Data / Investment advisers / California / Concentrum Wealth Management
Concentrum Wealth Management, San Jose, CA: $987 million AUM, SEC registered investment adviser
Concentrum Wealth Management is an SEC registered investment adviser with its main office in San Jose, California and reports $987 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 167151
- SEC file number
- 801-77888
- SEC status
- Approved, effective April 19, 2013
- Legal name
- Concentrum Wealth Management, Inc.
- Main office
- 353 Piercy Road, San Jose, CA 95138
- Phone
- (408) 840-4030
- Regulatory AUM
- $986,752,839 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $982,758,393
- Non discretionary AUM
- $3,994,446
- Accounts
- 1,546
- Employees
- 7, of which 5 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 179 | $812.1 million |
| Individuals (other than high net worth individuals) | 202 | $73.3 million |
| Pension and profit sharing plans | 28 | $71.6 million |
| Corporations or other businesses | 9 | $29.1 million |
| Charitable organizations | 2 | $616,726 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $986.8 million | March 24, 2026 |
| December 1, 2025 | $809.3 million | March 28, 2025 |
Other advisers in San Jose
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pegasus Tech Ventures, Inc. | San Jose | $2.58 billion | 43 | adviserinfo.sec.gov |
| Werba Rubin Papier Wealth Management, LLC | San Jose | $1.40 billion | Not listed | adviserinfo.sec.gov |
| Kera Capital Partners | San Jose | $1.36 billion | 9 | adviserinfo.sec.gov |
| Silicon Valley Capital Partners, L.P. | San Jose | $1.29 billion | Not listed | adviserinfo.sec.gov |
| Clarity Wealth Advisors | San Jose | $732.9 million | Not listed | adviserinfo.sec.gov |
| Betterwealth LLC | San Jose | $659.9 million | Not listed | adviserinfo.sec.gov |
| TTP Investments, Inc. | San Jose | $570.6 million | Not listed | adviserinfo.sec.gov |
| Potentia Wealth | San Jose | $569.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Jose, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Concentrum Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.