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Data / Investment advisers / Over $100 billion in AUM / New York

Investment advisers in New York with Over $100 billion in AUM: 61 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

61 SEC registered investment advisers in New York report over $100 billion in regulatory assets under management, $25.2 trillion in all, in the SEC's Form ADV file of November 2, 2026. The largest is J.P. Morgan Investment Management Inc. with $3.5 trillion.

The request: Every investment adviser in New York with AUM in the range Over $100 billion, with phone and website. $10 of work on sign-up, no card.

Get these advisers in New YorkWatch new advisers in New York

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 61Advisers
  • 61SEC registered
  • $25.2 trillionTotal AUM
  • 61Advisers over $100 million
  • 44Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
J.P. Morgan Investment Management Inc.New York$3.52 trillion132,1503,194239(800) 343-1113adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.New York$2.65 trillion249,4992,0591,286(212) 902-1000petershillpartners.comadviserinfo.sec.gov
Morgan StanleyPurchase$1.96 trillion2,703,72029,481Not listed(914) 225-5510morganstanley.comadviserinfo.sec.gov
Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York$1.78 trillion3,253,26532,960Not listed(800) 637-7455elementsetn.comadviserinfo.sec.gov
Blackrock Financial Management, IncNew York$1.60 trillion2,2837,987352(212) 810-5300adviserinfo.sec.gov
Blackrock Advisors, LLCNew York$1.10 trillion305146Not listed(212) 810-5300adviserinfo.sec.gov
Millennium Management LLCNew York$720.85 billion356,67010(212) 841-4100mlp.comadviserinfo.sec.gov
Apollo Capital Management, L.P.New York$718.48 billion8033,564714(212) 515-3200adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.New York$702.25 billion22,80367014(212) 761-4000morganstanley.comadviserinfo.sec.gov
UBS Asset Management (Americas) LLCNew York$588.22 billion433,784574139(212) 713-2000adviserinfo.sec.gov
J.P. Morgan Private Investments Inc.New York$469.98 billion1,278,25575875(212) 464-2070jpmorgan.comadviserinfo.sec.gov
J.P. Morgan Securities LLCNew York$429.69 billion1,246,6468,703Not listed(800) 999-2000wealthpartners.jpmorgan.comadviserinfo.sec.gov
BNY Mellon Investment Adviser, Inc.New York$419.46 billion91695(212) 922-6273bny.comadviserinfo.sec.gov
Kohlberg Kravis Roberts & Co. L.P.New York$399.90 billion2272,593630(212) 750-8300kkr.comadviserinfo.sec.gov
Neuberger Berman Investment Advisers LLCNew York$398.65 billion43,9541,54271(212) 476-9000adviserinfo.sec.gov
Nyl Investors LLCNew York$329.20 billion10430117(212) 576-7000newyorklifeinvestments.comadviserinfo.sec.gov
RBC Capital Markets, LLCNew York$310.43 billion511,8718,781Not listed(212) 858-7000us.rbcwealthmanagement.comadviserinfo.sec.gov
Tiaa-Cref Investment Management LLCNew York$292.13 billion8383Not listed(212) 490-9000adviserinfo.sec.gov
Voya Investment Management Co. LLCNew York$274.95 billion519859Not listed(212) 309-8200adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLCNew York$240.66 billion44058873(212) 739-0700adviserinfo.sec.gov
Two Sigma Investments, LPNew York$232.82 billion421,55562(212) 625-5700twosigma.cnadviserinfo.sec.gov
Squarepoint Ops LLCNew York$226.98 billion286911(646) 868-1500adviserinfo.sec.gov
Schonfeld Strategic Advisors LLCNew York$225.25 billion3999739(646) 293-0000adviserinfo.sec.gov
Jennison AssociatesNew York$214.84 billion6,08336012(212) 421-1000adviserinfo.sec.gov
D. E. Shaw & Co., L.P.New York$213.36 billion2399813(212) 478-0000adviserinfo.sec.gov
DWS Investment Management Americas, Inc.New York$199.66 billion5504524(212) 454-4500dws.comadviserinfo.sec.gov
Clearbridge Investments, LLCNew York$184.81 billion12,5302104(212) 805-2000clearbridge.comadviserinfo.sec.gov
Blackstone Isg-I Advisors L.L.C.New York$183.53 billion441146(212) 583-5000soundcloud.comadviserinfo.sec.gov
Mariner Investment Group, LLCNew York$176.31 billion3917617(914) 670-4300marinerinvestment.comadviserinfo.sec.gov
HPS Investment Partners, LLCNew York$175.72 billion293826253(212) 287-6767hpspartners.comadviserinfo.sec.gov
Insight InvestmentNew York$171.09 billion1,879238Not listed(212) 527-1800adviserinfo.sec.gov
Franklin Templeton Fund Adviser, LLCNew York$167.44 billion1250Not listed(800) 822-5544adviserinfo.sec.gov
Equitable Investment Management Group, LLCNew York$167.15 billion11367Not listed(212) 314-5051equitable-funds.comadviserinfo.sec.gov
Alphadyne Asset Management LPNew York$164.83 billion31213(212) 806-3700adyne.comadviserinfo.sec.gov
Cerity Partners LLCNew York$161.68 billion26,2301,52910(212) 850-4260wakeleyfinancial.comadviserinfo.sec.gov
Mackay Shields LLCNew York$159.52 billion36620616(212) 758-5400nylim.comadviserinfo.sec.gov
Exoduspoint Capital Management, LPNew York$159.41 billion67076(646) 940-9600adviserinfo.sec.gov
HSBC Global Asset Management (USA) Inc.New York$156.56 billion95100Not listed(212) 525-4107assetmanagement.us.hsbc.comadviserinfo.sec.gov
Schroder Investment Management North America IncNew York$150.40 billion42625417(212) 641-3800schroders.comadviserinfo.sec.gov
Icapital Advisors, LLCNew York$149.86 billion1,3145521,144(212) 994-7400adviserinfo.sec.gov
Blackstone Management Partners L.L.C.New York$145.73 billion3621336(212) 583-5000adviserinfo.sec.gov
Global Infrastructure Management, LLCNew York$142.15 billion168437101(212) 810-5300global-infra.comadviserinfo.sec.gov
Nuveen Alternatives Advisors LLCNew York$142.02 billion578742(212) 490-9000nuveen.comadviserinfo.sec.gov
Apg Asset Management US, IncNew York$141.33 billion4418329(917) 368-3500adviserinfo.sec.gov
LMR Partners LLCNew York$140.11 billion91065(646) 891-5701lmrpartners.comadviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLCNew York$139.88 billion179,72615Not listed(212) 805-2000adviserinfo.sec.gov
Capula Investment US LPNew York$137.44 billion880Not listed(646) 874-5400capulaglobal.comadviserinfo.sec.gov
First Eagle Investment Management, LLCNew York$136.48 billion443926(212) 698-3300adviserinfo.sec.gov
Goldman Sachs & Co. LLCNew York$133.64 billion46,2692,268Not listed(212) 902-1000goldmansachs.comadviserinfo.sec.gov
Aflac Asset Management LLCNew York$133.47 billion121101(212) 510-4600adviserinfo.sec.gov
Blackstone Real Estate Advisors L.P.New York$130.74 billion7254753(212) 583-5000adviserinfo.sec.gov
Van Eck Associates Corp.New York$125.61 billion145292Not listed(212) 293-2000soundcloud.comadviserinfo.sec.gov
General Atlantic Service Company, L.P.New York$125.26 billion334881334(212) 715-4000generalatlantic.comadviserinfo.sec.gov
New York Life Investment Management LLCNew York$120.70 billion939364Not listed(888) 474-7725adviserinfo.sec.gov
Lazard Asset Management LLCNew York$120.52 billion5,11053267(212) 632-6000lazardassetmanagement.comadviserinfo.sec.gov
TPG Angelo GordonNew York$115.94 billion3661,096237(212) 692-2000adviserinfo.sec.gov
Warburg Pincus LLCNew York$108.66 billion76829213(212) 878-0600adviserinfo.sec.gov
Bam Credit and Insurance Solutions Advisor LLCNew York$107.29 billion321,4211(212) 417-7000brookfield.comadviserinfo.sec.gov
Brookfield Asset Management Pic US, LLCNew York$105.30 billion1271,790116(212) 417-7000brookfield.comadviserinfo.sec.gov
Oak Hill Advisors, L.P.New York$100.72 billion18443594(212) 326-1500oakhilladvisors.comadviserinfo.sec.gov
Blackstone Credit BDC Advisors LLCNew York$100.65 billion2753Not listed(212) 503-2100spoti.fiadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.