch Old West Investment Management, LLC (CRD number 148343): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 148343
- SEC file number
- 801-69604
- SEC status
- Approved, effective October 15, 2008
- Main office
- 601 South Figueroa Street Suite 1975, Los Angeles, CA 90017
- Phone
- (213) 943-1740
- Website
- oldwestim.com
- Regulatory AUM
- $915,678,156 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $903,033,305
- Non discretionary AUM
- $12,644,851
- Accounts
- 847
- Employees
- 8, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 3: 3 hedge funds
- Gross assets of private funds
- $508,811,063
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 6 | $511.1 million |
| High net worth individuals | 735 | $330.3 million |
| State or municipal government entities | Fewer than 5 | $27.1 million |
| Corporations or other businesses | 48 | $24.5 million |
| Individuals (other than high net worth individuals) | 53 | $11.5 million |
| Charitable organizations | Fewer than 5 | $11.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $915.7 million | March 30, 2026 |
| December 1, 2025 | $476.5 million | March 31, 2025 |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| CIM Capital Ic Management, LLC | Los Angeles | $1.08 billion | Not listed | adviserinfo.sec.gov |
| Caltius Capital Management, LP | Los Angeles | $1.06 billion | 17 | adviserinfo.sec.gov |
| Broadshore Capital Partners, LLC | Los Angeles | $981.6 million | Not listed | adviserinfo.sec.gov |
| Balmoral Management II L.P. | Los Angeles | $974.4 million | 5 | adviserinfo.sec.gov |
| 3l Capital Management, LLC | Los Angeles | $932.3 million | 10 | adviserinfo.sec.gov |
| Remy Investors & Consultants, LLC | Los Angeles | $887.6 million | 3 | adviserinfo.sec.gov |
| Integrity Growth Partners, L.P. | Los Angeles | $872.6 million | 11 | adviserinfo.sec.gov |
| Arc Capital Partners | Los Angeles | $862.5 million | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Old West Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.