Data / Investment advisers / California / Rice Hall James & Associates LLC
Rice Hall James & Associates LLC, San Diego, CA: $1.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Rice Hall James & Associates LLC is an SEC registered investment adviser with its main office in San Diego, California and reports $1.7 billion in regulatory assets under management in its Form ADV filed May 6, 2026. Its clients include pooled investment vehicles, state and municipal governments and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 125410
- SEC file number
- 801-61905
- SEC status
- Approved, effective February 13, 2003
- Main office
- 600 West Broadway Suite 1000, San Diego, CA 92101
- Phone
- (619) 239-9005
- Website
- ricehalljames.com
- Regulatory AUM
- $1,740,251,833 in the Form ADV filed May 6, 2026
- Discretionary AUM
- $1,740,251,833
- Accounts
- 249
- Employees
- 23, of which 13 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $449 million |
| State or municipal government entities | 8 | $307.9 million |
| Pension and profit sharing plans | 3 | $273.1 million |
| Individuals (other than high net worth individuals) | 143 | $245.7 million |
| Corporations or other businesses | 10 | $179 million |
| High net worth individuals | 68 | $100.7 million |
| Investment companies | 1 | $90.6 million |
| Charitable organizations | 9 | $40.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.74 billion | March 26, 2026 |
| December 1, 2025 | $1.78 billion | March 28, 2025 |
Other advisers in San Diego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Clarivest Asset Management LLC | San Diego | $3.05 billion | Not listed | adviserinfo.sec.gov |
| LM Advisors LLC | San Diego | $2.88 billion | 1 | adviserinfo.sec.gov |
| Coastedge Partners, LLC | San Diego | $2.14 billion | 16 | adviserinfo.sec.gov |
| Madison Avenue Securities, LLC | San Diego | $2.02 billion | Not listed | adviserinfo.sec.gov |
| Sovran Advisors, LLC | San Diego | $1.87 billion | Not listed | adviserinfo.sec.gov |
| Telos Capital Management, Inc. | San Diego | $1.63 billion | Not listed | adviserinfo.sec.gov |
| Nicholas Investment Partners, L.P. | San Diego | $1.45 billion | 3 | adviserinfo.sec.gov |
| Denali Advisors, LLC | San Diego | $1.39 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Diego, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving state and municipal governments
- Rice Hall James & Associates LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.