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Data / Investment advisers / New York / New York City

Investment advisers in New York City, NY: 17 firms, $41.8 billion in AUM

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

17 investment advisers have their main office in New York City, New York: 11 SEC registered and 6 exempt reporting. The registered advisers report $41.8 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Rokos Capital Management (US) LP with $20.2 billion.

The request: Every investment adviser in New York City, New York with AUM over $100 million, with phone and website. $10 of work on sign-up, no card.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 17Advisers
  • 11SEC registered
  • 6Exempt reporting
  • $41.8 billionTotal AUM
  • 10Advisers over $100 million
  • 16Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Rokos Capital Management (US) LPNew York City$20.20 billion6512(646) 448-1400rokoscapital.comadviserinfo.sec.gov
Vise AI AdvisorsNew York City$8.53 billion16,405441(201) 375-3969vise.comadviserinfo.sec.gov
J. Safra Asset Management CorporationNew York City$6.26 billion3,440227(212) 704-5553adviserinfo.sec.gov
Qsemble Capital Management, LPNew York City$1.95 billion4101(646) 813-3501qsemble.comadviserinfo.sec.gov
Avenue Asia Capital Management, L.P.New York City$1.89 billion141837(212) 878-3500adviserinfo.sec.gov
Sagard Holdings Manager (US) LLCNew York City$1.41 billion12413(212) 380-5605sagard.comadviserinfo.sec.gov
J. Stern & Co., LLCNew York City$608.6 million141(212) 219-0200jsternco.comadviserinfo.sec.gov
Valueworks, LLCNew York City$577.3 million8561(212) 819-1818adviserinfo.sec.gov
Empery Asset Management, LPNew York City$262.5 million664(212) 608-3300adviserinfo.sec.gov
Aigen Investment Management, LPNew York City$110.3 million591(917) 210-0860adviserinfo.sec.gov
Altura Capital Partners LLCNew York CityNot listedNot listedNot listed2(508) 561-8479alturacapitalpartners.comadviserinfo.sec.gov
Indigo Capital LLCNew York CityNot listedNot listedNot listed2(212) 317-0267adviserinfo.sec.gov
All Aboard Investment Management CompanyNew York CityNot listedNot listedNot listed1(617) 894-0618allaboard.vcadviserinfo.sec.gov
Almanack Capital LPNew York CityNot listedNot listedNot listed1(650) 796-9121almanackcap.comadviserinfo.sec.gov
Investment Strategies Fund Management LLCNew York CityNot listedNot listedNot listed1(646) 293-3700isflp.comadviserinfo.sec.gov
Samara Capital GT IM, LPNew York CityNot listedNot listedNot listed1(646) 658-0648adviserinfo.sec.gov
MML Capital Partners Ny, LLCNew York CityNot listed03Not listed(646) 367-9697mmlcapital.comadviserinfo.sec.gov

Advisers in New York City that manage private funds

16 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
J. Safra Asset Management CorporationNew York CityNY7Not listed2Not listedNot listed$313.9 million$6.26 billionadviserinfo.sec.gov
Avenue Asia Capital Management, L.P.New York CityNY76Not listedNot listedNot listed$1.89 billion$1.89 billionadviserinfo.sec.gov
Empery Asset Management, LPNew York CityNY44Not listedNot listedNot listed$262.5 million$262.5 millionadviserinfo.sec.gov
Sagard Holdings Manager (US) LLCNew York CityNY3Not listed3Not listedNot listed$73.2 million$1.41 billionadviserinfo.sec.gov
Rokos Capital Management (US) LPNew York CityNY2Not listed1Not listedNot listed$178.1 million$20.20 billionadviserinfo.sec.gov
Altura Capital Partners LLCNew York CityNY22Not listedNot listedNot listed$49.4 millionNot listedadviserinfo.sec.gov
Indigo Capital LLCNew York CityNY2Not listed2Not listedNot listed$76.9 millionNot listedadviserinfo.sec.gov
Vise AI AdvisorsNew York CityNY1Not listedNot listedNot listedNot listed$24.2 million$8.53 billionadviserinfo.sec.gov
Qsemble Capital Management, LPNew York CityNY11Not listedNot listedNot listed$1.51 billion$1.95 billionadviserinfo.sec.gov
J. Stern & Co., LLCNew York CityNY1Not listedNot listedNot listedNot listed$608.6 million$608.6 millionadviserinfo.sec.gov
Valueworks, LLCNew York CityNY11Not listedNot listedNot listed$440.4 million$577.3 millionadviserinfo.sec.gov
Aigen Investment Management, LPNew York CityNY1Not listedNot listedNot listedNot listed$5.5 million$110.3 millionadviserinfo.sec.gov
All Aboard Investment Management CompanyNew York CityNY1Not listedNot listed1Not listed$132.8 millionNot listedadviserinfo.sec.gov
Almanack Capital LPNew York CityNY11Not listedNot listedNot listedNot listedNot listedadviserinfo.sec.gov
Investment Strategies Fund Management LLCNew York CityNY11Not listedNot listedNot listed$30 millionNot listedadviserinfo.sec.gov
Samara Capital GT IM, LPNew York CityNY11Not listedNot listedNot listed$32 millionNot listedadviserinfo.sec.gov

Newest SEC registrations in New York City

1 adviser with an SEC status effective in the 90 days to November 2, 2026.

AdviserCityStateSEC status effectiveAUMWebsiteSource
MML Capital Partners Ny, LLCNew York CityNYAugust 25, 2026Not listedmmlcapital.comadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.