Data / Investment advisers / Massachusetts / BNY Mellon ETF Investment Adviser, LLC
BNY Mellon ETF Investment Adviser, LLC, Boston, MA: $11.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
BNY Mellon ETF Investment Adviser, LLC is an SEC registered investment adviser with its main office in Boston, Massachusetts and reports $11.1 billion in regulatory assets under management in its Form ADV filed July 17, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
The request: Watch BNY Mellon ETF Investment Adviser, LLC (CRD number 306148): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 306148
- SEC file number
- 801-117653
- SEC status
- Approved, effective November 15, 2019
- Main office
- 201 Washington Street, Boston, MA 02108
- Phone
- (212) 635-6980
- Website
- bny.com
- Regulatory AUM
- $11,095,609,290 in the Form ADV filed July 17, 2026
- Discretionary AUM
- $11,095,609,290
- Accounts
- 13
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- July 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 13 | $11.10 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $11.10 billion | March 30, 2026 |
| December 1, 2025 | $7.25 billion | March 27, 2025 |
Other advisers in Boston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Loring, Wolcott & Coolidge Fiduciary Advisors, LLP | Boston | $12.84 billion | Not listed | adviserinfo.sec.gov |
| First Eagle Alternative Credit, LLC | Boston | $12.56 billion | 70 | adviserinfo.sec.gov |
| Appleton Partners, Inc. | Boston | $12.55 billion | Not listed | adviserinfo.sec.gov |
| MFN Partners Management, LP | Boston | $12.42 billion | 1 | adviserinfo.sec.gov |
| Intercontinental Real Estate Corporation | Boston | $12.18 billion | Not listed | adviserinfo.sec.gov |
| Ballyrock Investment Advisors LLC | Boston | $10.99 billion | 24 | adviserinfo.sec.gov |
| Shepherd Kaplan Krochuk, LLC | Boston | $10.88 billion | 58 | adviserinfo.sec.gov |
| Shepherd Kaplan LLC | Boston | $10.16 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Boston, MA
- Investment advisers in Massachusetts
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving investment companies
- BNY Mellon ETF Investment Adviser, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.