Data / Investment advisers / New York / RDG Capital Management LLC
RDG Capital Management LLC, Pittsford, NY: $132 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
RDG Capital Management LLC is an SEC registered investment adviser with its main office in Pittsford, New York and reports $132 million in regulatory assets under management in its Form ADV filed September 17, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 329749
- SEC file number
- 801-129543
- SEC status
- Approved, effective February 20, 2024
- Main office
- 20 Office Park Way Suite 140, Pittsford, NY 14534
- Phone
- (585) 673-2690
- Website
- rdgcapitalmanagement.com
- Regulatory AUM
- $131,785,345 in the Form ADV filed September 17, 2026
- Discretionary AUM
- $76,892,431
- Non discretionary AUM
- $54,892,914
- Accounts
- 91
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 21 | $58.9 million |
| Pension and profit sharing plans | 39 | $54.9 million |
| Individuals (other than high net worth individuals) | 25 | $12.6 million |
| Corporations or other businesses | 6 | $5.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $131.8 million | March 27, 2026 |
| December 1, 2025 | $104.8 million | March 31, 2025 |
Other advisers in Pittsford
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Post Resch Tallon Group | Pittsford | $340.2 million | Not listed | adviserinfo.sec.gov |
| Two Point Capital Management, Inc. | Pittsford | $310.5 million | Not listed | adviserinfo.sec.gov |
| Factorpoint Planning, LLC | Pittsford | $287.9 million | Not listed | adviserinfo.sec.gov |
| Professional Financial | Pittsford | $225.8 million | Not listed | adviserinfo.sec.gov |
| Lynnleigh & Company, LLC | Pittsford | $161.5 million | Not listed | adviserinfo.sec.gov |
| Lyon Capital Management, LLC | Pittsford | $94.8 million | Not listed | adviserinfo.sec.gov |
| Queenbridge Capital, LLC | Pittsford | $79.1 million | Not listed | adviserinfo.sec.gov |
| GPS Financial, LLC | Pittsford | $77.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pittsford, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- RDG Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.