Data / Investment advisers / New York / BQS Financial Advisors, LLC
BQS Financial Advisors, LLC, New York, NY: $226 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
BQS Financial Advisors, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $226 million in regulatory assets under management in its Form ADV filed March 9, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 333795
- SEC file number
- 801-132993
- SEC status
- Approved, effective June 13, 2025
- Main office
- 575 Fifth Avenue 14th Floor, New York, NY 10017
- Phone
- (917) 939-0632
- Regulatory AUM
- $226,357,000 in the Form ADV filed March 9, 2026
- Discretionary AUM
- $226,357,000
- Accounts
- 29
- Employees
- 7, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 23 | $213 million |
| High net worth individuals | 1 | $12.7 million |
| Individuals (other than high net worth individuals) | 5 | $650,000 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $226.4 million | March 9, 2026 |
| December 1, 2025 | $165 million | October 24, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Hemisphere Partners LLC | New York | $228.9 million | Not listed | adviserinfo.sec.gov |
| Dilation Capital Management LP | New York | $228.8 million | 3 | adviserinfo.sec.gov |
| Boyar Asset Management, Inc. | New York | $228.2 million | 2 | adviserinfo.sec.gov |
| RM Sincerbeaux Capital Management, LLC. | New York | $227.1 million | Not listed | adviserinfo.sec.gov |
| Shikhara Investment Management LP | New York | $226.9 million | 1 | adviserinfo.sec.gov |
| Change Global Investment, LLC | New York | $226 million | 2 | adviserinfo.sec.gov |
| Secfi Advisory Limited | New York | $225.9 million | 3 | adviserinfo.sec.gov |
| Cais Advisors | New York | $225.3 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- BQS Financial Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.