Data / Investment advisers / Arkansas / Stephens Investment Management Group, LLC
Stephens Investment Management Group, LLC, Little Rock, AR: $9.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Stephens Investment Management Group, LLC is an SEC registered investment adviser with its main office in Little Rock, Arkansas and reports $9.5 billion in regulatory assets under management in its Form ADV filed July 16, 2026. Its clients include investment companies, pension and profit sharing plans and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 136369
- SEC file number
- 801-64675
- SEC status
- Approved, effective September 2, 2005
- Main office
- 111 Center Street, Little Rock, AR 72201
- Phone
- (800) 458-6589
- Website
- stephensimg.com
- Regulatory AUM
- $9,546,934,754 in the Form ADV filed July 16, 2026
- Discretionary AUM
- $9,546,934,754
- Accounts
- 277
- Employees
- 22, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 4 | $6.47 billion |
| Pension and profit sharing plans | 9 | $2.02 billion |
| Pooled investment vehicles | 2 | $564.9 million |
| State or municipal government entities | 6 | $174 million |
| High net worth individuals | 212 | $124.1 million |
| Corporations or other businesses | 24 | $34.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| August 3, 2026 | $9.55 billion | July 16, 2026 |
| April 1, 2026 | $7.86 billion | March 31, 2026 |
| December 1, 2025 | $7.64 billion | March 31, 2025 |
Other advisers in Little Rock
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Stephens | Little Rock | $18.04 billion | Not listed | adviserinfo.sec.gov |
| Naviter Wealth, LLC | Little Rock | $1.87 billion | Not listed | adviserinfo.sec.gov |
| Stephens Group Asset Management, LLC | Little Rock | $1.70 billion | Not listed | adviserinfo.sec.gov |
| Legacy Capital Wealth Partners, LLC | Little Rock | $1.52 billion | Not listed | adviserinfo.sec.gov |
| Foundation Resource Management, Inc. | Little Rock | $1.14 billion | Not listed | adviserinfo.sec.gov |
| Bass and Bell, Inc. | Little Rock | $1.02 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Little Rock, AR
- Investment advisers in Arkansas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving pension and profit sharing plans
- Stephens Investment Management Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.