Data / Investment advisers / New York / Hayes Asset Management, LLC
Hayes Asset Management, LLC, Rochester, NY: $117 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Hayes Asset Management, LLC is an SEC registered investment adviser with its main office in Rochester, New York and reports $117 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
The request: Watch Hayes Asset Management, LLC (CRD number 141220): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 141220
- SEC file number
- 801-67003
- SEC status
- Approved, effective July 19, 2006
- Main office
- 400 Andrews Street, Suite 600, Rochester, NY 14604
- Phone
- (585) 730-6951
- Website
- hayesassetmgt.com
- Regulatory AUM
- $116,630,863 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $92,207,603
- Non discretionary AUM
- $24,423,260
- Accounts
- 286
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 29 | $97.6 million |
| Individuals (other than high net worth individuals) | 83 | $18.9 million |
| Charitable organizations | Fewer than 5 | $137,854 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $116.6 million | March 26, 2026 |
| December 1, 2025 | $117.1 million | May 30, 2025 |
Other advisers in Rochester
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| W & S Management Services, Inc. | Rochester | $166 million | Not listed | adviserinfo.sec.gov |
| Northlanding Financial Partners, LLC | Rochester | $152.2 million | Not listed | adviserinfo.sec.gov |
| Core Alpha, Inc. | Rochester | $146.1 million | Not listed | adviserinfo.sec.gov |
| Fien Capital Management, LLC | Rochester | $137.7 million | Not listed | adviserinfo.sec.gov |
| Layline Advisors | Rochester | $131.3 million | Not listed | adviserinfo.sec.gov |
| Engleson & Associates | Rochester | $114.5 million | Not listed | adviserinfo.sec.gov |
| Oak Crest Advisory, LLC | Rochester | $90.2 million | Not listed | adviserinfo.sec.gov |
| Rochester Investments | Rochester | $69.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Rochester, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Hayes Asset Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.