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Data / Investment advisers / California / San Jose

Investment advisers in San Jose, CA: 26 firms, $11.4 billion in AUM

26 investment advisers have their main office in San Jose, California: 20 SEC registered and 6 exempt reporting. The registered advisers report $11.4 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Pegasus Tech Ventures, Inc. with $2.6 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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  • 26Advisers
  • 20SEC registered
  • 6Exempt reporting
  • $11.4 billionTotal AUM
  • 16Advisers over $100 million
  • 8Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Pegasus Tech Ventures, Inc.San Jose$2.58 billion434643(408) 645-5532adviserinfo.sec.gov
Werba Rubin Papier Wealth Management, LLCSan Jose$1.40 billion2,10518Not listed(408) 217-2000adviserinfo.sec.gov
Kera Capital PartnersSan Jose$1.36 billion1,045139(408) 668-2201adviserinfo.sec.gov
Silicon Valley Capital Partners, L.P.San Jose$1.29 billion1,6278Not listed(408) 236-7300svcp.comadviserinfo.sec.gov
Concentrum Wealth ManagementSan Jose$986.8 million1,5467Not listed(408) 840-4030adviserinfo.sec.gov
Clarity Wealth AdvisorsSan Jose$732.9 million1,3535Not listed(408) 560-3220claritywealthadvisors.comadviserinfo.sec.gov
Betterwealth LLCSan Jose$659.9 million1,3496Not listed(408) 659-2390adviserinfo.sec.gov
TTP Investments, Inc.San Jose$570.6 million1,0383Not listed(408) 879-0399ttp-investments.comadviserinfo.sec.gov
Potentia WealthSan Jose$569.1 million1,25316Not listed(408) 288-7886potentiawealth.comadviserinfo.sec.gov
Retirement Capital Strategies, Inc.San Jose$305.2 million6276Not listed(408) 551-6100adviserinfo.sec.gov
DWR Wealth Management, LLCSan Jose$221.2 million6473Not listed(408) 260-9600dwrwealth.comadviserinfo.sec.gov
Legacy Wealth Advisors, LLCSan Jose$178.3 million2106Not listed(408) 452-7700legacywealthadvisorsllc.comadviserinfo.sec.gov
Corinthian Wealth ManagementSan Jose$131.7 million3523Not listed(408) 995-0915adviserinfo.sec.gov
Nim Wealth SolutionsSan Jose$116.8 million3026Not listed(888) 322-2009nimretirementgroup.comadviserinfo.sec.gov
Align Wealth Management, LLCSan Jose$116.7 million1532Not listed(408) 559-7444alignwealthmgmt.comadviserinfo.sec.gov
Heckman Financial & Insurance Services, Inc.San Jose$116.4 million5655Not listed(408) 297-9800worrylesswealth.comadviserinfo.sec.gov
Firsthand Capital Management, Inc.San Jose$58.6 million35Not listed(408) 886-7096adviserinfo.sec.gov
Endowe Advisory LLCSan Jose$30021Not listed(650) 469-3120endowe.comadviserinfo.sec.gov
Xoomfi AdvisorsSan Jose$30030Not listed(650) 870-1343xoomfi.comadviserinfo.sec.gov
Restive Investment Management, LLCSan JoseNot listedNot listedNot listed6(415) 409-8126finventurestudio.comadviserinfo.sec.gov
Oriza Ventures Management, LLCSan JoseNot listedNot listedNot listed2(650) 450-0108adviserinfo.sec.gov
Intervia Partners, LLCSan JoseNot listedNot listedNot listed1(206) 802-5724intervia.vcadviserinfo.sec.gov
Mavinex LTDSan JoseNot listedNot listedNot listed1(647) 945-5122adviserinfo.sec.gov
Pacific Peak Capital Partners LTDSan JoseNot listedNot listedNot listed1(734) 671-9846adviserinfo.sec.gov
Xnova VCSan JoseNot listedNot listedNot listed1(408) 513-5068xnova.vcadviserinfo.sec.gov
Brightplan LLCSan JoseNot listed053Not listed(408) 933-6188brightplan.comadviserinfo.sec.gov

Advisers in San Jose that manage private funds

8 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Pegasus Tech Ventures, Inc.San JoseCA43Not listedNot listed43Not listed$2.58 billion$2.58 billionadviserinfo.sec.gov
Kera Capital PartnersSan JoseCA9Not listedNot listedNot listedNot listed$27.5 million$1.36 billionadviserinfo.sec.gov
Restive Investment Management, LLCSan JoseCA6Not listedNot listed6Not listed$129 millionNot listedadviserinfo.sec.gov
Oriza Ventures Management, LLCSan JoseCA2Not listedNot listed2Not listed$134.4 millionNot listedadviserinfo.sec.gov
Intervia Partners, LLCSan JoseCA1Not listedNot listed1Not listed$230,000Not listedadviserinfo.sec.gov
Mavinex LTDSan JoseCA1Not listed1Not listedNot listed$25 millionNot listedadviserinfo.sec.gov
Pacific Peak Capital Partners LTDSan JoseCA1Not listed1Not listedNot listed$588,130Not listedadviserinfo.sec.gov
Xnova VCSan JoseCA1Not listedNot listed1Not listed$3.5 millionNot listedadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.