Data / Investment advisers / Arkansas / Stephens Group Asset Management, LLC
Stephens Group Asset Management, LLC, Little Rock, AR: $1.7 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Stephens Group Asset Management, LLC is an SEC registered investment adviser with its main office in Little Rock, Arkansas and reports $1.7 billion in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Stephens Group Asset Management, LLC (CRD number 288981): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 288981
- SEC file number
- 801-111747
- SEC status
- Approved, effective September 26, 2017
- Main office
- 100 River Bluff Drive Suite 220, Little Rock, AR 72202
- Phone
- (501) 246-7500
- Website
- sgassetmgt.com
- Regulatory AUM
- $1,703,054,534 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $1,703,054,534
- Accounts
- 446
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 111 | $1.26 billion |
| Corporations or other businesses | 11 | $340.4 million |
| Individuals (other than high net worth individuals) | 89 | $52 million |
| Pension and profit sharing plans | 7 | $42.9 million |
| Charitable organizations | 7 | $8.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.70 billion | March 27, 2026 |
| December 1, 2025 | $1.41 billion | September 11, 2025 |
Other advisers in Little Rock
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Stephens | Little Rock | $18.04 billion | Not listed | adviserinfo.sec.gov |
| Stephens Investment Management Group, LLC | Little Rock | $9.55 billion | Not listed | adviserinfo.sec.gov |
| Naviter Wealth, LLC | Little Rock | $1.87 billion | Not listed | adviserinfo.sec.gov |
| Legacy Capital Wealth Partners, LLC | Little Rock | $1.52 billion | Not listed | adviserinfo.sec.gov |
| Foundation Resource Management, Inc. | Little Rock | $1.14 billion | Not listed | adviserinfo.sec.gov |
| Bass and Bell, Inc. | Little Rock | $1.02 billion | Not listed | adviserinfo.sec.gov |
| Lathrop Investment Management Company | Little Rock | $1.01 billion | Not listed | adviserinfo.sec.gov |
| The Arkansas Financial Group, Inc. | Little Rock | $971.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Little Rock, AR
- Investment advisers in Arkansas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Stephens Group Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.