Data / Investment advisers / Serving pension and profit sharing plans / New York

Investment advisers in New York serving pension and profit sharing plans: 482 firms

Name: Investment advisers in New York serving pension and profit sharing plans: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

482 SEC registered investment advisers with a main office in New York report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $1.3 trillion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Goldman Sachs Asset Management, L.P.

The request: Every investment adviser in New York that serves pension and profit sharing plans, with AUM, phone and website. $10 of work on sign-up, no card.

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482Advisers
$1.3 trillionAUM from this client type
426Advisers over $100 million
November 2, 2026File date

Advisers in New York serving pension and profit sharing plans

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record. The first 300 of 482 are shown.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Goldman Sachs Asset Management, L.P.	New York	220	$268.98 billion	$2.65 trillion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	892	$198.04 billion	$3.52 trillion	adviserinfo.sec.gov
Blackrock Financial Management, Inc	New York	154	$163.89 billion	$1.60 trillion	adviserinfo.sec.gov
Morgan Stanley	Purchase	10,466	$74.86 billion	$1.96 trillion	adviserinfo.sec.gov
Insight Investment	New York	138	$61.72 billion	$171.09 billion	adviserinfo.sec.gov
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	17,422	$58.95 billion	$1.78 trillion	adviserinfo.sec.gov
Apg Asset Management US, Inc	New York	Fewer than 5	$54.37 billion	$141.33 billion	adviserinfo.sec.gov
Segal Marco Advisors	New York	74	$43.44 billion	$50.15 billion	adviserinfo.sec.gov
Jennison Associates	New York	95	$35.96 billion	$214.84 billion	adviserinfo.sec.gov
Cerity Partners Retirement Plan Consultants	New York	821	$31.93 billion	$40.25 billion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	710	$28.49 billion	$398.65 billion	adviserinfo.sec.gov
Cerity Partners LLC	New York	789	$20.79 billion	$161.68 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.	New York	41	$16.89 billion	$702.25 billion	adviserinfo.sec.gov
Mio Partners, Inc.	New York	Fewer than 5	$14.71 billion	$59.59 billion	adviserinfo.sec.gov
Mackay Shields LLC	New York	72	$13.59 billion	$159.52 billion	adviserinfo.sec.gov
Schroder Investment Management North America Inc	New York	52	$11.20 billion	$150.40 billion	adviserinfo.sec.gov
Schroders Capital Management (US) LLC	New York	43	$9.59 billion	$34.59 billion	adviserinfo.sec.gov
Omers Infrastructure and Omers Infrastructure US	New York	Fewer than 5	$9.35 billion	$17.83 billion	adviserinfo.sec.gov
MPC Capital Advisors, LLC	Rockville Centre	10	$9.10 billion	$22.57 billion	adviserinfo.sec.gov
Blue Owl Credit Private Fund Advisors LLC	New York	17	$9.03 billion	$46.06 billion	adviserinfo.sec.gov
Oak Hill Advisors, L.P.	New York	20	$8.33 billion	$100.72 billion	adviserinfo.sec.gov
Franklin Templeton Institutional, LLC	New York	15	$5.88 billion	$29.59 billion	adviserinfo.sec.gov
Siguler Guff Advisers LLC	New York	27	$5.44 billion	$18.26 billion	adviserinfo.sec.gov
Betterment	New York	4,792	$5.43 billion	$69.52 billion	adviserinfo.sec.gov
Ninety One North America, Inc.	New York	23	$5.29 billion	$41.47 billion	adviserinfo.sec.gov
Pinebridge Investments LLC	New York	23	$5.15 billion	$76.73 billion	adviserinfo.sec.gov
Trueplan Benefit and Retirement Advisors	Rensselaer	48	$5.05 billion	$5.06 billion	adviserinfo.sec.gov
Atalanta Sosnoff Capital, LLC	New York	129	$4.56 billion	$4.98 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	911	$4.41 billion	$99.60 billion	adviserinfo.sec.gov
Blackstone Credit Systematic Strategies LLC	New York	11	$4.30 billion	$35.71 billion	adviserinfo.sec.gov
Epoch Investment Partners, Inc.	New York	17	$3.97 billion	$29.73 billion	adviserinfo.sec.gov
Brigade Capital Management, LP	New York	18	$3.68 billion	$33.02 billion	adviserinfo.sec.gov
Aksia LLC	New York	25	$3.64 billion	$35.20 billion	adviserinfo.sec.gov
Eagle Capital Management LLC	New York	75	$3.28 billion	$35.80 billion	adviserinfo.sec.gov
Silvercrest Asset Management Group LLC	New York	26	$3.16 billion	$28.33 billion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	29	$3.15 billion	$120.52 billion	adviserinfo.sec.gov
Pzena Investment Management LLC	New York	23	$3.14 billion	$81.44 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	14	$3.12 billion	$588.22 billion	adviserinfo.sec.gov
Cohen & Steers Capital Management Inc.	New York	26	$2.98 billion	$85.67 billion	adviserinfo.sec.gov
Nomura Corporate Research and Asset Management Inc	New York	8	$2.97 billion	$37.56 billion	adviserinfo.sec.gov
J.P. Morgan Securities LLC	New York	2,559	$2.84 billion	$429.69 billion	adviserinfo.sec.gov
Stacey Braun Associates Inc	New York	49	$2.84 billion	$5.50 billion	adviserinfo.sec.gov
Mariner Investment Group, LLC	New York	Fewer than 5	$2.78 billion	$176.31 billion	adviserinfo.sec.gov
Stone Hill Fiduciary Management, LLC	Great Neck	94	$2.78 billion	$2.79 billion	adviserinfo.sec.gov
Voya Investment Management Co. LLC	New York	9	$2.76 billion	$274.95 billion	adviserinfo.sec.gov
Goldentree Asset Management LP	New York	10	$2.71 billion	$70.14 billion	adviserinfo.sec.gov
Brown Brothers Harriman Credit Partners, LLC	New York	5	$2.70 billion	$57.43 billion	adviserinfo.sec.gov
Manning & Napier Advisors, LLC	Fairport	131	$2.68 billion	$17.03 billion	adviserinfo.sec.gov
RBC Capital Markets, LLC	New York	2,335	$2.67 billion	$310.43 billion	adviserinfo.sec.gov
Aetos Alternatives Management	New York	13	$2.65 billion	$5.80 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	469	$2.63 billion	$184.81 billion	adviserinfo.sec.gov
Shenkman Capital Management, Inc.	New York	23	$2.36 billion	$36.54 billion	adviserinfo.sec.gov
Baron Capital Management, Inc.	New York	10	$2.26 billion	$10.79 billion	adviserinfo.sec.gov
Lawley Retirement Advisors	Buffalo	161	$2.13 billion	$2.13 billion	adviserinfo.sec.gov
Corbin Capital Partners, L.P.	New York	2	$2.11 billion	$11.22 billion	adviserinfo.sec.gov
Vontobel Asset Management, Inc.	New York	Fewer than 5	$2.09 billion	$20.29 billion	adviserinfo.sec.gov
Meadow Capital Management LLC	New York	3	$2.01 billion	$5.97 billion	adviserinfo.sec.gov
DWS Investment Management Americas, Inc.	New York	4	$1.91 billion	$199.66 billion	adviserinfo.sec.gov
Robeco Institutional Asset Management US Inc	New York	8	$1.84 billion	$4.76 billion	adviserinfo.sec.gov
Ruane Cunniff L.P.	New York	11	$1.82 billion	$10.53 billion	adviserinfo.sec.gov
Blackstone Alternative Asset Management L.P.	New York	10	$1.76 billion	$92.04 billion	adviserinfo.sec.gov
BSP Ny LLC	New York	Fewer than 5	$1.74 billion	$14.24 billion	adviserinfo.sec.gov
Blackstone Liquid Credit Advisors I LLC	New York	6	$1.70 billion	$51.63 billion	adviserinfo.sec.gov
Fred Alger Management, LLC	New York	16	$1.61 billion	$26.14 billion	adviserinfo.sec.gov
Octagon Credit Investors, LLC	New York	Fewer than 5	$1.60 billion	$35.05 billion	adviserinfo.sec.gov
Jpmorgan Alternative Asset Management	New York	12	$1.54 billion	$29.73 billion	adviserinfo.sec.gov
First Manhattan Co. LLC	New York	95	$1.51 billion	$38.09 billion	adviserinfo.sec.gov
Citigroup Global Markets Inc.	New York	41	$1.50 billion	$56.01 billion	adviserinfo.sec.gov
Apollo Capital Management, L.P.	New York	7	$1.49 billion	$718.48 billion	adviserinfo.sec.gov
Muzinich & Co., Inc.	New York	9	$1.47 billion	$31.27 billion	adviserinfo.sec.gov
Record Currency Management Inc	New York	Fewer than 5	$1.38 billion	$19.66 billion	adviserinfo.sec.gov
Clarion Partners	New York	Fewer than 5	$1.37 billion	$73.68 billion	adviserinfo.sec.gov
First Eagle Investment Management, LLC	New York	3	$1.35 billion	$136.48 billion	adviserinfo.sec.gov
Marsh Investment Solutions LLC	New York	8	$1.32 billion	$2.17 billion	adviserinfo.sec.gov
HSBC Global Asset Management (USA) Inc.	New York	2	$1.32 billion	$156.56 billion	adviserinfo.sec.gov
Advanced Portfolio Management, LLC	New York	3	$1.28 billion	$2.70 billion	adviserinfo.sec.gov
NBT Capital Management, Inc.	Norwich	392	$1.26 billion	$1.61 billion	adviserinfo.sec.gov
Ramirez Asset Management, Inc.	New York	29	$1.22 billion	$12.27 billion	adviserinfo.sec.gov
Klingman and Associates, LLC	New York	3	$1.21 billion	$5.66 billion	adviserinfo.sec.gov
Invesco Senior Secured Management, Inc.	New York	6	$1.17 billion	$29.38 billion	adviserinfo.sec.gov
Marshall + Sterling Wealth Advisors, Inc.	Poughkeepsie	95	$1.17 billion	$1.59 billion	adviserinfo.sec.gov
Select Equity Group, L.P.	New York	10	$1.09 billion	$36.38 billion	adviserinfo.sec.gov
Harvey Partners, LLC	Tarrytown	6	$1.07 billion	$1.23 billion	adviserinfo.sec.gov
M.D. Sass, LLC	New York	20	$1.04 billion	$2.06 billion	adviserinfo.sec.gov
Timessquare Capital Management, LLC	New York	13	$1.02 billion	$7.90 billion	adviserinfo.sec.gov
J.P. Morgan Private Investments Inc.	New York	1,303	$985.9 million	$469.98 billion	adviserinfo.sec.gov
RBC Rochdale, LLC	New York	180	$956.6 million	$72.96 billion	adviserinfo.sec.gov
Fiera Capital Inc.	New York	67	$837 million	$17.28 billion	adviserinfo.sec.gov
Nottingham Advisors Inc.	Amherst	32	$793.3 million	$1.43 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	1,030	$696.1 million	$139.88 billion	adviserinfo.sec.gov
Vestwell Advisors LLC	New York	2,000	$681.8 million	$1.03 billion	adviserinfo.sec.gov
Locust Wood Capital Advisers, LLC	New York	2	$658.1 million	$4.40 billion	adviserinfo.sec.gov
Lyrical Asset Management LP	New York	9	$650.1 million	$7.37 billion	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	4	$646.7 million	$240.66 billion	adviserinfo.sec.gov
Federated Global Investment Management Corp.	New York	5	$634.6 million	$14.09 billion	adviserinfo.sec.gov
Focused Wealth Management, Inc.	Newburgh	133	$602.2 million	$2.27 billion	adviserinfo.sec.gov
Brookfield Public Securities Group LLC	New York	5	$601.2 million	$66.46 billion	adviserinfo.sec.gov
Tocqueville Asset Management LP	New York	15	$599.7 million	$10.24 billion	adviserinfo.sec.gov
Brock Fiduciary Services LLC	New York	Fewer than 5	$588.2 million	$588.2 million	adviserinfo.sec.gov
GAM USA Inc.	New York	2	$578.9 million	$1.47 billion	adviserinfo.sec.gov
Napier Park Global Capital (US) LP	New York	Fewer than 5	$572.6 million	$14.57 billion	adviserinfo.sec.gov
Strategic Financial Services	Utica	80	$559.3 million	$2.81 billion	adviserinfo.sec.gov
Courier Capital, LLC	Buffalo	45	$548.3 million	$3.59 billion	adviserinfo.sec.gov
John W. Bristol & Co., Inc.	New York	13	$539.9 million	$7.07 billion	adviserinfo.sec.gov
Moerus Capital Management LLC	New York	3	$536.9 million	$893.1 million	adviserinfo.sec.gov
Glazer Capital, LLC.	New York	1	$536.4 million	$6.81 billion	adviserinfo.sec.gov
Karpus Investment Management	Pittsford	43	$527.8 million	$4.30 billion	adviserinfo.sec.gov
Equitable Advisors, LLC	New York	441	$525.9 million	$47.26 billion	adviserinfo.sec.gov
D. E. Shaw Investment Management, L.L.C.	New York	Fewer than 5	$501.7 million	$33.37 billion	adviserinfo.sec.gov
Redding Ridge Asset Management LLC	New York	3	$477.6 million	$33.32 billion	adviserinfo.sec.gov
HPS Investment Partners, LLC	New York	2	$472.8 million	$175.72 billion	adviserinfo.sec.gov
Oppenheimer & Co. Inc.	New York	267	$459.6 million	$36.71 billion	adviserinfo.sec.gov
Macquarie Infrastructure Partners	New York	1	$447.9 million	$48.84 billion	adviserinfo.sec.gov
Mutual of America Life Insurance Company	New York	21	$434.1 million	$434.1 million	adviserinfo.sec.gov
GLG LLC	New York	Fewer than 5	$424.6 million	$7.04 billion	adviserinfo.sec.gov
Ritholtz Wealth Management	New York	82	$413.8 million	$9.42 billion	adviserinfo.sec.gov
Accountants Proprietary Financial Servicenet, LLC	Plainview	216	$412.2 million	$464.3 million	adviserinfo.sec.gov
AXA Investment Managers US Inc	New York	3	$408.6 million	$79.24 billion	adviserinfo.sec.gov
Oppenheimer Asset Management	New York	470	$400.9 million	$21.33 billion	adviserinfo.sec.gov
Hazard & Siegel Advisory Services LLC	Dewitt	26	$393.6 million	$449.8 million	adviserinfo.sec.gov
Hamlin Capital Management, LLC	New York	18	$391.1 million	$8.71 billion	adviserinfo.sec.gov
Stony Point Capital	New York	1	$350 million	$1.49 billion	adviserinfo.sec.gov
Pinnacle Associates, LTD.	New York	29	$349.2 million	$10.39 billion	adviserinfo.sec.gov
Park Avenue Securities LLC	New York	1,139	$344.3 million	$19.58 billion	adviserinfo.sec.gov
Novem Group	Rochester	137	$343.6 million	$1.72 billion	adviserinfo.sec.gov
Compass Advisors	Melville	161	$337.6 million	$767.5 million	adviserinfo.sec.gov
Gilder Gagnon Howe & Co. LLC	New York	2	$322.4 million	$12.12 billion	adviserinfo.sec.gov
Douglas C. Lane & Associates	New York	27	$312.5 million	$8.44 billion	adviserinfo.sec.gov
Old Slip Registered Investment Advisors, LLC	New York	16	$305 million	$305 million	adviserinfo.sec.gov
Alta Fundamental Advisers LLC	New York	Fewer than 5	$302.7 million	$465.8 million	adviserinfo.sec.gov
Blackstone Asset Based Finance Advisors LP	New York	2	$302.3 million	$70.45 billion	adviserinfo.sec.gov
New York Life Investment Management LLC	New York	Fewer than 5	$292.5 million	$120.70 billion	adviserinfo.sec.gov
Arax Advisory Partners	New York	53	$285.2 million	$26.52 billion	adviserinfo.sec.gov
Hudson Canyon Capital Management	New York	4	$263.9 million	$263.9 million	adviserinfo.sec.gov
Kettle Hill Capital Management, LLC	New York	Fewer than 5	$259.7 million	$615.5 million	adviserinfo.sec.gov
Fenimore Asset Management, Inc.	Cobleskill	20	$259.4 million	$5.41 billion	adviserinfo.sec.gov
Reagan Companies Asset Management, Inc	Syracuse	16	$259.1 million	$1.16 billion	adviserinfo.sec.gov
Unigestion (US) LTD	New York	1	$255.5 million	$2.45 billion	adviserinfo.sec.gov
Resolution Capital (US) Limited	Rye Brook	4	$251.7 million	$1.98 billion	adviserinfo.sec.gov
Greenbush Financial Group, LLC	Albany	146	$245.8 million	$616.5 million	adviserinfo.sec.gov
First Eagle Separate Account Management, LLC	New York	848	$234.2 million	$907.6 million	adviserinfo.sec.gov
Starboard Value LP	New York	Fewer than 5	$229.5 million	$8.15 billion	adviserinfo.sec.gov
Lingotto US LLC	New York	1	$223.8 million	$1.97 billion	adviserinfo.sec.gov
Greenhaven Associates Inc	Purchase	3	$221.2 million	$11.66 billion	adviserinfo.sec.gov
Shikhara Investment Management LP	New York	Fewer than 5	$216.6 million	$226.9 million	adviserinfo.sec.gov
BQS Financial Advisors, LLC	New York	23	$213 million	$226.4 million	adviserinfo.sec.gov
Vantage Infrastructure (USA) Inc.	New York	2	$205.5 million	$1.47 billion	adviserinfo.sec.gov
TD Private Client Wealth LLC	New York	32	$200.4 million	$8.57 billion	adviserinfo.sec.gov
Afbi LP	New York	Fewer than 5	$193.2 million	$2.34 billion	adviserinfo.sec.gov
Abbott Capital Management LLC	New York	Fewer than 5	$189.8 million	$15.56 billion	adviserinfo.sec.gov
Aps Wealth Management, LLC	Melville	90	$188.8 million	$311.5 million	adviserinfo.sec.gov
Wealthspire Advisors	New York	69	$174.6 million	$34.32 billion	adviserinfo.sec.gov
Belle Haven Investments, L.P.	Rye Brook	23	$172.5 million	$24.74 billion	adviserinfo.sec.gov
Maridea Wealth Management	Brooklyn	Fewer than 5	$168.3 million	$1.97 billion	adviserinfo.sec.gov
Audax Private Debt	New York	1	$167.1 million	$25.69 billion	adviserinfo.sec.gov
BNY Mellon Advisors, Inc.	New York	472	$160.9 million	$33.48 billion	adviserinfo.sec.gov
Advent Capital Management, LLC	New York	Fewer than 5	$159.6 million	$8.82 billion	adviserinfo.sec.gov
High Probability Advisors, LLC	Pittsford	45	$146.1 million	$1.05 billion	adviserinfo.sec.gov
United Asset Strategies Inc.	Garden City	71	$143.2 million	$2.26 billion	adviserinfo.sec.gov
Ladenburg Thalmann Asset Management Inc	New York	45	$141.3 million	$6.68 billion	adviserinfo.sec.gov
Levin Capital Strategies, L.P.	New York	Fewer than 5	$138.8 million	$1.66 billion	adviserinfo.sec.gov
Snowden Capital Advisors LLC	New York	75	$134.4 million	$8.87 billion	adviserinfo.sec.gov
Ascent Wealth Partners, LLC	New Hartford	38	$130.6 million	$1.52 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	34	$130.4 million	$36.76 billion	adviserinfo.sec.gov
Cullen Capital Management, LLC	New York	39	$130.1 million	$11.58 billion	adviserinfo.sec.gov
Compound Planning, Inc.	New York	354	$128.9 million	$4.85 billion	adviserinfo.sec.gov
Next Level Private LLC	Harrison	34	$125.4 million	$1.37 billion	adviserinfo.sec.gov
Quint Capital Management	New York	20	$125 million	$875 million	adviserinfo.sec.gov
Samlyn Capital, LLC	New York	Fewer than 5	$123.5 million	$9.68 billion	adviserinfo.sec.gov
Williams Jones Wealth Management, LLC	New York	26	$114.1 million	$12.47 billion	adviserinfo.sec.gov
Horizon Kinetics Asset Management LLC	New York	12	$112.2 million	$9.61 billion	adviserinfo.sec.gov
DCM Advisors, LLC	New York	6	$112 million	$260.5 million	adviserinfo.sec.gov
Lebenthal Global Advisors, LLC	Hauppauge	80	$108 million	$971.8 million	adviserinfo.sec.gov
Vise AI Advisors	New York City	194	$106.9 million	$8.53 billion	adviserinfo.sec.gov
Ingalls Investment Management, LLC	New York	51	$103.3 million	$7.83 billion	adviserinfo.sec.gov
Saba Capital Management, L.P.	New York	2	$101 million	$18.30 billion	adviserinfo.sec.gov
Prospect Financial Services LLC	Melville	77	$98.8 million	$431 million	adviserinfo.sec.gov
Donald Smith & Co., Inc.	New York	1	$96 million	$5.60 billion	adviserinfo.sec.gov
Armbruster Capital Management, Inc.	Pittsford	30	$89.7 million	$1.06 billion	adviserinfo.sec.gov
Rockline Wealth Management LLC	Islip Terrace	39	$88 million	$749.6 million	adviserinfo.sec.gov
The Wealth Alliance, LLC	Melville	72	$86.5 million	$2.10 billion	adviserinfo.sec.gov
The Pitti Group Wealth Management, LLC	Victor	33	$80 million	$374.3 million	adviserinfo.sec.gov
2xideas	New York	1	$79.7 million	$79.7 million	adviserinfo.sec.gov
Rockbridge Investment Management, LLC	Syracuse	7	$79.3 million	$1.84 billion	adviserinfo.sec.gov
Smith Affiliated Capital Corp.	New York	6	$73.1 million	$1.68 billion	adviserinfo.sec.gov
Note Advisors, LLC	Buffalo	24	$72.5 million	$437 million	adviserinfo.sec.gov
Quantech Solution Partners North America Inc.	Ny	1	$70.9 million	$517.9 million	adviserinfo.sec.gov
Marathon Asset Management, L.P.	New York	Fewer than 5	$70.6 million	$30.48 billion	adviserinfo.sec.gov
Samjo Management, LLC	New York	76	$66.6 million	$308.8 million	adviserinfo.sec.gov
Offit Capital	New York	Fewer than 5	$65.1 million	$20.60 billion	adviserinfo.sec.gov
Wealthedge Investment Advisors, LLC	New York	82	$64.6 million	$472.1 million	adviserinfo.sec.gov
Adirondack Capital Advisors, LLC	Syracuse	29	$64.3 million	$422.3 million	adviserinfo.sec.gov
Beck, Mack & Oliver LLC	New York	30	$64.2 million	$6.18 billion	adviserinfo.sec.gov
Evercore Wealth Management, LLC	New York	4	$63.3 million	$15.52 billion	adviserinfo.sec.gov
Enhalus Capital, LP	New York	1	$62.5 million	$785.5 million	adviserinfo.sec.gov
Vanderbilt Advisory Services	Woodbury	243	$62.2 million	$2.11 billion	adviserinfo.sec.gov
Fithian LLC	New York	3	$61.8 million	$136.2 million	adviserinfo.sec.gov
Minichmacgregor Wealth Management, LLC	Saratoga Springs	19	$61.6 million	$722.9 million	adviserinfo.sec.gov
Savvy	New York	24	$60 million	$5.00 billion	adviserinfo.sec.gov
First Long Island Investors, LLC	Jericho	9	$59.5 million	$1.86 billion	adviserinfo.sec.gov
Caruso McLean & Co., Inc.	Utica	18	$58.5 million	$281.8 million	adviserinfo.sec.gov
Merkkuri Wealth Advisors LLC	Jericho	65	$57.5 million	$204.1 million	adviserinfo.sec.gov
RDG Capital Management LLC	Pittsford	39	$54.9 million	$131.8 million	adviserinfo.sec.gov
Matrix Asset Advisors Inc	White Plains	17	$53.4 million	$1.40 billion	adviserinfo.sec.gov
Riverpark Capital Management LLC	New York	1	$53 million	$299 million	adviserinfo.sec.gov
Cannell & Spears LLC	New York	56	$51 million	$6.99 billion	adviserinfo.sec.gov
Bouchey Financial Group, LTD.	Troy	19	$49.9 million	$1.61 billion	adviserinfo.sec.gov
Paradigm Asset Management	White Plains	Fewer than 5	$48.6 million	$441.7 million	adviserinfo.sec.gov
Sanderson Wealth Management, LLC	Buffalo	7	$48.2 million	$1.43 billion	adviserinfo.sec.gov
The Pinnacle Financial Group	Rockville Centre	6	$47.4 million	$1.38 billion	adviserinfo.sec.gov
Palisade Infrastructure	New York	1	$46 million	$381.4 million	adviserinfo.sec.gov
Adirondack Financial Services Corp	Utica	4	$44.6 million	$461.8 million	adviserinfo.sec.gov
Dynamic Trading Management, LLC.	White Plains	2	$44.6 million	$116.6 million	adviserinfo.sec.gov
Twentyfour Asset Management (US) LP	New York	1	$43.3 million	$23.48 billion	adviserinfo.sec.gov
Equinum, LLC	Brooklyn	24	$43 million	$757 million	adviserinfo.sec.gov
J.J. Burns & Company	Melville	10	$42.6 million	$1.25 billion	adviserinfo.sec.gov
Nuveen Alternatives Advisors LLC	New York	2	$42 million	$142.02 billion	adviserinfo.sec.gov
Premier Wealth Advisors, LLC	New York	29	$41.6 million	$555.1 million	adviserinfo.sec.gov
Prato Capital Management	White Plains	25	$41.3 million	$224.6 million	adviserinfo.sec.gov
Davis Selected Advisers, Ny, Inc.	New York	3	$38.7 million	$21.98 billion	adviserinfo.sec.gov
Mutima Capital Management LLC	New York	Fewer than 5	$38.6 million	$337.4 million	adviserinfo.sec.gov
Flagstar Securities, Inc.	New York	68	$38 million	$784.3 million	adviserinfo.sec.gov
Alesco Advisors, LLC, an Esl Company	Pittsford	8	$37.8 million	$5.61 billion	adviserinfo.sec.gov
Nomura Asset Management U.S.A. Inc.	New York	1	$37.5 million	$1.01 billion	adviserinfo.sec.gov
4thought Financial Group Inc.	Syosset	42	$37.4 million	$214.3 million	adviserinfo.sec.gov
Madison International Realty Holdings, LLC	New York	Fewer than 5	$37.2 million	$6.31 billion	adviserinfo.sec.gov
Sterling Investment Counsel, LLC	Buffalo	25	$36.4 million	$1.03 billion	adviserinfo.sec.gov
Shufro, Rose & Co., LLC	New York	57	$36.3 million	$2.46 billion	adviserinfo.sec.gov
Pictet Asset Management (USA) Corp	New York	Fewer than 5	$35.9 million	$382 million	adviserinfo.sec.gov
Quartz Partners Investment Management	Saratoga Springs	10	$33.8 million	$611.9 million	adviserinfo.sec.gov
Beyond Wealth Management Group, LLC	New Paltz	13	$32.9 million	$139.4 million	adviserinfo.sec.gov
Quent Capital, LLC	New York	6	$31.8 million	$2.05 billion	adviserinfo.sec.gov
Catalio Capital Management, LP	New York	1	$31.5 million	$2.18 billion	adviserinfo.sec.gov
Strategic Wealth Management Group	New York	13	$30.4 million	$832.9 million	adviserinfo.sec.gov
Mussett Wealth Management, LLC	Rensselaer	6	$30.1 million	$110.4 million	adviserinfo.sec.gov
Passive Capital Management, LLC	Syracuse	Fewer than 5	$29.9 million	$996.9 million	adviserinfo.sec.gov
Payne Capital Management, LLC	New York	31	$29.6 million	$1.34 billion	adviserinfo.sec.gov
J.W.Burns & Company, Inc.	Dewitt	13	$29.4 million	$1.03 billion	adviserinfo.sec.gov
Acres	Uniondale	Fewer than 5	$29.4 million	$4.39 billion	adviserinfo.sec.gov
Carret Asset Management, LLC	New York	15	$29.3 million	$3.46 billion	adviserinfo.sec.gov
Hazelview Securities (US) LLC	New York	1	$29.3 million	$276.3 million	adviserinfo.sec.gov
Grace & White, Inc	New York	5	$28.6 million	$964.2 million	adviserinfo.sec.gov
Onyx Bridge Wealth Group LLC	Tarrytown	32	$28 million	$1.37 billion	adviserinfo.sec.gov
The Portfolio Strategy Group, LLC	White Plains	19	$27.8 million	$2.62 billion	adviserinfo.sec.gov
Maytech Global Investments	New York	6	$27.8 million	$895.1 million	adviserinfo.sec.gov
Arch Global Advisors, LLC	New York	26	$27.6 million	$230.9 million	adviserinfo.sec.gov
Alpinvest US Holdings, LLC	New York	1	$27.6 million	$57.66 billion	adviserinfo.sec.gov
Rialto Wealth Management	Syracuse	6	$27.4 million	$625.9 million	adviserinfo.sec.gov
Steinberganna Wealth Management LLC	Huntington	8	$27.2 million	$369.4 million	adviserinfo.sec.gov
Robotti & Company Advisors, LLC	New York	15	$26 million	$949.8 million	adviserinfo.sec.gov
Simco Financial	Canandaigua	24	$26 million	$26 million	adviserinfo.sec.gov
Blue Square Asset Management, LLC	New York	24	$25.7 million	$410.3 million	adviserinfo.sec.gov
Western New York Financial Group, LLC	Buffalo	6	$25.4 million	$84.1 million	adviserinfo.sec.gov
Mark Asset Management LP	New York	1	$25.3 million	$1.14 billion	adviserinfo.sec.gov
Fusion Family Wealth, LLC	Woodbury	9	$24.8 million	$1.44 billion	adviserinfo.sec.gov
Brave Warrior Advisors, LLC	New York	Fewer than 5	$24.6 million	$5.64 billion	adviserinfo.sec.gov
R.W. Roge & Company, Inc	Bohemia	10	$24.5 million	$419.5 million	adviserinfo.sec.gov
Flynn Zito Capital Management, LLC	Garden City	12	$23 million	$773.9 million	adviserinfo.sec.gov
Kershner, Grosso & Co.	Saratoga Spring	17	$22.5 million	$825.5 million	adviserinfo.sec.gov
Gladowsky Capital Management Corp	Smithtown	8	$22.1 million	$197.8 million	adviserinfo.sec.gov
Cantor Fitzgerald Investment Advisors	New York	10	$21.8 million	$3.24 billion	adviserinfo.sec.gov
Jefferies Investment Advisers LLC	New York	30	$21.3 million	$5.15 billion	adviserinfo.sec.gov
Orange Investment Advisors, Inc.	Goshen	9	$21.2 million	$1.67 billion	adviserinfo.sec.gov
Herold Advisors, Inc.	New York	4	$19.3 million	$540.2 million	adviserinfo.sec.gov
Ars Investment Partners, LLC	New York	4	$19.3 million	$2.71 billion	adviserinfo.sec.gov
Florian Financial Group LLC	Williamsville	Fewer than 5	$18.8 million	$215 million	adviserinfo.sec.gov
Congress Park Capital LLC	Saratoga Springs	Fewer than 5	$18.5 million	$422.3 million	adviserinfo.sec.gov
Blackdiamond Wealth Management, LLC	New York	8	$18.4 million	$424 million	adviserinfo.sec.gov
Upstate Advisers Inc	Pittsford	8	$18.3 million	$34.1 million	adviserinfo.sec.gov
Leslie Marie Giordano	Garden City	3	$18.3 million	$62.6 million	adviserinfo.sec.gov
Beacon Financial Advisors	Rye Brook	2	$18.2 million	$228 million	adviserinfo.sec.gov
BNY Mellon Securities Corporation	New York	30	$18.1 million	$8.45 billion	adviserinfo.sec.gov
Complete Advisors	Valley Stream	9	$17.4 million	$84.2 million	adviserinfo.sec.gov
Oppenheimer Investment Management LLC	New York	2	$17.3 million	$929.4 million	adviserinfo.sec.gov
Spielberger & Brooks, Inc.	Woodbury	5	$16.5 million	$473.8 million	adviserinfo.sec.gov
Collins Advisors, LLC	Buffalo	56	$16.1 million	$176.4 million	adviserinfo.sec.gov
Summit Trail Advisors, LLC	New York	38	$16.1 million	$19.94 billion	adviserinfo.sec.gov
Capital Counsel LLC	New York	Fewer than 5	$15.5 million	$2.87 billion	adviserinfo.sec.gov
CFM Advisors Inc	Hauppauge	15	$15.4 million	$202.7 million	adviserinfo.sec.gov
Argus Investors' Counsel, Inc.	New York	Fewer than 5	$15 million	$137.3 million	adviserinfo.sec.gov
Water Asset Management, LLC	New York	4	$15 million	$780.9 million	adviserinfo.sec.gov
Crescent Hill Partners LLC	Saratoga Springs	2	$14.9 million	$298.8 million	adviserinfo.sec.gov
Canty Wealth Management	Ballston Spa	30	$14.9 million	$254 million	adviserinfo.sec.gov
Lantern Wealth Advisors, LLC	Melville	8	$14.9 million	$319.9 million	adviserinfo.sec.gov
Neville, Rodie & Shaw Inc	New York	8	$14.7 million	$2.00 billion	adviserinfo.sec.gov
Excomp Asset Management LTD	Melville	9	$13.8 million	$140.2 million	adviserinfo.sec.gov
Goehring & Rozencwajg Associates, LLC	New York	Fewer than 5	$13.8 million	$1.51 billion	adviserinfo.sec.gov
Miller Howard Investments Inc	Kingston	25	$13.6 million	$3.81 billion	adviserinfo.sec.gov
Elevatus Wealth Management, LLC	Victor	2	$13.6 million	$513.4 million	adviserinfo.sec.gov
Layline Advisors	Rochester	6	$13.4 million	$131.3 million	adviserinfo.sec.gov
Lisanti Capital Growth LLC	New York	Fewer than 5	$13.4 million	$432.5 million	adviserinfo.sec.gov
Fagan Associates Inc	Troy	9	$13.1 million	$940.7 million	adviserinfo.sec.gov
Cohen Klingenstein, LLC	New York	Fewer than 5	$13.1 million	$3.39 billion	adviserinfo.sec.gov
Mollot & Hardy, Inc.	Amherst	Fewer than 5	$13 million	$80.6 million	adviserinfo.sec.gov
Forteris Wealth Management, Inc.	Armonk	10	$12.6 million	$219 million	adviserinfo.sec.gov
Man Investment Partners (US) LP	New York	Fewer than 5	$12.6 million	$2.88 billion	adviserinfo.sec.gov
Meyer Handelman Company LLC	Rye Brook	2	$12.5 million	$3.24 billion	adviserinfo.sec.gov
Consolidated Portfolio Review Corp	Woodbury	41	$12.5 million	$1.59 billion	adviserinfo.sec.gov
Trubee Wealth Advisors, Inc.	Buffalo	9	$12.4 million	$911.5 million	adviserinfo.sec.gov
Institutional Investment Advisors Corp	New York	5	$12.3 million	$105.2 million	adviserinfo.sec.gov

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Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.