Data / Investment advisers / California / Firsthand Capital Management, Inc.
Firsthand Capital Management, Inc., San Jose, CA: $58.6 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Firsthand Capital Management, Inc. is an SEC registered investment adviser with its main office in San Jose, California and reports $58.6 million in regulatory assets under management in its Form ADV filed July 31, 2026. Its clients include investment companies and business development companies. It is paid through a percentage of assets under management and performance based fees.
The request: Watch Firsthand Capital Management, Inc. (CRD number 150647): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 150647
- SEC file number
- 801-70365
- SEC status
- Approved, effective July 9, 2009
- Main office
- 3031 Tisch Way #110 Plaza West, San Jose, CA 95128
- Phone
- (408) 886-7096
- Regulatory AUM
- $58,567,545 in the Form ADV filed July 31, 2026
- Discretionary AUM
- $58,567,545
- Accounts
- 3
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $58.6 million |
| Business development companies | 1 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $58.6 million | March 25, 2026 |
| December 1, 2025 | $51.1 million | March 28, 2025 |
Other advisers in San Jose
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Legacy Wealth Advisors, LLC | San Jose | $178.3 million | Not listed | adviserinfo.sec.gov |
| Corinthian Wealth Management | San Jose | $131.7 million | Not listed | adviserinfo.sec.gov |
| Nim Wealth Solutions | San Jose | $116.8 million | Not listed | adviserinfo.sec.gov |
| Align Wealth Management, LLC | San Jose | $116.7 million | Not listed | adviserinfo.sec.gov |
| Heckman Financial & Insurance Services, Inc. | San Jose | $116.4 million | Not listed | adviserinfo.sec.gov |
| Restive Investment Management, LLC | San Jose | Not listed | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Jose, CA
- Investment advisers in California
- Advisers with $50 million to $100 million in AUM
- Advisers serving investment companies
- Advisers serving business development companies
- Firsthand Capital Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.