Data / Investment advisers / New York / Adalta Capital Management LLC
Adalta Capital Management LLC, New York, NY: $306 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Adalta Capital Management LLC is an SEC registered investment adviser with its main office in New York, New York and reports $306 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, charitable organizations and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 283771
- SEC file number
- 801-107823
- SEC status
- Approved, effective May 13, 2016
- Main office
- 445 Park Avenue Suite 16d, New York, NY 10022
- Phone
- (212) 832-5135
- Website
- adaltacap.com
- Regulatory AUM
- $305,531,576 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $302,852,716
- Non discretionary AUM
- $2,678,860
- Accounts
- 193
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 private equity fund
- Gross assets of private funds
- $717,654
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 53 | $250.6 million |
| Charitable organizations | Fewer than 5 | $37.7 million |
| Corporations or other businesses | Fewer than 5 | $7.9 million |
| Individuals (other than high net worth individuals) | 20 | $6.9 million |
| Pension and profit sharing plans | Fewer than 5 | $1.8 million |
| Pooled investment vehicles | 1 | $717,654 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $305.5 million | March 31, 2026 |
| December 1, 2025 | $273.9 million | March 31, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| BG America LLC | New York | $311.1 million | Not listed | adviserinfo.sec.gov |
| Spring Mountain Capital, LP | New York | $310.9 million | 5 | adviserinfo.sec.gov |
| Samjo Management, LLC | New York | $308.8 million | 2 | adviserinfo.sec.gov |
| Silverpeak Real Estate Partners L.P. | New York | $307.1 million | 15 | adviserinfo.sec.gov |
| Mountaineer Partners Management, LLC | New York | $305.7 million | 3 | adviserinfo.sec.gov |
| Old Slip Registered Investment Advisors, LLC | New York | $305 million | Not listed | adviserinfo.sec.gov |
| Coltrane Asset Management, L.P. | New York | $304 million | 4 | adviserinfo.sec.gov |
| The Operators Fund Investment Management, L.P. | New York | $303 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Advisers that manage private funds
- Adalta Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.