Data / Investment advisers / California / Osterweis Capital Management
Osterweis Capital Management, San Francisco, CA: $439 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Osterweis Capital Management is an SEC registered investment adviser with its main office in San Francisco, California and reports $439 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, investment companies and state and municipal governments. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 105421
- SEC file number
- 801-18395
- SEC status
- Approved, effective March 3, 1983
- Legal name
- Osterweis Capital Management Inc
- Main office
- One Maritime Plaza, Ste 800, San Francisco, CA 94111
- Phone
- (415) 434-4441
- Regulatory AUM
- $439,351,047 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $438,763,122
- Non discretionary AUM
- $587,925
- Accounts
- 35
- Employees
- 66, of which 14 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 33 | $275.9 million |
| Investment companies | 1 | $148.4 million |
| State or municipal government entities | Fewer than 5 | $15.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $439.4 million | March 31, 2026 |
| December 1, 2025 | $452.3 million | April 1, 2025 |
Other advisers in San Francisco
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Rosenblum Silverman Sutton SF Inc | San Francisco | $486.6 million | Not listed | adviserinfo.sec.gov |
| NWK Group | San Francisco | $485.3 million | Not listed | adviserinfo.sec.gov |
| Van Strum & Towne Inc | San Francisco | $483 million | Not listed | adviserinfo.sec.gov |
| Andra Capital LLC | San Francisco | $476.5 million | 1 | adviserinfo.sec.gov |
| Figure Investment Advisors, LLC | San Francisco | $442.2 million | 4 | adviserinfo.sec.gov |
| Blueprint Investing LLC | San Francisco | $436.3 million | Not listed | adviserinfo.sec.gov |
| Foreword Capital, LP | San Francisco | $431.5 million | 1 | adviserinfo.sec.gov |
| Potrero Capital Research, LLC | San Francisco | $419.6 million | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Francisco, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving investment companies
- Osterweis Capital Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.