Data / Investment advisers / New York / Mint Asset Management LLC
Mint Asset Management LLC, New York, NY: $64.5 million AUM, SEC registered investment adviser
Mint Asset Management LLC is an SEC registered investment adviser with its main office in New York, New York and reports $64.5 million in regulatory assets under management in its Form ADV filed August 21, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 315568
- SEC file number
- 801-131025
- SEC status
- Approved, effective September 5, 2024
- Main office
- 165 Broadway 23rd Floor, New York, NY 10006
- Phone
- (908) 777-1717
- Website
- mintassetmanagement.com
- Regulatory AUM
- $64,543,171 in the Form ADV filed August 21, 2026
- Discretionary AUM
- $64,543,171
- Accounts
- 58
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 25 | $50.3 million |
| Individuals (other than high net worth individuals) | 31 | $11.5 million |
| Charitable organizations | Fewer than 5 | $2.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $64.5 million | March 20, 2026 |
| December 1, 2025 | $56.5 million | September 24, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ace & Company New York, Inc. | New York | $65.8 million | 4 | adviserinfo.sec.gov |
| Kineo Capital LLC | New York | $65.4 million | Not listed | adviserinfo.sec.gov |
| Vazirani Asset Management LLC | New York | $65 million | 2 | adviserinfo.sec.gov |
| Malatai Capital LLC | New York | $65 million | Not listed | adviserinfo.sec.gov |
| Rosci Lamb, LLC | New York | $65 million | Not listed | adviserinfo.sec.gov |
| Corinthian Partners Asset Management LLC | New York | $62.9 million | Not listed | adviserinfo.sec.gov |
| Iqcio LLC | New York | $60.9 million | Not listed | adviserinfo.sec.gov |
| Blackstone Real Estate Advisors V L.P. | New York | $60.2 million | 4 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $50 million to $100 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Mint Asset Management LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.