Data / Investment advisers / New York / Rokos Capital Management (US) LP
Rokos Capital Management (US) LP, New York City, NY: $20.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Rokos Capital Management (US) LP is an SEC registered investment adviser with its main office in New York City, New York and reports $20.2 billion in regulatory assets under management in its Form ADV filed October 20, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and other fees. It advises 2 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 306046
- SEC file number
- 801-119331
- SEC status
- Approved, effective August 24, 2020
- Main office
- 645 Fifth Avenue 21st Floor, New York City, NY 10022
- Phone
- (646) 448-1400
- Website
- rokoscapital.com
- Regulatory AUM
- $20,195,507,416 in the Form ADV filed October 20, 2026
- Discretionary AUM
- $20,195,507,416
- Accounts
- 6
- Employees
- 51, of which 22 give investment advice
- Form of organization
- Limited Partnership
- Paid through
- a percentage of assets under management, other fees
- Private funds
- 2: 1 private equity fund, 1 securitized asset fund
- Gross assets of private funds
- $178,095,563
- Umbrella registration
- 3 relying advisers
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 6 | $20.20 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $20.20 billion | March 31, 2026 |
| December 1, 2025 | $20.88 billion | November 18, 2025 |
Other advisers in New York City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Vise AI Advisors | New York City | $8.53 billion | 1 | adviserinfo.sec.gov |
| J. Safra Asset Management Corporation | New York City | $6.26 billion | 7 | adviserinfo.sec.gov |
| Qsemble Capital Management, LP | New York City | $1.95 billion | 1 | adviserinfo.sec.gov |
| Avenue Asia Capital Management, L.P. | New York City | $1.89 billion | 7 | adviserinfo.sec.gov |
| Sagard Holdings Manager (US) LLC | New York City | $1.41 billion | 3 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York City, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Rokos Capital Management (US) LP on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.