Data / Investment advisers / New York / Great Neck
Investment advisers in Great Neck, NY: 11 firms, $4.8 billion in AUM
11 investment advisers have their main office in Great Neck, New York: 9 SEC registered and 2 exempt reporting. The registered advisers report $4.8 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Stone Hill Fiduciary Management, LLC with $2.8 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 11Advisers
- 9SEC registered
- 2Exempt reporting
- $4.8 billionTotal AUM
- 7Advisers over $100 million
- 6Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Stone Hill Fiduciary Management, LLC | Great Neck | $2.79 billion | 95 | 3 | Not listed | (516) 439-5581 | adviserinfo.sec.gov | |
| Palumbo Wealth Management LLC | Great Neck | $543.4 million | 907 | 7 | Not listed | (516) 629-7073 | adviserinfo.sec.gov | |
| Legeis Capital Advisors, LLC | Great Neck | $497.4 million | 3 | 1 | 3 | (516) 329-9923 | legeiscapital.com | adviserinfo.sec.gov |
| Sag Harbor Capital Management, LLC | Great Neck | $427.2 million | 2 | 13 | 2 | (212) 684-2283 | sagharborcap.com | adviserinfo.sec.gov |
| Cross Shore Capital Management, LLC | Great Neck | $147.1 million | 6 | 5 | 6 | (516) 684-4040 | xshorecap.com | adviserinfo.sec.gov |
| Kutz and Company Inc. | Great Neck | $115.4 million | 132 | 2 | Not listed | (516) 482-1158 | kutzandcompany.com | adviserinfo.sec.gov |
| Rga Investment Advisors, LLC | Great Neck | $101.1 million | 283 | 4 | 5 | (516) 665-1945 | rgaia.com | adviserinfo.sec.gov |
| The Wealthplan LLC | Great Neck | $87.5 million | 356 | 1 | Not listed | (516) 400-7111 | thewealthplan.com | adviserinfo.sec.gov |
| C & C Financial Services, Inc. | Great Neck | $66.2 million | 46 | 2 | Not listed | (516) 482-3260 | adviserinfo.sec.gov | |
| BZH Capital Partners LLC | Great Neck | Not listed | Not listed | Not listed | 11 | (212) 518-6184 | bzhcapital.com | adviserinfo.sec.gov |
| Ec Capital Management LLC | Great Neck | Not listed | Not listed | Not listed | 1 | (516) 708-9353 | adviserinfo.sec.gov |
Advisers in Great Neck that manage private funds
6 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| BZH Capital Partners LLC | Great Neck | NY | 11 | Not listed | Not listed | Not listed | Not listed | $23.8 million | Not listed | adviserinfo.sec.gov |
| Cross Shore Capital Management, LLC | Great Neck | NY | 6 | 3 | 3 | Not listed | Not listed | $193.6 million | $147.1 million | adviserinfo.sec.gov |
| Rga Investment Advisors, LLC | Great Neck | NY | 5 | 2 | 2 | Not listed | Not listed | $15.8 million | $101.1 million | adviserinfo.sec.gov |
| Legeis Capital Advisors, LLC | Great Neck | NY | 3 | Not listed | Not listed | Not listed | Not listed | $497.4 million | $497.4 million | adviserinfo.sec.gov |
| Sag Harbor Capital Management, LLC | Great Neck | NY | 2 | 1 | Not listed | Not listed | 1 | $427.2 million | $427.2 million | adviserinfo.sec.gov |
| Ec Capital Management LLC | Great Neck | NY | 1 | Not listed | Not listed | Not listed | 1 | Not listed | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.