Data / Investment advisers / California / Align Wealth Management, LLC
Align Wealth Management, LLC, San Jose, CA: $117 million AUM, SEC registered investment adviser
Align Wealth Management, LLC is an SEC registered investment adviser with its main office in San Jose, California and reports $117 million in regulatory assets under management in its Form ADV filed August 7, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 323615
- SEC file number
- 801-135664
- SEC status
- Approved, effective March 26, 2026
- Main office
- 1850 Hamilton Ave, San Jose, CA 95125
- Phone
- (408) 559-7444
- Website
- alignwealthmgmt.com
- Regulatory AUM
- $116,708,805 in the Form ADV filed August 7, 2026
- Discretionary AUM
- $116,708,805
- Accounts
- 153
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 34 | $104.8 million |
| Individuals (other than high net worth individuals) | 35 | $11.9 million |
Other advisers in San Jose
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Retirement Capital Strategies, Inc. | San Jose | $305.2 million | Not listed | adviserinfo.sec.gov |
| DWR Wealth Management, LLC | San Jose | $221.2 million | Not listed | adviserinfo.sec.gov |
| Legacy Wealth Advisors, LLC | San Jose | $178.3 million | Not listed | adviserinfo.sec.gov |
| Corinthian Wealth Management | San Jose | $131.7 million | Not listed | adviserinfo.sec.gov |
| Nim Wealth Solutions | San Jose | $116.8 million | Not listed | adviserinfo.sec.gov |
| Heckman Financial & Insurance Services, Inc. | San Jose | $116.4 million | Not listed | adviserinfo.sec.gov |
| Firsthand Capital Management, Inc. | San Jose | $58.6 million | Not listed | adviserinfo.sec.gov |
| Restive Investment Management, LLC | San Jose | Not listed | 6 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Jose, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Align Wealth Management, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.