Data / Investment advisers / New York / Rga Investment Advisors, LLC
Rga Investment Advisors, LLC, Great Neck, NY: $101 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Rga Investment Advisors, LLC is an SEC registered investment adviser with its main office in Great Neck, New York and reports $101 million in regulatory assets under management in its Form ADV filed July 21, 2026. Its clients include high net worth individuals, individuals and pooled investment vehicles. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 5 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 149171
- SEC file number
- 801-121126
- SEC status
- Approved, effective May 6, 2021
- Main office
- 185 Great Neck Road Suite 456, Great Neck, NY 11021
- Phone
- (516) 665-1945
- Website
- rgaia.com
- Regulatory AUM
- $101,088,230 in the Form ADV filed July 21, 2026
- Discretionary AUM
- $101,088,230
- Accounts
- 283
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 5: 2 hedge funds, 2 private equity funds, 1 other private fund
- Gross assets of private funds
- $15,781,428
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 19 | $53.4 million |
| Individuals (other than high net worth individuals) | 80 | $31.1 million |
| Pooled investment vehicles | 1 | $16.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $101.1 million | March 23, 2026 |
| December 1, 2025 | $107.3 million | June 27, 2025 |
Other advisers in Great Neck
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Palumbo Wealth Management LLC | Great Neck | $543.4 million | Not listed | adviserinfo.sec.gov |
| Legeis Capital Advisors, LLC | Great Neck | $497.4 million | 3 | adviserinfo.sec.gov |
| Sag Harbor Capital Management, LLC | Great Neck | $427.2 million | 2 | adviserinfo.sec.gov |
| Cross Shore Capital Management, LLC | Great Neck | $147.1 million | 6 | adviserinfo.sec.gov |
| Kutz and Company Inc. | Great Neck | $115.4 million | Not listed | adviserinfo.sec.gov |
| The Wealthplan LLC | Great Neck | $87.5 million | Not listed | adviserinfo.sec.gov |
| C & C Financial Services, Inc. | Great Neck | $66.2 million | Not listed | adviserinfo.sec.gov |
| BZH Capital Partners LLC | Great Neck | Not listed | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Great Neck, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Rga Investment Advisors, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.