Data / Investment advisers / New York / New Holland Trading LLC
New Holland Trading LLC, New York, NY: $550 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
New Holland Trading LLC is an SEC registered investment adviser with its main office in New York, New York and reports $550 million in regulatory assets under management in its Form ADV filed June 16, 2026. Its clients include other investment advisers. It is paid through performance based fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 337695
- SEC file number
- 801-134365
- SEC status
- Approved, effective September 22, 2025
- Main office
- 777 Third Avenue 36th Floor, New York, NY 10017
- Phone
- (212) 600-9200
- Regulatory AUM
- $550,000,000 in the Form ADV filed June 16, 2026
- Discretionary AUM
- $550,000,000
- Accounts
- 1
- Employees
- 16, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- performance based fees, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $550 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $550 million | March 31, 2026 |
| February 2, 2026 | $300 million | January 9, 2026 |
| December 1, 2025 | Not listed | September 22, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Spruce Street Capital LP | New York | $555.9 million | 3 | adviserinfo.sec.gov |
| Indago Capital LLC | New York | $555.9 million | 2 | adviserinfo.sec.gov |
| Premier Wealth Advisors, LLC | New York | $555.1 million | Not listed | adviserinfo.sec.gov |
| Sma Capital LLC | New York | $553.5 million | Not listed | adviserinfo.sec.gov |
| MW Advisor, LLC | New York | $552.5 million | 1 | adviserinfo.sec.gov |
| Terramont Infrastructure Management LLC | New York | $549.9 million | 6 | adviserinfo.sec.gov |
| Exome Asset Management LLC | New York | $548.6 million | 2 | adviserinfo.sec.gov |
| Wellington Shields & Co., LLC | New York | $546 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving other investment advisers
- New Holland Trading LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.