Data / Investment advisers / New York / GAM USA Inc.
GAM USA Inc., New York, NY: $1.5 billion AUM, SEC registered investment adviser
GAM USA Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $1.5 billion in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include pension and profit sharing plans, pooled investment vehicles and insurance companies. It is paid through a percentage of assets under management and performance based fees. It advises 5 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 110458
- SEC file number
- 801-35671
- SEC status
- Approved, effective December 11, 1989
- Main office
- 600 Fifth Avenue Suite 200, New York, NY 10020
- Phone
- (212) 407-4600
- Regulatory AUM
- $1,474,378,061 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $1,474,378,061
- Accounts
- 11
- Employees
- 14, of which 10 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 5: 3 hedge funds, 2 securitized asset funds
- Gross assets of private funds
- $547,253,195
- Other offices
- 3
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 2 | $578.9 million |
| Pooled investment vehicles | 5 | $547.3 million |
| Insurance companies | 3 | $265.6 million |
| Corporations or other businesses | 1 | $82.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| August 3, 2026 | $1.47 billion | July 2, 2026 |
| April 1, 2026 | $1.55 billion | March 31, 2026 |
| December 1, 2025 | $1.15 billion | October 30, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Kyobo Life Asset Management (America) Co., LTD. | New York | $1.49 billion | Not listed | adviserinfo.sec.gov |
| Springcoast Capital Partners, L.P. | New York | $1.49 billion | 10 | adviserinfo.sec.gov |
| CCS Partners LLC | New York | $1.49 billion | 3 | adviserinfo.sec.gov |
| FPLF Management LLC | New York | $1.49 billion | Not listed | adviserinfo.sec.gov |
| Kimelman & Baird, LLC | New York | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Vantage Infrastructure (USA) Inc. | New York | $1.47 billion | 1 | adviserinfo.sec.gov |
| Dendur Capital LP | New York | $1.46 billion | 2 | adviserinfo.sec.gov |
| KKR Registered Advisor LLC | New York | $1.46 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- GAM USA Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.