Data / Investment advisers / $50 million to $100 million in AUM / New York
Investment advisers in New York with $50 million to $100 million in AUM: 190 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
190 SEC registered investment advisers in New York report between $50 million and $100 million in regulatory assets under management, $14 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Stonebridge Partners LLC with $99.4 million.
The request: Every investment adviser in New York with AUM in the range $50 million to $100 million, with phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 190Advisers
- 190SEC registered
- $14 billionTotal AUM
- 0Advisers over $100 million
- 48Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Stonebridge Partners LLC | White Plains | $99.4 million | 14 | 4 | 14 | (914) 682-2700 | stonebridgepartners.com | adviserinfo.sec.gov |
| 13d Management LLC | New York | $99.4 million | 1 | 8 | Not listed | (212) 223-2282 | 13dmanagement.com | adviserinfo.sec.gov |
| Arex Capital Management, LP | New York | $99.4 million | 12 | 6 | 2 | (646) 679-4000 | arexcapital.com | adviserinfo.sec.gov |
| Waterfront Capital Partners LLC | New York | $99.3 million | 2 | 4 | 1 | (212) 554-4099 | adviserinfo.sec.gov | |
| Lake Road Advisors, LLC | Corning | $98.8 million | 137 | 2 | Not listed | (607) 438-2914 | adviserinfo.sec.gov | |
| Luther Forest Wealth Advisors, L.L.C. | Malta | $98.6 million | 471 | 3 | Not listed | (518) 899-5904 | lutherforestwealthadvisors.com | adviserinfo.sec.gov |
| Muzinich Direct Lending Adviser, LLC | New York | $98 million | 1 | 48 | Not listed | (212) 888-3413 | muzinich.com | adviserinfo.sec.gov |
| Manispace Capital | New York | $97.4 million | 1 | 5 | Not listed | (609) 712-6527 | adviserinfo.sec.gov | |
| Aspire Strategist Portfolios LLC | New York | $97.3 million | 423 | 5 | Not listed | (212) 292-3177 | aspiresp.com | adviserinfo.sec.gov |
| Stratacore Capital Management, LLC. | New York | $97 million | 166 | 2 | Not listed | (646) 846-6500 | stratacoremgmt.com | adviserinfo.sec.gov |
| Uob Global Capital LLC | New York | $96.8 million | 3 | 7 | 3 | (212) 398-6633 | uobglobal.com | adviserinfo.sec.gov |
| SM Investors | New York | $95.1 million | 7 | 2 | 4 | (212) 297-2555 | sminvestors.com | adviserinfo.sec.gov |
| Nosuris, Inc. | Lynbrook | $95 million | 450 | 2 | Not listed | (516) 887-7788 | odifinancial.com | adviserinfo.sec.gov |
| Lyon Capital Management, LLC | Pittsford | $94.8 million | 162 | 3 | Not listed | (585) 248-9821 | adviserinfo.sec.gov | |
| Wingspan Capital, LLC | New York | $94.5 million | 27 | 1 | 6 | (917) 722-3883 | wingspanfund.com | adviserinfo.sec.gov |
| Circle N Advisors, LLC | Fishkill | $94.2 million | 106 | 3 | Not listed | (845) 897-1560 | adviserinfo.sec.gov | |
| Bayridge Financial Group, Inc. | Rockville Centre | $94.2 million | 488 | 5 | Not listed | (718) 833-4901 | bayridgefinancialgroup.com | adviserinfo.sec.gov |
| Luesink Stenstrom Financial | New York | $94.1 million | 169 | 2 | Not listed | (212) 405-1609 | luesinkstenstrom.com | adviserinfo.sec.gov |
| Gravity Capital Management LLC | New York | $94 million | 36 | 2 | Not listed | (917) 558-4968 | adviserinfo.sec.gov | |
| Target Rock Wealth Management, LLC | New York | $94 million | 89 | 4 | Not listed | (914) 580-4530 | adviserinfo.sec.gov | |
| Walnut Investment Services LLC | Brooklyn | $94 million | 308 | 2 | Not listed | (718) 788-1972 | walnutfund.com | adviserinfo.sec.gov |
| Henley & Company Wealth Management LLC | Uniondale | $93.9 million | 108 | 6 | Not listed | (516) 794-5520 | henleyandcompany.com | adviserinfo.sec.gov |
| Voss Wealth Management | Endicott | $93.9 million | 148 | 1 | Not listed | (607) 444-2234 | vosswealth.com | adviserinfo.sec.gov |
| Mon Capital Management LLC | New York | $93.2 million | 12 | 2 | Not listed | (646) 643-5540 | adviserinfo.sec.gov | |
| Thinking Big Financial | Brooklyn | $93 million | 395 | 2 | Not listed | (973) 224-1145 | adviserinfo.sec.gov | |
| Oppenheimer + Close, LLC | New York | $93 million | 127 | 5 | Not listed | (212) 489-7527 | oppvest.com | adviserinfo.sec.gov |
| Tekmen Wells LLC | New York | $92.4 million | 66 | 2 | Not listed | (646) 760-4770 | adviserinfo.sec.gov | |
| Buffalo First Wealth Management, LLC | Williamsville | $91.7 million | 722 | 4 | Not listed | (716) 861-7371 | buffalofirstllc.com | adviserinfo.sec.gov |
| Pura Vida Investments, LLC | New York | $91.5 million | 12 | 2 | 3 | (929) 733-7678 | puravidainvestments.com | adviserinfo.sec.gov |
| Atla Capital Management LLC | New York | $91.1 million | 1 | 1 | 1 | (332) 203-2580 | atlacap.com | adviserinfo.sec.gov |
| Conrad Capital Management, Inc. | Hauppauge | $90.7 million | 502 | 3 | Not listed | (631) 439-7878 | conradcapital.com | adviserinfo.sec.gov |
| Weatherhelm Capital Management LLC | Cambridge | $90.6 million | 211 | 4 | Not listed | (518) 407-3886 | weatherhelm.com | adviserinfo.sec.gov |
| Washington Square Capital Management LLC | New York | $90.4 million | 142 | 2 | Not listed | (646) 450-9772 | wsqcapital.com | adviserinfo.sec.gov |
| Oak Crest Advisory, LLC | Rochester | $90.2 million | 456 | 3 | Not listed | (585) 507-1681 | oakcrestadvisory.com | adviserinfo.sec.gov |
| Weiss Financial Group LLC | Mahopac | $90 million | 249 | 2 | Not listed | (845) 621-4700 | yelp.com | adviserinfo.sec.gov |
| Prolific Solutions | New York | $88.5 million | 91 | 2 | Not listed | (646) 988-5216 | adviserinfo.sec.gov | |
| Lexion Capital Management LP | New York | $87.9 million | 78 | 4 | 1 | (888) 452-9355 | linkedin.company | adviserinfo.sec.gov |
| Ibn Financial Services, Inc | Liverpool | $87.7 million | 519 | 52 | Not listed | (315) 652-4426 | ibrokernet.com | adviserinfo.sec.gov |
| The Wealthplan LLC | Great Neck | $87.5 million | 356 | 1 | Not listed | (516) 400-7111 | thewealthplan.com | adviserinfo.sec.gov |
| Yearwood Young Advisors | Brooklyn | $87.1 million | 65 | 2 | Not listed | (347) 338-0278 | yy-advisors.com | adviserinfo.sec.gov |
| LK Financial Planning LLC | New York | $86.9 million | 39 | 1 | Not listed | (646) 644-6292 | adviserinfo.sec.gov | |
| Seahorse Financial Advisers Inc. | Millbrook | $86.7 million | 20 | 1 | Not listed | (845) 605-8122 | longcycletiming.com | adviserinfo.sec.gov |
| Eagan Capital Management, LLC | Fayetteville | $86.2 million | 375 | 2 | Not listed | (315) 637-8004 | adviserinfo.sec.gov | |
| Mace Capital Management, LLC | New York | $86.2 million | 120 | 1 | Not listed | (212) 626-6632 | adviserinfo.sec.gov | |
| Arrow Investment Management, LLC | New York | $85.6 million | 1 | 5 | Not listed | (203) 247-7033 | arrow-ig.com | adviserinfo.sec.gov |
| Private Equity Investors, Inc. | New York | $85.4 million | 2 | 4 | 2 | (212) 750-1228 | peifunds.com | adviserinfo.sec.gov |
| Atw Spac Management LLC | New York | $85.4 million | 2 | 7 | 1 | (646) 975-5548 | adviserinfo.sec.gov | |
| Idyllic Partners Manager, LP | Sleepy Hollow | $85 million | 2 | 1 | 1 | (914) 631-1219 | idyllicpartners.com | adviserinfo.sec.gov |
| Group RMC Investment Advisor LLC | New York | $84.6 million | 13 | 2 | 13 | (917) 503-9730 | grouprmc.com | adviserinfo.sec.gov |
| Erez Asset Management, LLC | New Rochelle | $84.3 million | 3 | 2 | 1 | (917) 455-9764 | erezassetmgmt.com | adviserinfo.sec.gov |
| Complete Advisors | Valley Stream | $84.2 million | 25 | 5 | Not listed | (516) 240-6161 | completeadvisors.com | adviserinfo.sec.gov |
| Lehmann, Livian, Fridson Advisors, LLC | New York | $84.2 million | 108 | 2 | Not listed | (212) 319-8903 | llfadvisors.com | adviserinfo.sec.gov |
| Western New York Financial Group, LLC | Buffalo | $84.1 million | 199 | 2 | Not listed | (716) 743-6262 | wnyfg.com | adviserinfo.sec.gov |
| Greycliff Wealth Management, LLC | New York | $83.8 million | 222 | 4 | Not listed | (201) 738-2818 | adviserinfo.sec.gov | |
| Welara | New York | $83.7 million | 12 | 13 | Not listed | (917) 524-6125 | adviserinfo.sec.gov | |
| Parataxis Capital Management LLC | New York | $83.7 million | 12 | 5 | 7 | (917) 828-6313 | adviserinfo.sec.gov | |
| Double Duty Money Management LLC | New York | $83.7 million | 34 | 4 | Not listed | (212) 408-1750 | doubledutymm.com | adviserinfo.sec.gov |
| Northstar Capital Funds, LLC | New York | $83.3 million | 1 | 4 | 1 | (516) 448-9979 | northstarcapitalfunds.com | adviserinfo.sec.gov |
| Lumiere Financial | New York | $82.7 million | 255 | 5 | 1 | (212) 516-5900 | adviserinfo.sec.gov | |
| Hyjc Capital of Wny | Lakeville | $82.6 million | 407 | 2 | Not listed | (585) 261-4435 | hywealthmanagement.com | adviserinfo.sec.gov |
| Winthrop Partners, Epa, LLC | Orchard | $82.2 million | 174 | 5 | Not listed | (716) 508-8178 | adviserinfo.sec.gov | |
| Ivesta Corp | New York | $82 million | 1 | 2 | Not listed | (917) 864-0407 | ivesta-fo.com | adviserinfo.sec.gov |
| L&L Partners Wealth Management, LLC | Suffern | $81.8 million | 165 | 3 | Not listed | (845) 368-1103 | llpartnerswealth.com | adviserinfo.sec.gov |
| Dasta Investments LLC | New York | $81.8 million | 27,037 | 8 | Not listed | (732) 910-5781 | adviserinfo.sec.gov | |
| Betteredge Capital LLC | New York | $81.4 million | 1 | 4 | Not listed | (212) 249-8405 | betteredge.com | adviserinfo.sec.gov |
| Colucci Wealth Management LLC | Brightwaters | $80.8 million | 93 | 1 | Not listed | (212) 763-4840 | adviserinfo.sec.gov | |
| Mollot & Hardy, Inc. | Amherst | $80.6 million | 81 | 2 | Not listed | (716) 691-7121 | adviserinfo.sec.gov | |
| Nottingham Wealth Partners, Inc. | Syracuse | $80.5 million | 299 | 7 | Not listed | (561) 472-2312 | adviserinfo.sec.gov | |
| Ever Green Wealth Management, LLC | Victor | $80.3 million | 648 | 1 | Not listed | (585) 742-0271 | adviserinfo.sec.gov | |
| Abernathy Group II LLC | New York | $80.2 million | 94 | 4 | 1 | (212) 293-3499 | abernathygroupfamilyoffice.com | adviserinfo.sec.gov |
| Federal Prep | Bohemia | $80.1 million | 637 | 5 | Not listed | (631) 750-6499 | federalprep.com | adviserinfo.sec.gov |
| Seaport Global Asset Management LLC | New York | $80 million | 10 | 3 | 10 | (212) 616-7700 | seaportglobal.com | adviserinfo.sec.gov |
| 2xideas | New York | $79.7 million | 1 | 2 | Not listed | (646) 604-9039 | adviserinfo.sec.gov | |
| Minerva Wealth Advisory | New York | $79.5 million | 97 | 2 | Not listed | (646) 934-6874 | minervawealth.com | adviserinfo.sec.gov |
| Constellation Asset Management, Inc. | Fayetteville | $79.3 million | 169 | 1 | Not listed | (315) 396-8335 | constellationassetmanagement.com | adviserinfo.sec.gov |
| Queenbridge Capital, LLC | Pittsford | $79.1 million | 137 | 3 | Not listed | (585) 348-9585 | queenbridgecapital.com | adviserinfo.sec.gov |
| Pathway Partners Wealth Advisors, LLC | Amherst | $78.9 million | 635 | 8 | Not listed | (716) 929-6010 | adviserinfo.sec.gov | |
| Bruderman Private Wealth | Locust Valley | $78.5 million | 33 | 5 | Not listed | (516) 974-7596 | brudermanprivatewealth.com | adviserinfo.sec.gov |
| Revere Wealth Management LLC | New York | $78.3 million | 101 | 7 | Not listed | (212) 688-2350 | adviserinfo.sec.gov | |
| Amazz Investment Management, Inc. | Williamsville | $78.3 million | 120 | 1 | Not listed | (716) 839-5252 | adviserinfo.sec.gov | |
| Pearl Lane Advisors, LLC | New York | $78.2 million | 7 | 15 | 7 | (212) 240-9721 | adviserinfo.sec.gov | |
| Arrowhead Investment Management LLC | White Plains | $77.6 million | 1 | 4 | 1 | (203) 485-0700 | arrowheadmgt.com | adviserinfo.sec.gov |
| GPS Financial, LLC | Pittsford | $77.3 million | 563 | 2 | Not listed | (585) 598-9111 | gpsfinancialadvisors.com | adviserinfo.sec.gov |
| Dryden Capital, LLC | New York | $76.6 million | 4 | 3 | 2 | (646) 596-9781 | adviserinfo.sec.gov | |
| Cathay Capital NA, LLC | New York | $76.6 million | 6 | 6 | 3 | (212) 858-9020 | cathaycapital.com | adviserinfo.sec.gov |
| O Asset Management LLC | Fairport | $76.2 million | 3 | 11 | 2 | (585) 313-5978 | oamquant.com | adviserinfo.sec.gov |
| SQN Capital Management, LLC | New York | $75.4 million | 3 | 3 | 1 | (212) 422-2166 | sqncapital.com | adviserinfo.sec.gov |
| Kane Financial | Waterville | $75.2 million | 638 | 4 | Not listed | (315) 801-9028 | kanefp.com | adviserinfo.sec.gov |
| Halo Investment Services, LLC | Manhasset | $75.2 million | 8 | 24 | Not listed | (312) 586-2790 | adviserinfo.sec.gov | |
| Clover Leaf Financial LLC | Fairport | $75 million | 419 | 4 | Not listed | (585) 899-3940 | cloverleafteam.com | adviserinfo.sec.gov |
| Mountain Pass Planning | Hopewell Junction | $74.9 million | 244 | 1 | Not listed | (845) 592-0789 | mountainpassplanning.com | adviserinfo.sec.gov |
| HLV Ventures | Hauppauge | $74.8 million | 10 | 12 | 10 | (631) 780-3286 | hlvventures.com | adviserinfo.sec.gov |
| Lytle Investments | Grand Island | $74.3 million | 350 | 5 | Not listed | (716) 773-6626 | lytleinvestments.com | adviserinfo.sec.gov |
| Sage Hill Advisory and Management LLC | Saratoga Springs | $73.3 million | 79 | 3 | Not listed | (518) 763-6338 | adviserinfo.sec.gov | |
| Countryside Financial LLC | Williamsville | $73.2 million | 537 | 3 | Not listed | (716) 256-1330 | countrysidefinancialny.com | adviserinfo.sec.gov |
| Tactical Rotation Management, LLC | Forest Hills | $73 million | 3 | 1 | Not listed | (646) 755-9843 | tacticalrotation.com | adviserinfo.sec.gov |
| Periphas Capital, LP | New York | $72.6 million | 5 | 4 | 3 | (646) 876-6351 | adviserinfo.sec.gov | |
| Purevest | Staten Island | $72.4 million | 249 | 3 | Not listed | (347) 466-4400 | purevest.net | adviserinfo.sec.gov |
| WPM Wealth Advisors LLC | Saratoga Springs | $72.4 million | 353 | 3 | Not listed | (518) 369-5232 | wpmwealthadvisors.com | adviserinfo.sec.gov |
| R. Seeger Wealth Management, LTD | Lindenhurst | $72.1 million | 67 | 1 | Not listed | (631) 592-9729 | rseegerwealthmanagement.com | adviserinfo.sec.gov |
| Franco Financial Advisors, Inc. | New York | $72 million | 108 | 3 | Not listed | (212) 877-1576 | adviserinfo.sec.gov | |
| Silver Advisors, LLC | New York | $71.9 million | 47 | 1 | Not listed | (646) 531-5313 | adviserinfo.sec.gov | |
| NGC Financial, LLC | Bayside | $71.9 million | 121 | 1 | Not listed | (718) 423-1100 | ngcfinancial.com | adviserinfo.sec.gov |
| Obra Fund Management, LLC | New York | $71.6 million | 3 | 47 | Not listed | (917) 831-1000 | obrafunds.com | adviserinfo.sec.gov |
| Schultze Asset Management, LP | Rye Brook | $71.6 million | 16 | 7 | 1 | (914) 701-5260 | adviserinfo.sec.gov | |
| HV Capital Management | Montgomery | $71.5 million | 114 | 4 | Not listed | (845) 655-4826 | hvcapitalmanagement.com | adviserinfo.sec.gov |
| Madison Global Advisors LLC | Hauppauge | $71.4 million | 233 | 8 | Not listed | (631) 240-4155 | adviserinfo.sec.gov | |
| Azura Partners US LLC | New York | $71.3 million | 2 | 6 | 1 | (347) 249-2369 | azura.com | adviserinfo.sec.gov |
| Main Street Financial | Purchase | $71.1 million | 267 | 4 | Not listed | (914) 698-8303 | mainstfinancial.com | adviserinfo.sec.gov |
| Monthie Wealth Advisors | Latham | $71.1 million | 285 | 2 | Not listed | (518) 786-3534 | adviserinfo.sec.gov | |
| Fiduciary Management Group, LLC | New York | $70.7 million | 123 | 2 | Not listed | (212) 626-6581 | fmgwealth.com | adviserinfo.sec.gov |
| Percent Advisors LLC | New York | $70 million | 28 | 2 | 1 | (646) 876-5141 | percent.com | adviserinfo.sec.gov |
| Ibn Advisory Services, Inc. | Liverpool | $69.8 million | 210 | 8 | Not listed | (315) 652-4426 | adviserinfo.sec.gov | |
| Rochester Investments | Rochester | $69.5 million | 300 | 1 | Not listed | (585) 568-6656 | rochesterinvestments.com | adviserinfo.sec.gov |
| Shield Wealth Advisors | Williamsville | $68.4 million | 307 | 3 | Not listed | (833) 457-1040 | shield457.com | adviserinfo.sec.gov |
| Bleecker Street Capital Management, LLC | Brooklyn | $68.3 million | 2 | 6 | 2 | (843) 801-5871 | bleeckerstreetresearch.com | adviserinfo.sec.gov |
| Parlin Advisors LLC | Hague | $68.2 million | 125 | 1 | Not listed | (908) 377-4202 | parlinadvisors.com | adviserinfo.sec.gov |
| Iconoclastic Capital Management LLC | Rochester | $68.2 million | 506 | 5 | Not listed | (585) 504-1616 | iconocapital.com | adviserinfo.sec.gov |
| Peak Altitude Partners, LP | New York | $68.1 million | 2 | 5 | 1 | (212) 970-6451 | peakalts.com | adviserinfo.sec.gov |
| Occam Capital Management, LLC | Pittsford | $67.4 million | 207 | 2 | Not listed | (585) 218-0310 | occamcapital.com | adviserinfo.sec.gov |
| Honeoye Falls Capital LLC | Honeoye Falls | $67 million | 25 | 2 | Not listed | (585) 770-7171 | adviserinfo.sec.gov | |
| Vanquour LLC | New York | $67 million | 146 | 3 | Not listed | (646) 797-1616 | vanquour.com | adviserinfo.sec.gov |
| Alinea Advisory Services LLC | New York | $66.6 million | 115,693 | 10 | Not listed | (516) 469-9482 | adviserinfo.sec.gov | |
| Clarion Call Capital | New York | $66.5 million | 12 | 1 | Not listed | (718) 399-0857 | clarioncallcapital.com | adviserinfo.sec.gov |
| C & C Financial Services, Inc. | Great Neck | $66.2 million | 46 | 2 | Not listed | (516) 482-3260 | adviserinfo.sec.gov | |
| Ace & Company New York, Inc. | New York | $65.8 million | 4 | 4 | 4 | (212) 220-2777 | aceandcompany.com | adviserinfo.sec.gov |
| Shope Advisors Group | Camillus | $65.6 million | 86 | 2 | Not listed | (315) 701-5857 | shopefinancialplanning.com | adviserinfo.sec.gov |
| Stewardship Financial Planning | Tarrytown | $65.5 million | 102 | 1 | Not listed | (914) 380-1421 | stewardshipfp.com | adviserinfo.sec.gov |
| Kineo Capital LLC | New York | $65.4 million | 26 | 3 | Not listed | (212) 457-1268 | kineocapital.com | adviserinfo.sec.gov |
| N Financial Plans | Huntington | $65.2 million | 280 | 1 | Not listed | (631) 629-1794 | nfinancialplans.com | adviserinfo.sec.gov |
| Vazirani Asset Management LLC | New York | $65 million | 4 | 3 | 2 | (646) 450-8875 | vaziranifund.com | adviserinfo.sec.gov |
| Malatai Capital LLC | New York | $65 million | 38 | 3 | Not listed | (917) 624-5589 | malataicapital.com | adviserinfo.sec.gov |
| Rosci Lamb, LLC | New York | $65 million | 37 | 1 | Not listed | (646) 479-9965 | roscilamb.com | adviserinfo.sec.gov |
| Peconic Asset Planning | Riverhead | $64.6 million | 206 | 2 | Not listed | (631) 369-8877 | peconicassetplanning.com | adviserinfo.sec.gov |
| Mint Asset Management LLC | New York | $64.5 million | 58 | 5 | Not listed | (908) 777-1717 | mintassetmanagement.com | adviserinfo.sec.gov |
| Hudson View Advisors, LLC | Croton-On-Hudson | $64.3 million | 231 | 1 | Not listed | (914) 827-0051 | adviserinfo.sec.gov | |
| Serenity Capital Advisors Inc. | Pittsford | $64.3 million | 149 | 4 | Not listed | (877) 975-3383 | serenitycapadvisors.com | adviserinfo.sec.gov |
| Sloan Advisory Group, Inc. | Glens Falls | $63.6 million | 114 | 1 | Not listed | (888) 978-8880 | adviserinfo.sec.gov | |
| Wealthunite Advisors, LLC | Manhasset | $63.1 million | 48 | 1 | Not listed | (516) 805-2024 | adviserinfo.sec.gov | |
| Corinthian Partners Asset Management LLC | New York | $62.9 million | 299 | 7 | Not listed | (212) 287-1552 | corinthianpartners.com | adviserinfo.sec.gov |
| Advisor Financial Services, Inc. | Chatham | $62.6 million | 435 | 2 | Not listed | (518) 392-3400 | advisor.org | adviserinfo.sec.gov |
| Leslie Marie Giordano | Garden City | $62.6 million | 150 | 1 | Not listed | lesliegiordano.com | adviserinfo.sec.gov | |
| Mountain View Strategic Wealth, LLC | Hopewell Junction | $62.5 million | 343 | 2 | Not listed | (845) 834-4343 | mvswealth.com | adviserinfo.sec.gov |
| Birch Wealth Management | Rome | $62.1 million | 422 | 3 | Not listed | (315) 795-2005 | adviserinfo.sec.gov | |
| Hawks Point Capital Partners LLC | Rye Brook | $61.4 million | 2 | 3 | Not listed | (203) 485-7598 | hawkspointcapital.com | adviserinfo.sec.gov |
| Anchor Capital Management, LLC | Ithaca | $61.2 million | 70 | 3 | Not listed | (607) 272-0004 | anchorithaca.com | adviserinfo.sec.gov |
| Iqcio LLC | New York | $60.9 million | 4 | 2 | Not listed | (914) 629-7437 | iqcio.com | adviserinfo.sec.gov |
| Blackstone Real Estate Advisors V L.P. | New York | $60.2 million | 4 | 374 | 4 | (212) 583-5000 | mp.weixin.qq.com | adviserinfo.sec.gov |
| Goldiron GP LLC | New York | $60.2 million | 1 | 1 | 1 | (212) 698-3113 | adviserinfo.sec.gov | |
| R & R Financial Planners, Inc. | East Meadow | $60.1 million | 232 | 3 | Not listed | (516) 222-8850 | randrfinancialplanners.com | adviserinfo.sec.gov |
| Liberty Wealth Managers | New York | $59.9 million | 122 | 2 | Not listed | (267) 864-8259 | libertywealthmanagers.com | adviserinfo.sec.gov |
| Quantel Asset Management LLC | New York | $59.7 million | 134 | 3 | Not listed | (844) 836-5461 | adviserinfo.sec.gov | |
| Wyser-Pratte Management Co., Inc. | Bedford Hills | $58.6 million | 3 | 2 | 1 | (914) 234-4930 | adviserinfo.sec.gov | |
| Capital Insights Group of Wny, LLC. | Buffalo | $58.6 million | 363 | 3 | Not listed | (716) 309-4109 | adviserinfo.sec.gov | |
| Velara Wealth Management Inc. | New York | $58.5 million | 223 | 1 | Not listed | (212) 967-1428 | velarawealth.com | adviserinfo.sec.gov |
| Helianth Investment Management LLC | Port Chester | $58.4 million | 23 | 1 | Not listed | (203) 302-3979 | helianthinvestment.com | adviserinfo.sec.gov |
| Truck Capital | New York | $58.3 million | 6 | 7 | 2 | (212) 808-3440 | adviserinfo.sec.gov | |
| One Hopper Asset Management | Utica | $57.5 million | 124 | 3 | Not listed | adviserinfo.sec.gov | ||
| Princeton Value Partners LLC | New York | $57.4 million | 53 | 2 | 3 | (609) 571-6687 | princetonvp.com | adviserinfo.sec.gov |
| Network Investment Advisors Incorporated | Commack | $57.4 million | 174 | 5 | Not listed | (631) 366-1999 | network-cap.com | adviserinfo.sec.gov |
| Newoak Asset Management LLC | New York | $57.1 million | 3 | 6 | Not listed | (212) 209-0850 | newoak.com | adviserinfo.sec.gov |
| Moment Advisors, LLC | New York | $56.3 million | 25 | 6 | Not listed | (551) 775-2340 | moment.com | adviserinfo.sec.gov |
| Szop Multistrat Management LLC | New York | $55.9 million | 1 | 8 | 1 | (646) 975-5548 | adviserinfo.sec.gov | |
| Sidus Investment Management, LLC | New York | $55.1 million | 4 | 4 | 3 | (212) 751-6644 | sidusfunds.com | adviserinfo.sec.gov |
| Karani Asset Management LLC | New York | $55.1 million | 28 | 4 | Not listed | (646) 593-7450 | adviserinfo.sec.gov | |
| JC Miano Investment Advisory Service | Utica | $54.5 million | 51 | 1 | Not listed | adviserinfo.sec.gov | ||
| Westmore Asset Management | Pearl River | $54.5 million | 61 | 1 | Not listed | (347) 308-7886 | westmoream.com | adviserinfo.sec.gov |
| Valorem LLC | New York | $54.3 million | 2 | 2 | Not listed | (917) 837-8846 | valoremwealth.com | adviserinfo.sec.gov |
| Alpha | New York | $54.1 million | 19 | 2 | Not listed | (212) 933-9301 | adviserinfo.sec.gov | |
| Magnifina, LLC | Bedford Hills | $53.9 million | 52 | 3 | Not listed | (800) 732-0818 | adviserinfo.sec.gov | |
| LT Advisors LLC | New City | $53.5 million | 57 | 1 | Not listed | (917) 352-3424 | adviserinfo.sec.gov | |
| Visdom Investment Group LLC | Rye Brook | $53.1 million | 10 | 4 | Not listed | (203) 429-5633 | adviserinfo.sec.gov | |
| KB & Partners Management Co LLC | New York | $52.8 million | 1 | 5 | 1 | (212) 980-5050 | kahnbrothers.com | adviserinfo.sec.gov |
| Lowell Road Asset Management, Inc. | Manhasset | $52.5 million | 125 | 2 | Not listed | (516) 767-1099 | lowellroad.com | adviserinfo.sec.gov |
| Roosevelt Management Company LLC | New York | $52.4 million | 2 | 30 | Not listed | (212) 938-4800 | rooseveltmc.com | adviserinfo.sec.gov |
| Qapital Invest, LLC | New York | $52.2 million | 38,446 | 9 | Not listed | (646) 603-6904 | qapital.com | adviserinfo.sec.gov |
| 42 Am, LLC | New York | $51.9 million | 3 | 5 | 2 | (212) 516-6345 | 42am.com | adviserinfo.sec.gov |
| Main Street Management Company | Aquebogue | $51.8 million | 112 | 2 | Not listed | (631) 653-0333 | adviserinfo.sec.gov | |
| Stash Wealth, LLC | New York | $51.7 million | 551 | 3 | Not listed | (212) 913-9904 | stashwealth.com | adviserinfo.sec.gov |
| Sfumato Capital Management LLC | New York | $51.3 million | 4 | 3 | 3 | (908) 343-9346 | sfumato.holdings | adviserinfo.sec.gov |
| Legado Wealth Management LLC | New York | $51 million | 149 | 1 | Not listed | (212) 697-3420 | legadowealth.com | adviserinfo.sec.gov |
| Bpbi LLC | New York | $51 million | 9 | 2 | Not listed | (917) 951-5150 | adviserinfo.sec.gov | |
| Seaway Advisors | Fairport | $50.8 million | 94 | 2 | Not listed | (585) 425-9510 | adviserinfo.sec.gov | |
| Endicott Group | New York | $50.8 million | 2 | 5 | 2 | (212) 450-8070 | adviserinfo.sec.gov | |
| Carosa, Stanton & Depaolo Asset Management, LLC | Mendon | $50.7 million | 27 | 3 | Not listed | (585) 624-3150 | carosastantonanddepaolo.com | adviserinfo.sec.gov |
| Piano Wealth Management | Victor | $50.6 million | 96 | 1 | Not listed | (585) 204-0001 | adviserinfo.sec.gov | |
| Personal Asset Strategies, Inc. | Westbury | $50.6 million | 107 | 3 | Not listed | (516) 248-8811 | pasfinance.com | adviserinfo.sec.gov |
| Plettenberg Capital Management, LLC | New York | $50.5 million | 8 | 2 | 6 | (267) 574-2319 | plettenbergcapital.com | adviserinfo.sec.gov |
| Foxpath Capital Partners LP | New York | $50 million | 3 | 5 | 1 | (212) 970-6490 | adviserinfo.sec.gov | |
| One68 Global Capital, LLC | New York | $50 million | 2 | 4 | 1 | (212) 331-6738 | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.