Data / Investment advisers / New York / Brock Fiduciary Services LLC
Brock Fiduciary Services LLC, New York, NY: $588 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Brock Fiduciary Services LLC is an SEC registered investment adviser with its main office in New York, New York and reports $588 million in regulatory assets under management in its Form ADV filed April 1, 2026. Its clients include pension and profit sharing plans. It is paid through fixed fees.
The request: Watch Brock Fiduciary Services LLC (CRD number 153055): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 153055
- SEC file number
- 801-71132
- SEC status
- Approved, effective March 4, 2010
- Main office
- 505 Park Avenue 14th Floor, New York, NY 10022
- Phone
- (212) 209-3000
- Website
- brockcapital.com
- Regulatory AUM
- $588,153,609 in the Form ADV filed April 1, 2026
- Discretionary AUM
- $588,153,609
- Accounts
- 1
- Employees
- 4, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 1, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | Fewer than 5 | $588.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $588.2 million | April 1, 2026 |
| December 1, 2025 | $805 million | March 31, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Maytus Capital Management, LLC | New York | $597.8 million | 1 | adviserinfo.sec.gov |
| Alignment Growth | New York | $593.2 million | 2 | adviserinfo.sec.gov |
| Atlas Merchant Capital LLC | New York | $593 million | 5 | adviserinfo.sec.gov |
| Levco Capital LP | New York | $590.5 million | 1 | adviserinfo.sec.gov |
| Stone-Goff Partners | New York | $588.6 million | 15 | adviserinfo.sec.gov |
| Scopia Capital Management LP | New York | $587.3 million | 4 | adviserinfo.sec.gov |
| Meraki Capital Partners LP | New York | $584.5 million | 1 | adviserinfo.sec.gov |
| Praesidium Investment Management | New York | $582.9 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Brock Fiduciary Services LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.