Data / Investment advisers / Serving other investment advisers / New York

Investment advisers in New York serving other investment advisers: 156 firms

Name: Investment advisers in New York serving other investment advisers: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

156 SEC registered investment advisers with a main office in New York report other investment advisers among their clients in Form ADV item 5.D, and together they attribute $561 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Voya Investment Management Co. LLC.

The request: Every investment adviser in New York that serves other investment advisers, with AUM, phone and website. $10 of work on sign-up, no card.

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156Advisers
$561 billionAUM from this client type
144Advisers over $100 million
November 2, 2026File date

Advisers in New York serving other investment advisers

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Voya Investment Management Co. LLC	New York	35	$95.60 billion	$274.95 billion	adviserinfo.sec.gov
Aflac Asset Management LLC	New York	Fewer than 5	$90.69 billion	$133.47 billion	adviserinfo.sec.gov
LGT Capital Partners (USA) Inc.	New York	Fewer than 5	$54.73 billion	$59.78 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	124	$52.24 billion	$139.88 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	68	$42.80 billion	$184.81 billion	adviserinfo.sec.gov
AXA Investment Managers US Inc	New York	5	$30.75 billion	$79.24 billion	adviserinfo.sec.gov
Insight Investment	New York	7	$26.19 billion	$171.09 billion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	25	$14.63 billion	$120.52 billion	adviserinfo.sec.gov
Pinebridge Investments LLC	New York	19	$13.47 billion	$76.73 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.	New York	11	$11.59 billion	$702.25 billion	adviserinfo.sec.gov
Jpmorgan Alternative Asset Management	New York	4	$9.73 billion	$29.73 billion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	9	$8.76 billion	$1.60 trillion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	122	$7.92 billion	$2.65 trillion	adviserinfo.sec.gov
Samsung Asset Management (New York), Inc.	New York	1	$7.61 billion	$8.17 billion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	97	$6.54 billion	$3.52 trillion	adviserinfo.sec.gov
Ethic	New York	105	$6.47 billion	$10.12 billion	adviserinfo.sec.gov
Ninety One North America, Inc.	New York	16	$6.32 billion	$41.47 billion	adviserinfo.sec.gov
Altamar Partners North America LLC	New York	Fewer than 5	$5.15 billion	$5.15 billion	adviserinfo.sec.gov
Ladenburg Thalmann Asset Management Inc	New York	4	$4.48 billion	$6.68 billion	adviserinfo.sec.gov
Ancala Partners LLC	New York	1	$4.36 billion	$4.36 billion	adviserinfo.sec.gov
Blackstone Alternative Asset Management L.P.	New York	2	$3.99 billion	$92.04 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	9	$3.88 billion	$398.65 billion	adviserinfo.sec.gov
Cinven, Inc.	New York	1	$3.28 billion	$3.28 billion	adviserinfo.sec.gov
Icon Infrastructure North America Inc.	New York	Fewer than 5	$2.52 billion	$2.52 billion	adviserinfo.sec.gov
Infrared Capital Partners (US) LLC	New York	1	$2.44 billion	$2.44 billion	adviserinfo.sec.gov
Pinnacle Associates, LTD.	New York	Fewer than 5	$2.34 billion	$10.39 billion	adviserinfo.sec.gov
3i Corporation	New York	1	$2.13 billion	$2.70 billion	adviserinfo.sec.gov
Apollo Capital Management, L.P.	New York	8	$2.01 billion	$718.48 billion	adviserinfo.sec.gov
Nippon Life Global Investors Americas, Inc.	New York	8	$1.87 billion	$82.99 billion	adviserinfo.sec.gov
Schroder Investment Management North America Inc	New York	8	$1.83 billion	$150.40 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	7	$1.83 billion	$588.22 billion	adviserinfo.sec.gov
Select Equity Group, L.P.	New York	5	$1.73 billion	$36.38 billion	adviserinfo.sec.gov
Hermes Gpe (USA) Inc	New York	Fewer than 5	$1.66 billion	$1.66 billion	adviserinfo.sec.gov
Carret Asset Management, LLC	New York	1,357	$1.64 billion	$3.46 billion	adviserinfo.sec.gov
Compass Group LLC	New York	Fewer than 5	$1.41 billion	$1.65 billion	adviserinfo.sec.gov
Locust Wood Capital Advisers, LLC	New York	6	$1.40 billion	$4.40 billion	adviserinfo.sec.gov
Obsidian Cio LLC	New York	7	$1.28 billion	$1.28 billion	adviserinfo.sec.gov
Pzena Investment Management LLC	New York	4	$1.20 billion	$81.44 billion	adviserinfo.sec.gov
Petiole USA Limited	New York	1	$1.05 billion	$1.05 billion	adviserinfo.sec.gov
Marathon Asset Management, L.P.	New York	12	$1.03 billion	$30.48 billion	adviserinfo.sec.gov
Unifi Asset Management LP	New York	Fewer than 5	$977.8 million	$2.54 billion	adviserinfo.sec.gov
Lebenthal Diversified Asset Management Inc.	Hauppauge	Fewer than 5	$883.7 million	$883.7 million	adviserinfo.sec.gov
Carrick Lane LLC	New York	11	$825.2 million	$3.03 billion	adviserinfo.sec.gov
Saba Capital Management, L.P.	New York	3	$808.7 million	$18.30 billion	adviserinfo.sec.gov
Tocqueville Asset Management LP	New York	6	$774.9 million	$10.24 billion	adviserinfo.sec.gov
Pave Investment Advisors, LLC.	New York	19	$643.7 million	$669.6 million	adviserinfo.sec.gov
Third Point LLC	New York	7	$642.5 million	$28.73 billion	adviserinfo.sec.gov
Blackstone Credit Systematic Strategies LLC	New York	Fewer than 5	$629.6 million	$35.71 billion	adviserinfo.sec.gov
Piton Investment Management, LP	Garden City	11	$629.2 million	$927.9 million	adviserinfo.sec.gov
Sio Capital Management, LLC	New York	4	$607.9 million	$1.29 billion	adviserinfo.sec.gov
Seer Capital Management LP	New York	1	$589.9 million	$1.06 billion	adviserinfo.sec.gov
New Holland Trading LLC	New York	Fewer than 5	$550 million	$550 million	adviserinfo.sec.gov
Mana Advisors LLC	New York	4	$509 million	$509 million	adviserinfo.sec.gov
Opti Capital Management LP	New York	2	$505.3 million	$1.76 billion	adviserinfo.sec.gov
Montrose Advisors Inc	New York	Fewer than 5	$499 million	$670.8 million	adviserinfo.sec.gov
Lionheart Strategic Management, LLC	New York	8	$496.3 million	$508.7 million	adviserinfo.sec.gov
Aureon Management LLC	New York	1	$481 million	$481 million	adviserinfo.sec.gov
Asset Management One USA Inc.	New York	1	$453.4 million	$2.90 billion	adviserinfo.sec.gov
St. James Investment Advisors, LLC	Port Jefferson	5	$452.2 million	$511.5 million	adviserinfo.sec.gov
Astoria Portfolio Advisors LLC	New York	27	$424.2 million	$977.6 million	adviserinfo.sec.gov
American Triple I, LLC	New York	1	$400 million	$832.2 million	adviserinfo.sec.gov
Kintegral Advisory, LLC	New York	2	$382.4 million	$2.14 billion	adviserinfo.sec.gov
Wealthspring Capital LLC	West Harrison	6	$348.4 million	$515 million	adviserinfo.sec.gov
Edge Focus Capital Management, LLC	New York	2	$342.4 million	$451.3 million	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	2	$333.2 million	$240.66 billion	adviserinfo.sec.gov
TD Private Client Wealth LLC	New York	Fewer than 5	$318.6 million	$8.57 billion	adviserinfo.sec.gov
Sustainable Insight Capital Management, LLC	New York	1	$309.4 million	$409.9 million	adviserinfo.sec.gov
Eaglebrook Advisors	New York	81	$305.2 million	$342 million	adviserinfo.sec.gov
Indago Capital LLC	New York	1	$300 million	$555.9 million	adviserinfo.sec.gov
Ramirez Asset Management, Inc.	New York	2	$293.3 million	$12.27 billion	adviserinfo.sec.gov
Madison International Realty Holdings, LLC	New York	Fewer than 5	$285.6 million	$6.31 billion	adviserinfo.sec.gov
Ingalls Investment Management, LLC	New York	1	$264.1 million	$7.83 billion	adviserinfo.sec.gov
BC Partners Advisors L.P.	New York	1	$262.9 million	$6.69 billion	adviserinfo.sec.gov
Cohen & Steers Capital Management Inc.	New York	Fewer than 5	$250.9 million	$85.67 billion	adviserinfo.sec.gov
Catalio Capital Management, LP	New York	2	$249.6 million	$2.18 billion	adviserinfo.sec.gov
BNY Mellon Advisors, Inc.	New York	Fewer than 5	$223.3 million	$33.48 billion	adviserinfo.sec.gov
Blackrock Advisors, LLC	New York	Fewer than 5	$215.7 million	$1.10 trillion	adviserinfo.sec.gov
Quartz Partners Investment Management	Saratoga Springs	11	$212.4 million	$611.9 million	adviserinfo.sec.gov
Matrix Asset Advisors Inc	White Plains	12	$195.6 million	$1.40 billion	adviserinfo.sec.gov
Willow Tree Credit Partners LP	New York	Fewer than 5	$159.7 million	$2.80 billion	adviserinfo.sec.gov
Dme Capital Management, LP	New York	Fewer than 5	$157.6 million	$4.80 billion	adviserinfo.sec.gov
Libremax Capital, LLC	New York	1	$141.7 million	$13.87 billion	adviserinfo.sec.gov
Timber Point Capital Management	White Plains	1	$130.2 million	$188.3 million	adviserinfo.sec.gov
DWS Investment Management Americas, Inc.	New York	3	$119.1 million	$199.66 billion	adviserinfo.sec.gov
Savvy Labs Inc	New York	4	$118.3 million	$118.9 million	adviserinfo.sec.gov
Hazelview Securities (US) LLC	New York	1	$102.4 million	$276.3 million	adviserinfo.sec.gov
Arbiter Partners	New York	1	$100 million	$1.25 billion	adviserinfo.sec.gov
Penso Advisors, LLC	New York	Fewer than 5	$100 million	$1.06 billion	adviserinfo.sec.gov
Monarch	New York	Fewer than 5	$97.7 million	$16.69 billion	adviserinfo.sec.gov
Arrow Investment Management, LLC	New York	1	$85.6 million	$85.6 million	adviserinfo.sec.gov
Sir Capital Management L.P.	New York	1	$81.4 million	$2.13 billion	adviserinfo.sec.gov
M.D. Sass, LLC	New York	1	$75.3 million	$2.06 billion	adviserinfo.sec.gov
Caius Capital US LP	New York	1	$73.9 million	$1.75 billion	adviserinfo.sec.gov
Paradigm Capital Management, Inc.	Albany	Fewer than 5	$71 million	$2.38 billion	adviserinfo.sec.gov
Invesco Senior Secured Management, Inc.	New York	2	$67.7 million	$29.38 billion	adviserinfo.sec.gov
Quantech Solution Partners North America Inc.	Ny	1	$66.4 million	$517.9 million	adviserinfo.sec.gov
Aspire Strategist Portfolios LLC	New York	1	$62.2 million	$97.3 million	adviserinfo.sec.gov
Royce Investment Partners	New York	8	$60.9 million	$12.41 billion	adviserinfo.sec.gov
Twin Securities, Inc.	New York	1	$58.2 million	$317.7 million	adviserinfo.sec.gov
Ramp Advisory LLC	New York	43	$57.7 million	$4.08 billion	adviserinfo.sec.gov
Baillie Gifford International LLC	New York	Fewer than 5	$57 million	$1.81 billion	adviserinfo.sec.gov
Ccaventus Asset Management LP	New York	4	$56.4 million	$2.99 billion	adviserinfo.sec.gov
Luxor Capital Group, LP	New York	3	$54.1 million	$5.04 billion	adviserinfo.sec.gov
Stifel Capital Management, LLC	New York	18	$53.4 million	$4.20 billion	adviserinfo.sec.gov
Lone Peak Partners Management LP	New York	1	$46.9 million	$210.4 million	adviserinfo.sec.gov
Sagard Holdings Manager (US) LLC	New York City	1	$46.5 million	$1.41 billion	adviserinfo.sec.gov
Smith Affiliated Capital Corp.	New York	81	$44.3 million	$1.68 billion	adviserinfo.sec.gov
Vista Credit Partners, L.P.	New York	Fewer than 5	$42.6 million	$8.42 billion	adviserinfo.sec.gov
TRG Management LP	New York	Fewer than 5	$36.2 million	$6.72 billion	adviserinfo.sec.gov
Old Farm Partners LP	New York	1	$35.4 million	$744.2 million	adviserinfo.sec.gov
Griffin Asset Management, LLC	New York	59	$34.5 million	$1.05 billion	adviserinfo.sec.gov
Blue Owl Credit Private Fund Advisors LLC	New York	4	$29.9 million	$46.06 billion	adviserinfo.sec.gov
Princeton Value Partners LLC	New York	1	$29.6 million	$57.4 million	adviserinfo.sec.gov
Acore Capital, LP	New York	1	$28.5 million	$18.27 billion	adviserinfo.sec.gov
Derivaty Co	White Plains	3	$28 million	$28 million	adviserinfo.sec.gov
Acres	Uniondale	Fewer than 5	$28 million	$4.39 billion	adviserinfo.sec.gov
Sound Point Luna LLC	New York	1	$26 million	$10.24 billion	adviserinfo.sec.gov
Incline Global Management, LLC	New York	1	$24.3 million	$259 million	adviserinfo.sec.gov
Lattis Management LP	New York	1	$23.7 million	$367.2 million	adviserinfo.sec.gov
Hawks Point Capital Partners LLC	Rye Brook	1	$23.5 million	$61.4 million	adviserinfo.sec.gov
Obra Capital Management, LLC.	New York	1	$22.5 million	$5.75 billion	adviserinfo.sec.gov
Oberland Capital Management LLC	New York	1	$17 million	$3.22 billion	adviserinfo.sec.gov
A.W. Jones	New York	1	$16.7 million	$667 million	adviserinfo.sec.gov
Redwood Capital Management, LLC	New York	Fewer than 5	$14 million	$10.96 billion	adviserinfo.sec.gov
Elkwater Capital	New York	Fewer than 5	$8.7 million	$44.8 million	adviserinfo.sec.gov
Curran Wealth Management	Albany	1	$8.3 million	$804.3 million	adviserinfo.sec.gov
L&L Partners Wealth Management, LLC	Suffern	1	$7.9 million	$81.8 million	adviserinfo.sec.gov
Brightshore Capital LP	New York	Fewer than 5	$7.6 million	$2.19 billion	adviserinfo.sec.gov
Alpinvest US Holdings, LLC	New York	1	$6.8 million	$57.66 billion	adviserinfo.sec.gov
Entrust Global Partners LLC	New York	1	$6.7 million	$11.82 billion	adviserinfo.sec.gov
Halyard Asset Management LLC	White Plains	1	$6.5 million	$2.03 billion	adviserinfo.sec.gov
New Age Alpha	Rye	1	$4.9 million	$2.51 billion	adviserinfo.sec.gov
Stone Hill Fiduciary Management, LLC	Great Neck	Fewer than 5	$3.7 million	$2.79 billion	adviserinfo.sec.gov
Prentice Wealth Management LLC	Rochester	Fewer than 5	$3.4 million	$567.5 million	adviserinfo.sec.gov
Clarion Call Capital	New York	Fewer than 5	$3 million	$66.5 million	adviserinfo.sec.gov
Exceed Advisory LLC	New York	Fewer than 5	$1.7 million	$119.2 million	adviserinfo.sec.gov
Pricap Advisors LLC	New York	1	$1.3 million	$41.7 million	adviserinfo.sec.gov
Strategas Asset Management, LLC	New York	1	$1.1 million	$458.4 million	adviserinfo.sec.gov
Invesco Private Capital, Inc.	New York	1	$975,233	$860.4 million	adviserinfo.sec.gov
Index Technologies Group LLC	New York	Fewer than 5	$698,239	$178.3 million	adviserinfo.sec.gov
Advanced Portfolio Management, LLC	New York	1	$100,090	$2.70 billion	adviserinfo.sec.gov
Caspian Capital, LP	New York	1	$2,000	$7.03 billion	adviserinfo.sec.gov
Ice Data Pricing & Reference Data, LLC	New York	810	Not listed	Not listed	adviserinfo.sec.gov
Baird Strategas LLC	New York	414	Not listed	Not listed	adviserinfo.sec.gov
Jennison Associates	New York	83	Not listed	$214.84 billion	adviserinfo.sec.gov
Zoe Financial, Inc.	New York	81	Not listed	$283.5 million	adviserinfo.sec.gov
Argus Investors' Counsel, Inc.	New York	21	Not listed	$137.3 million	adviserinfo.sec.gov
Seeds	New York	13	Not listed	$1.00 billion	adviserinfo.sec.gov
Aksia LLC	New York	10	Not listed	$35.20 billion	adviserinfo.sec.gov
New Holland Capital, LLC	New York	4	Not listed	$23.32 billion	adviserinfo.sec.gov
Jlens	New York	2	Not listed	$286.2 million	adviserinfo.sec.gov
Macquarie Asset Management Credit Advisers US, LLC	New York	2	Not listed	$525.6 million	adviserinfo.sec.gov
Eqt Partners Inc.	New York	1	Not listed	$39.20 billion	adviserinfo.sec.gov
Optos Real Estate Credit, LLC	New York	1	Not listed	Not listed	adviserinfo.sec.gov
Untitled Investments LP	New York	1	Not listed	$574 million	adviserinfo.sec.gov
Wisdomtree Asset Management, Inc.	New York	1	Not listed	$88.38 billion	adviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.