Data / Investment advisers / New York / Rye
Investment advisers in Rye, NY: 15 firms, $36.7 billion in AUM
15 investment advisers have their main office in Rye, New York: 10 SEC registered and 5 exempt reporting. The registered advisers report $36.7 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Gabelli Funds, LLC with $24.6 billion.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 15Advisers
- 10SEC registered
- 5Exempt reporting
- $36.7 billionTotal AUM
- 9Advisers over $100 million
- 12Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Gabelli Funds, LLC | Rye | $24.55 billion | 54 | 56 | 4 | (914) 921-5000 | gabelli.com | adviserinfo.sec.gov |
| Two Seas Capital LP | Rye | $2.82 billion | 14 | 16 | 12 | (914) 690-8253 | twoseascap.com | adviserinfo.sec.gov |
| Dunes Point Capital, L.P. | Rye | $2.56 billion | 9 | 37 | 9 | (914) 269-2020 | dunespointcapital.com | adviserinfo.sec.gov |
| New Age Alpha | Rye | $2.51 billion | 38 | 42 | 1 | (212) 922-2699 | buildyourindex.com | adviserinfo.sec.gov |
| Phoenix Merchant Partners, LP | Rye | $2.06 billion | 8 | 29 | 2 | (212) 804-9990 | adviserinfo.sec.gov | |
| Ospraie Management, LLC | Rye | $1.26 billion | 5 | 20 | 3 | (212) 602-5000 | ospraieagscience.com | adviserinfo.sec.gov |
| SFW Capital Partners LP | Rye | $476.8 million | 9 | 6 | 9 | (914) 510-8910 | sfwcap.com | adviserinfo.sec.gov |
| Aifam Group LLC | Rye | $289.2 million | 3 | 10 | Not listed | (212) 682-6100 | aifaminc.com | adviserinfo.sec.gov |
| Haybeach Capital Management, LLC | Rye | $172.8 million | 8 | 4 | 8 | (646) 846-9100 | haybeach.com | adviserinfo.sec.gov |
| Lotus Investment Advisors | Rye | $30 million | 12 | 2 | Not listed | (917) 208-8661 | adviserinfo.sec.gov | |
| Atrevida Partners, LLC | Rye | Not listed | Not listed | Not listed | 3 | (914) 708-5130 | atrevidapartners.com | adviserinfo.sec.gov |
| Fireside Investments | Rye | Not listed | Not listed | Not listed | 3 | (917) 863-1811 | adviserinfo.sec.gov | |
| JPL Management Services LLC | Rye | Not listed | Not listed | Not listed | 2 | (914) 338-8112 | jplfunds.com | adviserinfo.sec.gov |
| 7 Main Capital LLC | Rye | Not listed | Not listed | Not listed | 1 | (917) 952-6734 | 7maincapital.com | adviserinfo.sec.gov |
| Sakonnet Point Capital, LP | Rye | Not listed | Not listed | Not listed | Not listed | (914) 623-8252 | sakonnetpointcapital.com | adviserinfo.sec.gov |
Advisers in Rye that manage private funds
12 advisers report private funds. The 30 with the most funds.
| Adviser | City | State | Private funds | Hedge | Private equity | Venture capital | Real estate | Fund gross assets | AUM | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Two Seas Capital LP | Rye | NY | 12 | 9 | 3 | Not listed | Not listed | $4.74 billion | $2.82 billion | adviserinfo.sec.gov |
| Dunes Point Capital, L.P. | Rye | NY | 9 | Not listed | 9 | Not listed | Not listed | $1.69 billion | $2.56 billion | adviserinfo.sec.gov |
| SFW Capital Partners LP | Rye | NY | 9 | Not listed | 9 | Not listed | Not listed | $476.8 million | $476.8 million | adviserinfo.sec.gov |
| Haybeach Capital Management, LLC | Rye | NY | 8 | Not listed | 8 | Not listed | Not listed | $172.8 million | $172.8 million | adviserinfo.sec.gov |
| Gabelli Funds, LLC | Rye | NY | 4 | Not listed | Not listed | Not listed | Not listed | $633.6 million | $24.55 billion | adviserinfo.sec.gov |
| Ospraie Management, LLC | Rye | NY | 3 | Not listed | 1 | 1 | Not listed | $992.6 million | $1.26 billion | adviserinfo.sec.gov |
| Atrevida Partners, LLC | Rye | NY | 3 | 3 | Not listed | Not listed | Not listed | $219 million | Not listed | adviserinfo.sec.gov |
| Fireside Investments | Rye | NY | 3 | Not listed | 3 | Not listed | Not listed | $55.6 million | Not listed | adviserinfo.sec.gov |
| Phoenix Merchant Partners, LP | Rye | NY | 2 | Not listed | Not listed | Not listed | Not listed | $752.2 million | $2.06 billion | adviserinfo.sec.gov |
| JPL Management Services LLC | Rye | NY | 2 | 2 | Not listed | Not listed | Not listed | $58.8 million | Not listed | adviserinfo.sec.gov |
| New Age Alpha | Rye | NY | 1 | 1 | Not listed | Not listed | Not listed | $255.2 million | $2.51 billion | adviserinfo.sec.gov |
| 7 Main Capital LLC | Rye | NY | 1 | 1 | Not listed | Not listed | Not listed | Not listed | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.