Data / Investment advisers / Oklahoma / Exchange Traded Concepts, LLC
Exchange Traded Concepts, LLC, Oklahoma City, OK: $23 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Exchange Traded Concepts, LLC is an SEC registered investment adviser with its main office in Oklahoma City, Oklahoma and reports $23 billion in regulatory assets under management in its Form ADV filed February 11, 2026. Its clients include investment companies. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Exchange Traded Concepts, LLC (CRD number 151197): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 151197
- SEC file number
- 801-70485
- SEC status
- Approved, effective August 18, 2009
- Main office
- 10900 Hefner Pointe Drive Suite 400, Oklahoma City, OK 73120
- Phone
- (405) 778-8377
- Regulatory AUM
- $22,952,324,758 in the Form ADV filed February 11, 2026
- Discretionary AUM
- $22,952,324,758
- Accounts
- 130
- Employees
- 16, of which 13 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 130 | $22.95 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $22.95 billion | February 11, 2026 |
| December 1, 2025 | $10.17 billion | September 26, 2025 |
Other advisers in Oklahoma City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ce Investment Management, LLC | Oklahoma City | $5.91 billion | Not listed | adviserinfo.sec.gov |
| Caption Management, LLC | Oklahoma City | $3.41 billion | 1 | adviserinfo.sec.gov |
| Warwick Investment Group, LLC | Oklahoma City | $2.05 billion | 5 | adviserinfo.sec.gov |
| Tom Johnson Investment Management, LLC | Oklahoma City | $1.63 billion | Not listed | adviserinfo.sec.gov |
| Retirement Investment Advisors Inc | Oklahoma City | $1.49 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oklahoma City, OK
- Investment advisers in Oklahoma
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving investment companies
- Exchange Traded Concepts, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.