Data / Investment advisers / Serving investment companies / Minnesota
Investment advisers in Minnesota serving investment companies: 34 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
34 SEC registered investment advisers with a main office in Minnesota report investment companies among their clients in Form ADV item 5.D, and together they attribute $376 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is U.S. Bancorp Asset Management, Inc.
The request: Every investment adviser in Minnesota that serves investment companies, with AUM, phone and website. $10 of work on sign-up, no card.
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- 34Advisers
- $376 billionAUM from this client type
- 30Advisers over $100 million
- November 2, 2026File date
Advisers in Minnesota serving investment companies
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| U.S. Bancorp Asset Management, Inc. | Minneapolis | 9 | $192.71 billion | $427.48 billion | adviserinfo.sec.gov |
| Thrivent Asset Management, LLC | Minneapolis | 31 | $47.99 billion | $47.99 billion | adviserinfo.sec.gov |
| Thrivent Financial for Lutherans | Minneapolis | 31 | $45.60 billion | $128.73 billion | adviserinfo.sec.gov |
| RBC Global Asset Management (U.S.) Inc. | Minneapolis | 13 | $29.42 billion | $104.49 billion | adviserinfo.sec.gov |
| Allianz Investment Management LLC | Minneapolis | 73 | $18.16 billion | $19.09 billion | adviserinfo.sec.gov |
| Winslow Capital Management LLC | Minneapolis | 7 | $16.76 billion | $28.66 billion | adviserinfo.sec.gov |
| Mairs & Power | St. Paul | 1 | $6.48 billion | $12.14 billion | adviserinfo.sec.gov |
| Securian Asset Management, Inc. | St Paul | 14 | $4.75 billion | $41.56 billion | adviserinfo.sec.gov |
| Clearwater Management Co., Inc. | St Paul | 4 | $3.90 billion | $4.68 billion | adviserinfo.sec.gov |
| Locorr Fund Management, LLC | Excelsior | 1 | $2.53 billion | $2.53 billion | adviserinfo.sec.gov |
| Sit Investment Associates, Inc | Minneapolis | 14 | $1.90 billion | $3.54 billion | adviserinfo.sec.gov |
| Peregrine Capital Management, LLC | Minneapolis | 3 | $1.12 billion | $4.07 billion | adviserinfo.sec.gov |
| Systelligence, LLC | Bloomington | 6 | $783.9 million | $783.9 million | adviserinfo.sec.gov |
| Leuthold Weeden Capital Management | Minneapolis | 5 | $727.8 million | $1.17 billion | adviserinfo.sec.gov |
| Galliard Capital Management | Minneapolis | 2 | $602.4 million | $80.27 billion | adviserinfo.sec.gov |
| Sit Fixed Income Advisors II, LLC | Minneapolis | 1 | $587.7 million | $14.97 billion | adviserinfo.sec.gov |
| Disciplined Growth Investors Inc | Minneapolis | 1 | $570.6 million | $5.48 billion | adviserinfo.sec.gov |
| AB Carval Investors, LP | Minneapolis | 1 | $413.8 million | $18.44 billion | adviserinfo.sec.gov |
| Running Oak Capital LLC | Minneapolis | 1 | $368 million | $874.7 million | adviserinfo.sec.gov |
| Asa Managed Account Managers LLC | Minneapolis | 17 | $241.2 million | $1.12 billion | adviserinfo.sec.gov |
| Riverbridge | Minneapolis | 2 | $240.5 million | $5.03 billion | adviserinfo.sec.gov |
| Deepwater Asset Management, LLC | Minneapolis | 1 | $231.5 million | $566.5 million | adviserinfo.sec.gov |
| Stonebridge Capital Advisors LLC | St. Paul | 1 | $111 million | $2.52 billion | adviserinfo.sec.gov |
| First Associated Investment Advisors, Inc. | Duluth | 1 | $93.1 million | $93.1 million | adviserinfo.sec.gov |
| Split Rock Private Trading and Wealth Management LLC | Cloquet | 1 | $53.7 million | $356.1 million | adviserinfo.sec.gov |
| Contego Capital Group, Inc. | Edina | 1 | $22.2 million | $88 million | adviserinfo.sec.gov |
| Intelligent Alpha LLC | Minneapolis | 1 | $22 million | $27 million | adviserinfo.sec.gov |
| Next Century Growth Investors LLC | Plymouth | 2 | $11.9 million | $1.52 billion | adviserinfo.sec.gov |
| Fiduciary Counselling Inc | St Paul | 3 | $5.7 million | $10.06 billion | adviserinfo.sec.gov |
| Valtinson Bruner Financial Planning | New Brighton | 4 | $300,000 | $712 million | adviserinfo.sec.gov |
| Tealwood Asset Management | Minneapolis | 1 | $195,219 | $365.4 million | adviserinfo.sec.gov |
| Cloverpoint, LLC | Minneapolis | 1 | Not listed | Not listed | adviserinfo.sec.gov |
| Piper Sandler & Co. | Minneapolis | 1 | Not listed | $1.28 billion | adviserinfo.sec.gov |
| Punch & Associates Investment Management, Inc. | Edina | 1 | Not listed | $2.03 billion | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.