Data / Investment advisers / New York / Old Slip Registered Investment Advisors, LLC
Old Slip Registered Investment Advisors, LLC, New York, NY: $305 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Old Slip Registered Investment Advisors, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $305 million in regulatory assets under management in its Form ADV filed February 12, 2026. Its clients include pension and profit sharing plans, individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Old Slip Registered Investment Advisors, LLC (CRD number 297976): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 297976
- SEC file number
- 801-113781
- SEC status
- Approved, effective August 2, 2018
- Main office
- 40 Wall Street Floor 28, New York, NY 10005
- Phone
- (212) 256-1334
- Website
- oldslipcap.com
- Regulatory AUM
- $305,000,000 in the Form ADV filed February 12, 2026
- Discretionary AUM
- $1,000,000
- Non discretionary AUM
- $304,000,000
- Accounts
- 26
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 12, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 16 | $305 million |
| Individuals (other than high net worth individuals) | 11 | Not listed |
| High net worth individuals | 3 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $305 million | February 12, 2026 |
| December 1, 2025 | $341 million | March 13, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Spring Mountain Capital, LP | New York | $310.9 million | 5 | adviserinfo.sec.gov |
| Samjo Management, LLC | New York | $308.8 million | 2 | adviserinfo.sec.gov |
| Silverpeak Real Estate Partners L.P. | New York | $307.1 million | 15 | adviserinfo.sec.gov |
| Mountaineer Partners Management, LLC | New York | $305.7 million | 3 | adviserinfo.sec.gov |
| Adalta Capital Management LLC | New York | $305.5 million | 1 | adviserinfo.sec.gov |
| Coltrane Asset Management, L.P. | New York | $304 million | 4 | adviserinfo.sec.gov |
| The Operators Fund Investment Management, L.P. | New York | $303 million | 1 | adviserinfo.sec.gov |
| Innovahealth Partners | New York | $301 million | 16 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving individuals
- Old Slip Registered Investment Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.