Data / Investment advisers / California / Compak Asset Management
Compak Asset Management, Newport Beach, CA: $1.5 billion AUM, SEC registered investment adviser
Compak Asset Management is an SEC registered investment adviser with its main office in Newport Beach, California and reports $1.5 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 109930
- SEC file number
- 801-58081
- SEC status
- Approved, effective November 6, 2000
- Main office
- 1801 Dove Street, Newport Beach, CA 92660
- Phone
- (800) 388-9700
- Website
- marketwrapwithmoe.com
- Regulatory AUM
- $1,516,923,776 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $1,494,984,036
- Non discretionary AUM
- $21,939,740
- Accounts
- 2,939
- Employees
- 20, of which 14 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,155 | $1.35 billion |
| Individuals (other than high net worth individuals) | 579 | $142.9 million |
| Pension and profit sharing plans | 4 | $20 million |
| Corporations or other businesses | 13 | $7.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.52 billion | March 31, 2026 |
| December 1, 2025 | $1.26 billion | March 31, 2025 |
Other advisers in Newport Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| KBS Capital Advisors, LLC | Newport Beach | $1.70 billion | Not listed | adviserinfo.sec.gov |
| Provenio Capital | Newport Beach | $1.63 billion | Not listed | adviserinfo.sec.gov |
| Buchanan Street Partners, L.P. | Newport Beach | $1.61 billion | 1 | adviserinfo.sec.gov |
| Pence Capital Management, LLC | Newport Beach | $1.54 billion | Not listed | adviserinfo.sec.gov |
| Caprock Partners Management, Inc. | Newport Beach | $1.52 billion | 13 | adviserinfo.sec.gov |
| Shorecliff Asset Management Company LLC | Newport Beach | $1.41 billion | 3 | adviserinfo.sec.gov |
| Affinity Investment Advisors, LLC | Newport Beach | $1.16 billion | Not listed | adviserinfo.sec.gov |
| Knightsbridge Wealth Management | Newport Beach | $1.12 billion | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Newport Beach, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Compak Asset Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.