Data / Investment advisers / New York / Secfi Advisory Limited
Secfi Advisory Limited, New York, NY: $226 million AUM, SEC registered investment adviser
Secfi Advisory Limited is an SEC registered investment adviser with its main office in New York, New York and reports $226 million in regulatory assets under management in its Form ADV filed June 30, 2026. Its clients include pooled investment vehicles and individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 3 private funds.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 306961
- SEC file number
- 801-126017
- SEC status
- Approved, effective July 7, 2022
- Main office
- 25 Broadway 10th Floor, New York, NY 10004
- Phone
- (707) 652-9961
- Regulatory AUM
- $225,867,055 in the Form ADV filed June 30, 2026
- Discretionary AUM
- $175,614,055
- Non discretionary AUM
- $50,253,000
- Accounts
- 55
- Employees
- 15, of which 9 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 3: 2 private equity funds, 1 other private fund
- Gross assets of private funds
- $183,665,597
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $181.4 million |
| Individuals (other than high net worth individuals) | 51 | $44.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $225.9 million | March 25, 2026 |
| December 1, 2025 | $174 million | June 3, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Boyar Asset Management, Inc. | New York | $228.2 million | 2 | adviserinfo.sec.gov |
| RM Sincerbeaux Capital Management, LLC. | New York | $227.1 million | Not listed | adviserinfo.sec.gov |
| Shikhara Investment Management LP | New York | $226.9 million | 1 | adviserinfo.sec.gov |
| BQS Financial Advisors, LLC | New York | $226.4 million | Not listed | adviserinfo.sec.gov |
| Change Global Investment, LLC | New York | $226 million | 2 | adviserinfo.sec.gov |
| Cais Advisors | New York | $225.3 million | 2 | adviserinfo.sec.gov |
| Iadvise Partners | New York | $224.5 million | Not listed | adviserinfo.sec.gov |
| Ferghana Investment Partners, LP | New York | $222.2 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving individuals
- Advisers that manage private funds
- Secfi Advisory Limited on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.