Data / Investment advisers / California / Pence Capital Management, LLC
Pence Capital Management, LLC, Newport Beach, CA: $1.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Pence Capital Management, LLC is an SEC registered investment adviser with its main office in Newport Beach, California and reports $1.5 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include other investment advisers and investment companies. It is paid through a percentage of assets under management, hourly charges and other fees.
The request: Watch Pence Capital Management, LLC (CRD number 281739): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 281739
- SEC file number
- 801-128559
- SEC status
- Approved, effective August 10, 2023
- Main office
- 5000 Birch Street, Suite 8000, Newport Beach, CA 92660
- Phone
- (949) 660-8777
- Regulatory AUM
- $1,536,678,991 in the Form ADV filed March 30, 2026
- Non discretionary AUM
- $1,536,678,991
- Accounts
- 350
- Employees
- 14, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 1 | $110.9 million |
| Investment companies | 2 | $67.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.54 billion | March 30, 2026 |
| February 2, 2026 | $1.72 billion | January 5, 2026 |
| December 1, 2025 | $1.36 billion | March 27, 2025 |
Other advisers in Newport Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Whittier Advisors, LLC | Newport Beach | $1.89 billion | Not listed | adviserinfo.sec.gov |
| Triguard Management LLC | Newport Beach | $1.88 billion | 7 | adviserinfo.sec.gov |
| KBS Capital Advisors, LLC | Newport Beach | $1.70 billion | Not listed | adviserinfo.sec.gov |
| Provenio Capital | Newport Beach | $1.63 billion | Not listed | adviserinfo.sec.gov |
| Buchanan Street Partners, L.P. | Newport Beach | $1.61 billion | 1 | adviserinfo.sec.gov |
| Caprock Partners Management, Inc. | Newport Beach | $1.52 billion | 13 | adviserinfo.sec.gov |
| Compak Asset Management | Newport Beach | $1.52 billion | Not listed | adviserinfo.sec.gov |
| Shorecliff Asset Management Company LLC | Newport Beach | $1.41 billion | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Newport Beach, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving other investment advisers
- Advisers serving investment companies
- Pence Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.