Data / Investment advisers / New York / The Wealthplan LLC
The Wealthplan LLC, Great Neck, NY: $87.5 million AUM, SEC registered investment adviser
The Wealthplan LLC is an SEC registered investment adviser with its main office in Great Neck, New York and reports $87.5 million in regulatory assets under management in its Form ADV filed August 24, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 306820
- SEC file number
- 801-130235
- SEC status
- Approved, effective May 9, 2024
- Main office
- 60 Cutter Mill Road Suite 100-G, Great Neck, NY 11021
- Phone
- (516) 400-7111
- Website
- thewealthplan.com
- Regulatory AUM
- $87,476,559 in the Form ADV filed August 24, 2026
- Discretionary AUM
- $84,085,594
- Non discretionary AUM
- $3,390,965
- Accounts
- 356
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: civil court actions
- Latest Form ADV filing
- August 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 37 | $58.2 million |
| Individuals (other than high net worth individuals) | 95 | $29.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $87.5 million | March 23, 2026 |
| December 1, 2025 | $73.8 million | September 3, 2025 |
Other advisers in Great Neck
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Legeis Capital Advisors, LLC | Great Neck | $497.4 million | 3 | adviserinfo.sec.gov |
| Sag Harbor Capital Management, LLC | Great Neck | $427.2 million | 2 | adviserinfo.sec.gov |
| Cross Shore Capital Management, LLC | Great Neck | $147.1 million | 6 | adviserinfo.sec.gov |
| Kutz and Company Inc. | Great Neck | $115.4 million | Not listed | adviserinfo.sec.gov |
| Rga Investment Advisors, LLC | Great Neck | $101.1 million | 5 | adviserinfo.sec.gov |
| C & C Financial Services, Inc. | Great Neck | $66.2 million | Not listed | adviserinfo.sec.gov |
| BZH Capital Partners LLC | Great Neck | Not listed | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Great Neck, NY
- Investment advisers in New York
- Advisers with $50 million to $100 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- The Wealthplan LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.