Data / Investment advisers / California / Potentia Wealth
Potentia Wealth, San Jose, CA: $569 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Potentia Wealth is an SEC registered investment adviser with its main office in San Jose, California and reports $569 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Potentia Wealth (CRD number 329135): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 329135
- SEC file number
- 801-129366
- SEC status
- Approved, effective January 12, 2024
- Legal name
- Potentia RIA, LLC
- Main office
- 1226 Lincoln Ave Suite 200, San Jose, CA 95125
- Phone
- (408) 288-7886
- Website
- potentiawealth.com
- Regulatory AUM
- $569,095,699 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $569,095,699
- Accounts
- 1,253
- Employees
- 16, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 392 | $453 million |
| Individuals (other than high net worth individuals) | 330 | $80.9 million |
| Corporations or other businesses | 6 | $34.9 million |
| Pension and profit sharing plans | 2 | $256,389 |
| Charitable organizations | 1 | $146,875 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $569.1 million | March 31, 2026 |
| December 1, 2025 | $485.5 million | May 14, 2025 |
Other advisers in San Jose
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Silicon Valley Capital Partners, L.P. | San Jose | $1.29 billion | Not listed | adviserinfo.sec.gov |
| Concentrum Wealth Management | San Jose | $986.8 million | Not listed | adviserinfo.sec.gov |
| Clarity Wealth Advisors | San Jose | $732.9 million | Not listed | adviserinfo.sec.gov |
| Betterwealth LLC | San Jose | $659.9 million | Not listed | adviserinfo.sec.gov |
| TTP Investments, Inc. | San Jose | $570.6 million | Not listed | adviserinfo.sec.gov |
| Retirement Capital Strategies, Inc. | San Jose | $305.2 million | Not listed | adviserinfo.sec.gov |
| DWR Wealth Management, LLC | San Jose | $221.2 million | Not listed | adviserinfo.sec.gov |
| Legacy Wealth Advisors, LLC | San Jose | $178.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Jose, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Potentia Wealth on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.