Data / Investment advisers / New York / Oak Crest Advisory, LLC
Oak Crest Advisory, LLC, Rochester, NY: $90.2 million AUM, SEC registered investment adviser
Oak Crest Advisory, LLC is an SEC registered investment adviser with its main office in Rochester, New York and reports $90.2 million in regulatory assets under management in its Form ADV filed March 19, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 304255
- SEC file number
- 801-123423
- SEC status
- Approved, effective March 11, 2022
- Main office
- 160 Linden Oaks, Rochester, NY 14625
- Phone
- (585) 507-1681
- Website
- oakcrestadvisory.com
- Regulatory AUM
- $90,170,828 in the Form ADV filed March 19, 2026
- Discretionary AUM
- $90,170,828
- Accounts
- 456
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 33 | $54.7 million |
| Individuals (other than high net worth individuals) | 155 | $35.4 million |
| Pension and profit sharing plans | 34 | Not listed |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $90.2 million | March 19, 2026 |
| December 1, 2025 | $70 million | March 31, 2025 |
Other advisers in Rochester
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Core Alpha, Inc. | Rochester | $146.1 million | Not listed | adviserinfo.sec.gov |
| Fien Capital Management, LLC | Rochester | $137.7 million | Not listed | adviserinfo.sec.gov |
| Layline Advisors | Rochester | $131.3 million | Not listed | adviserinfo.sec.gov |
| Hayes Asset Management, LLC | Rochester | $116.6 million | Not listed | adviserinfo.sec.gov |
| Engleson & Associates | Rochester | $114.5 million | Not listed | adviserinfo.sec.gov |
| Rochester Investments | Rochester | $69.5 million | Not listed | adviserinfo.sec.gov |
| Iconoclastic Capital Management LLC | Rochester | $68.2 million | Not listed | adviserinfo.sec.gov |
| Impellent Ventures | Rochester | Not listed | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rochester, NY
- Investment advisers in New York
- Advisers with $50 million to $100 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Oak Crest Advisory, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.