Data / Investment advisers / New York / Franco Financial Advisors, Inc.
Franco Financial Advisors, Inc., New York, NY: $72 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Franco Financial Advisors, Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $72 million in regulatory assets under management in its Form ADV filed March 3, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and hourly charges.
The request: Watch Franco Financial Advisors, Inc. (CRD number 137587): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 137587
- SEC file number
- 801-125726
- SEC status
- Approved, effective May 23, 2022
- Main office
- 41 Madison Avenue 31st Floor, New York, NY 10010
- Phone
- (212) 877-1576
- Regulatory AUM
- $72,015,055 in the Form ADV filed March 3, 2026
- Discretionary AUM
- $72,015,055
- Accounts
- 108
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 3, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 27 | $68.5 million |
| Individuals (other than high net worth individuals) | 12 | $3.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $72 million | February 18, 2026 |
| December 1, 2025 | $67 million | January 27, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pearl Lane Advisors, LLC | New York | $78.2 million | 7 | adviserinfo.sec.gov |
| Dryden Capital, LLC | New York | $76.6 million | 2 | adviserinfo.sec.gov |
| Cathay Capital NA, LLC | New York | $76.6 million | 3 | adviserinfo.sec.gov |
| SQN Capital Management, LLC | New York | $75.4 million | 1 | adviserinfo.sec.gov |
| Periphas Capital, LP | New York | $72.6 million | 3 | adviserinfo.sec.gov |
| Silver Advisors, LLC | New York | $71.9 million | Not listed | adviserinfo.sec.gov |
| Obra Fund Management, LLC | New York | $71.6 million | Not listed | adviserinfo.sec.gov |
| Azura Partners US LLC | New York | $71.3 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $50 million to $100 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Franco Financial Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.