Data / Investment advisers / New York / Nomura Corporate Research and Asset Management Inc
Nomura Corporate Research and Asset Management Inc, New York, NY: $37.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Nomura Corporate Research and Asset Management Inc is an SEC registered investment adviser with its main office in New York, New York and reports $37.6 billion in regulatory assets under management in its Form ADV filed June 24, 2026. Its clients include state and municipal governments, pooled investment vehicles and sovereign wealth funds and foreign official institutions. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 110411
- SEC file number
- 801-38965
- SEC status
- Approved, effective June 7, 1991
- Main office
- Worldwide Plaza 309 West 49th Street, New York, NY 10019
- Phone
- (212) 667-9000
- Website
- nomuracapitalmanagement.com
- Regulatory AUM
- $37,557,642,327 in the Form ADV filed June 24, 2026
- Discretionary AUM
- $37,076,082,683
- Non discretionary AUM
- $481,559,644
- Accounts
- 66
- Employees
- 50, of which 25 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- Reported: civil court actions
- Latest Form ADV filing
- June 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 20 | $18.43 billion |
| Pooled investment vehicles | 22 | $10.07 billion |
| Sovereign wealth funds and foreign official institutions | 4 | $3.02 billion |
| Pension and profit sharing plans | 8 | $2.97 billion |
| Investment companies | 4 | $2.15 billion |
| Insurance companies | 7 | $652 million |
| Corporations or other businesses | 1 | $265 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $37.56 billion | June 24, 2026 |
| December 1, 2025 | $36.42 billion | August 4, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Eqt Partners Inc. | New York | $39.20 billion | Not listed | adviserinfo.sec.gov |
| Linden Advisors LP | New York | $38.78 billion | 2 | adviserinfo.sec.gov |
| MS Capital Partners Adviser Inc. | New York | $38.76 billion | 67 | adviserinfo.sec.gov |
| First Manhattan Co. LLC | New York | $38.09 billion | 9 | adviserinfo.sec.gov |
| Advice and Planning Services | New York | $37.93 billion | Not listed | adviserinfo.sec.gov |
| Sound Point Capital Management, LP | New York | $36.98 billion | 52 | adviserinfo.sec.gov |
| Rockefeller Capital Management | New York | $36.76 billion | 39 | adviserinfo.sec.gov |
| Oppenheimer & Co. Inc. | New York | $36.71 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving pooled investment vehicles
- Nomura Corporate Research and Asset Management Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.