Data / Investment advisers / California / Raub Brock Capital Management, LP
Raub Brock Capital Management, LP, Larkspur, CA: $2.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Raub Brock Capital Management, LP is an SEC registered investment adviser with its main office in Larkspur, California and reports $2.9 billion in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include other investment advisers, high net worth individuals and investment companies. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Raub Brock Capital Management, LP (CRD number 153994): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 153994
- SEC file number
- 801-71732
- SEC status
- Approved, effective August 6, 2010
- Main office
- 700 Larkspur Landing Circle Suite 240, Larkspur, CA 94939
- Phone
- (415) 927-6990
- Website
- raubbrock.com
- Regulatory AUM
- $2,928,521,119 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $466,998,413
- Non discretionary AUM
- $2,461,522,706
- Accounts
- 6,352
- Employees
- 9, of which 6 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 24 | $2.63 billion |
| High net worth individuals | 81 | $184.2 million |
| Investment companies | 1 | $72 million |
| Individuals (other than high net worth individuals) | 34 | $19.7 million |
| Pension and profit sharing plans | 2 | $18.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.93 billion | March 11, 2026 |
| December 1, 2025 | $3.22 billion | November 17, 2025 |
Other advisers in Larkspur
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| TSG Consumer Partners LP | Larkspur | $14.26 billion | 18 | adviserinfo.sec.gov |
| Bondbloxx | Larkspur | $7.24 billion | Not listed | adviserinfo.sec.gov |
| Redmile Group | Larkspur | $4.70 billion | 20 | adviserinfo.sec.gov |
| Seafarer Capital Partners, LLC | Larkspur | $3.38 billion | Not listed | adviserinfo.sec.gov |
| Tensile Capital Management LP | Larkspur | $1.80 billion | 5 | adviserinfo.sec.gov |
| American Pacific Group | Larkspur | $1.34 billion | 4 | adviserinfo.sec.gov |
| Fort Baker Capital Management LP | Larkspur | $1.07 billion | 1 | adviserinfo.sec.gov |
| Greenstone Partners, LLC | Larkspur | $499.3 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Larkspur, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving other investment advisers
- Advisers serving high net worth individuals
- Raub Brock Capital Management, LP on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.