Data / Investment advisers / California / Ocean Park Asset Management, LLC
Ocean Park Asset Management, LLC, Santa Monica, CA: $3.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ocean Park Asset Management, LLC is an SEC registered investment adviser with its main office in Santa Monica, California and reports $3.9 billion in regulatory assets under management in its Form ADV filed October 13, 2026. Its clients include investment companies, individuals and high net worth individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 145634
- SEC file number
- 801-68554
- SEC status
- Approved, effective November 30, 2007
- Main office
- 3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405
- Phone
- (310) 452-1887
- Regulatory AUM
- $3,935,467,285 in the Form ADV filed October 13, 2026
- Discretionary AUM
- $3,935,467,285
- Accounts
- 226
- Employees
- 58, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 12 | $3.91 billion |
| Individuals (other than high net worth individuals) | 120 | $17.3 million |
| High net worth individuals | 4 | $7.2 million |
| Pension and profit sharing plans | 1 | $179,380 |
| Charitable organizations | 1 | $117,913 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.94 billion | March 31, 2026 |
| December 1, 2025 | $4.87 billion | June 27, 2025 |
Other advisers in Santa Monica
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Main Street Advisors | Santa Monica | $9.65 billion | 6 | adviserinfo.sec.gov |
| Quid Capital Group Holdings, LLC | Santa Monica | $7.76 billion | 36 | adviserinfo.sec.gov |
| Angeles Investment Advisors | Santa Monica | $7.27 billion | 17 | adviserinfo.sec.gov |
| Glendon Capital Management L.P. | Santa Monica | $5.24 billion | 3 | adviserinfo.sec.gov |
| Gerber Kawasaki Wealth & Investment Management | Santa Monica | $4.11 billion | Not listed | adviserinfo.sec.gov |
| Abacus Wealth Partners | Santa Monica | $3.58 billion | 1 | adviserinfo.sec.gov |
| Tennenbaum Capital Partners, LLC | Santa Monica | $3.16 billion | 36 | adviserinfo.sec.gov |
| Emerald Lake Capital Management, L.P. | Santa Monica | $3.06 billion | 15 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Santa Monica, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving individuals
- Ocean Park Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.