Data / Investment advisers / New York / Pzena Investment Management LLC
Pzena Investment Management LLC, New York, NY: $81.4 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Pzena Investment Management LLC is an SEC registered investment adviser with its main office in New York, New York and reports $81.4 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include pooled investment vehicles, investment companies and state and municipal governments. It is paid through a percentage of assets under management and performance based fees. It advises 6 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 106847
- SEC file number
- 801-50838
- SEC status
- Approved, effective December 15, 1995
- Main office
- 320 Park Avenue, 8th Floor, New York, NY 10022
- Phone
- (212) 355-1600
- Regulatory AUM
- $81,440,877,143 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $80,571,190,993
- Non discretionary AUM
- $869,686,150
- Accounts
- 245
- Employees
- 164, of which 55 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 6: 3 hedge funds, 3 other private funds
- Gross assets of private funds
- $601,839,006
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 53 | $35.84 billion |
| Investment companies | 19 | $24.39 billion |
| State or municipal government entities | 29 | $14.48 billion |
| Pension and profit sharing plans | 23 | $3.14 billion |
| Other investment advisers | 4 | $1.20 billion |
| Corporations or other businesses | 45 | $1.08 billion |
| Insurance companies | 6 | $572.6 million |
| Charitable organizations | 21 | $419.1 million |
| Sovereign wealth funds and foreign official institutions | 1 | $199 million |
| High net worth individuals | 36 | $100.7 million |
| Individuals (other than high net worth individuals) | 8 | $3.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $81.44 billion | March 30, 2026 |
| December 1, 2025 | $63.69 billion | May 20, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cohen & Steers Capital Management Inc. | New York | $85.67 billion | 9 | adviserinfo.sec.gov |
| Global X Management Company LLC | New York | $83.02 billion | Not listed | adviserinfo.sec.gov |
| Nippon Life Global Investors Americas, Inc. | New York | $82.99 billion | Not listed | adviserinfo.sec.gov |
| Park Avenue Institutional Advisers LLC | New York | $82.00 billion | Not listed | adviserinfo.sec.gov |
| Stonepeak | New York | $81.91 billion | 121 | adviserinfo.sec.gov |
| Strategic Partners Fund Solutions Advisors L.P. | New York | $80.36 billion | 45 | adviserinfo.sec.gov |
| Blackstone Infrastructure Advisors L.L.C. | New York | $80.17 billion | 41 | adviserinfo.sec.gov |
| Centerbridge Partners, L.P. | New York | $79.86 billion | 104 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving investment companies
- Advisers that manage private funds
- Pzena Investment Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.