Data / Investment advisers / New York / Plettenberg Capital Management, LLC
Plettenberg Capital Management, LLC, New York, NY: $50.5 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Plettenberg Capital Management, LLC is an SEC registered investment adviser with its main office in New York, New York and reports $50.5 million in regulatory assets under management in its Form ADV filed September 2, 2026. Its clients include pooled investment vehicles and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees. It advises 6 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 342946
- SEC file number
- 801-137416
- SEC status
- Approved, effective October 1, 2026
- Main office
- 8 West 40th St. Floor 4, New York, NY 10018
- Phone
- (267) 574-2319
- Website
- plettenbergcapital.com
- Regulatory AUM
- $50,500,000 in the Form ADV filed September 2, 2026
- Discretionary AUM
- $50,500,000
- Accounts
- 8
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 6: 5 hedge funds, 1 other private fund
- Gross assets of private funds
- $513,900,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 2, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 7 | $49.5 million |
| Corporations or other businesses | 1 | $1 million |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Stash Wealth, LLC | New York | $51.7 million | Not listed | adviserinfo.sec.gov |
| Sfumato Capital Management LLC | New York | $51.3 million | 3 | adviserinfo.sec.gov |
| Legado Wealth Management LLC | New York | $51 million | Not listed | adviserinfo.sec.gov |
| Bpbi LLC | New York | $51 million | Not listed | adviserinfo.sec.gov |
| Endicott Group | New York | $50.8 million | 2 | adviserinfo.sec.gov |
| Foxpath Capital Partners LP | New York | $50 million | 1 | adviserinfo.sec.gov |
| One68 Global Capital, LLC | New York | $50 million | 1 | adviserinfo.sec.gov |
| Datapower Ventures | New York | Not listed | 72 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $50 million to $100 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving corporations and other businesses
- Advisers that manage private funds
- Plettenberg Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.