Data / Investment advisers / New York / DCM Advisors, LLC
DCM Advisors, LLC, New York, NY: $261 million AUM, SEC registered investment adviser
DCM Advisors, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $261 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include investment companies, pension and profit sharing plans and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 126248
- SEC file number
- 801-112041
- SEC status
- Approved, effective November 16, 2017
- Main office
- 33 Whitehall Street 11th Floor, New York, NY 10004
- Phone
- (917) 386-6260
- Website
- dcmadvisors.com
- Regulatory AUM
- $260,523,078 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $260,523,078
- Accounts
- 51
- Employees
- 11, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, performance based fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $122.6 million |
| Pension and profit sharing plans | 6 | $112 million |
| High net worth individuals | 8 | $17.2 million |
| Individuals (other than high net worth individuals) | 34 | $7.8 million |
| Corporations or other businesses | 2 | $885,620 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $260.5 million | March 31, 2026 |
| December 1, 2025 | $220.1 million | October 1, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Nerdwallet Wealth Partners, LLC | New York | $262.8 million | Not listed | adviserinfo.sec.gov |
| 5c Advisor | New York | $262.2 million | 1 | adviserinfo.sec.gov |
| AG Dillon Asset Management LP | New York | $262 million | 27 | adviserinfo.sec.gov |
| Room40 Capital LLC | New York | $261.7 million | 4 | adviserinfo.sec.gov |
| Elco Management Company, LLC | New York | $261.2 million | 1 | adviserinfo.sec.gov |
| Era Global Technologies | New York | $259.9 million | 18 | adviserinfo.sec.gov |
| Churchill Ncpe Advisor LLC | New York | $259.5 million | 1 | adviserinfo.sec.gov |
| Incline Global Management, LLC | New York | $259 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving investment companies
- Advisers serving pension and profit sharing plans
- DCM Advisors, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.