Data / Investment advisers / $10 billion to $100 billion in AUM / New York
Investment advisers in New York with $10 billion to $100 billion in AUM: 293 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
293 SEC registered investment advisers in New York report between $10 billion and $100 billion in regulatory assets under management, $9.3 trillion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Rockefeller Capital Management with $99.6 billion.
The request: Every investment adviser in New York with AUM in the range $10 billion to $100 billion, with phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 293Advisers
- 293SEC registered
- $9.3 trillionTotal AUM
- 293Advisers over $100 million
- 241Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Rockefeller Capital Management | New York | $99.60 billion | 95,368 | 1,005 | Not listed | (212) 549-5100 | adviserinfo.sec.gov | |
| Renaissance Technologies LLC | New York | $96.38 billion | 14 | 310 | 4 | (212) 829-4460 | rentec.com | adviserinfo.sec.gov |
| Blue Owl GPSC Advisors LLC | New York | $94.65 billion | 169 | 40 | 125 | (212) 419-3000 | blueowl.com | adviserinfo.sec.gov |
| Coatue Management, L.L.C. | New York | $92.71 billion | 127 | 199 | 146 | (212) 715-5100 | adviserinfo.sec.gov | |
| Cerberus Capital Management, L.P. | New York | $92.50 billion | 257 | 936 | 178 | (212) 891-2100 | adviserinfo.sec.gov | |
| Insight Venture Partners | New York | $92.18 billion | 181 | 438 | 180 | (212) 230-9200 | adviserinfo.sec.gov | |
| Blackstone Alternative Asset Management L.P. | New York | $92.04 billion | 174 | 293 | 113 | (212) 583-5000 | open.spotify.com | adviserinfo.sec.gov |
| Capstone Investment Advisors, LLC | New York | $91.53 billion | 31 | 304 | 16 | (212) 232-1420 | adviserinfo.sec.gov | |
| Wisdomtree Asset Management, Inc. | New York | $88.38 billion | 85 | 175 | Not listed | (212) 801-2080 | adviserinfo.sec.gov | |
| Clayton, Dubilier & Rice, LLC | New York | $87.35 billion | 44 | 271 | 42 | (212) 407-5200 | adviserinfo.sec.gov | |
| Fortress Investment Group | New York | $87.30 billion | 359 | 1,004 | 347 | (212) 798-6100 | fortress.com | adviserinfo.sec.gov |
| Cohen & Steers Capital Management Inc. | New York | $85.67 billion | 180 | 367 | 9 | (212) 832-3232 | adviserinfo.sec.gov | |
| Global X Management Company LLC | New York | $83.02 billion | 135 | 146 | Not listed | (212) 644-6440 | globalxetfs.com | adviserinfo.sec.gov |
| Nippon Life Global Investors Americas, Inc. | New York | $82.99 billion | 146 | 99 | Not listed | (646) 231-4000 | adviserinfo.sec.gov | |
| Park Avenue Institutional Advisers LLC | New York | $82.00 billion | 29 | 72 | Not listed | (212) 919-2517 | adviserinfo.sec.gov | |
| Stonepeak | New York | $81.91 billion | 125 | 359 | 121 | (212) 907-5100 | adviserinfo.sec.gov | |
| Pzena Investment Management LLC | New York | $81.44 billion | 245 | 164 | 6 | (212) 355-1600 | adviserinfo.sec.gov | |
| Strategic Partners Fund Solutions Advisors L.P. | New York | $80.36 billion | 75 | 113 | 45 | (212) 583-5000 | blackstone.podbean.com | adviserinfo.sec.gov |
| Blackstone Infrastructure Advisors L.L.C. | New York | $80.17 billion | 38 | 79 | 41 | (212) 583-5000 | adviserinfo.sec.gov | |
| Centerbridge Partners, L.P. | New York | $79.86 billion | 63 | 280 | 104 | (212) 672-5000 | centerbridge.com | adviserinfo.sec.gov |
| Lexington Partners L.P. | New York | $79.27 billion | 157 | 171 | 113 | (212) 754-0411 | lexingtonpartners.com | adviserinfo.sec.gov |
| AXA Investment Managers US Inc | New York | $79.24 billion | 208 | 167 | 21 | (212) 681-3181 | bnpparibas-am.com | adviserinfo.sec.gov |
| Tiger Global Management, LLC | New York | $77.99 billion | 33 | 149 | 38 | (212) 984-8800 | adviserinfo.sec.gov | |
| Blackstone Property Advisors L.P. | New York | $77.40 billion | 88 | 575 | 78 | (212) 583-5000 | adviserinfo.sec.gov | |
| Pinebridge Investments LLC | New York | $76.73 billion | 354 | 239 | 48 | (646) 857-8000 | adviserinfo.sec.gov | |
| Clarion Partners | New York | $73.68 billion | 45 | 321 | 22 | (212) 883-2500 | clarionpartners.com | adviserinfo.sec.gov |
| RBC Rochdale, LLC | New York | $72.96 billion | 42,770 | 269 | 1 | (212) 702-3500 | adviserinfo.sec.gov | |
| Tiaa-Cref Tuition Financing, Inc. | New York | $70.51 billion | 9 | 65 | Not listed | (212) 490-9000 | tiaa.org | adviserinfo.sec.gov |
| Blackstone Asset Based Finance Advisors LP | New York | $70.45 billion | 113 | 677 | 37 | (212) 503-2100 | blackstone.podbean.com | adviserinfo.sec.gov |
| Goldentree Asset Management LP | New York | $70.14 billion | 161 | 320 | 73 | (212) 847-3500 | goldentree.com | adviserinfo.sec.gov |
| Blackstone Real Estate Special Situations Advisors L.L.C. | New York | $69.98 billion | 97 | 255 | 20 | (212) 583-5000 | adviserinfo.sec.gov | |
| Betterment | New York | $69.52 billion | 1,344,483 | 794 | Not listed | (212) 228-1328 | adviserinfo.sec.gov | |
| Carlyle Global Credit Investment Management L.L.C. | New York | $68.38 billion | 155 | 382 | 67 | (212) 813-4900 | carlyle.com | adviserinfo.sec.gov |
| Brookfield Public Securities Group LLC | New York | $66.46 billion | 92 | 90 | 3 | (212) 417-7000 | publicsecurities.brookfield.com | adviserinfo.sec.gov |
| Blue Owl Credit Advisors LLC | New York | $64.86 billion | 26 | 250 | 20 | (212) 419-3000 | blueowl.com | adviserinfo.sec.gov |
| CVC Credit Partners, LLC | New York | $61.63 billion | 131 | 153 | 85 | (212) 506-3858 | cvc.com | adviserinfo.sec.gov |
| Quantinno Capital Management LP | New York | $60.91 billion | 8,264 | 53 | 1 | (212) 812-8471 | adviserinfo.sec.gov | |
| LGT Capital Partners (USA) Inc. | New York | $59.78 billion | 168 | 78 | 1 | (212) 336-0650 | lgtcp.com | adviserinfo.sec.gov |
| Mio Partners, Inc. | New York | $59.59 billion | 75 | 287 | 15 | (212) 203-4000 | miopartners.com | adviserinfo.sec.gov |
| Marshall Wace North America L.P. | New York | $58.87 billion | 16 | 184 | 14 | (212) 235-2800 | mwam.com | adviserinfo.sec.gov |
| Blackstone Private Credit Strategies LLC | New York | $57.92 billion | 96 | 753 | 54 | (212) 503-2100 | adviserinfo.sec.gov | |
| Alpinvest US Holdings, LLC | New York | $57.66 billion | 136 | 289 | 110 | (646) 735-4293 | adviserinfo.sec.gov | |
| Brown Brothers Harriman Credit Partners, LLC | New York | $57.43 billion | 75 | 51 | 9 | (212) 483-1818 | bbh.com | adviserinfo.sec.gov |
| Tenaron Capital Management LP | New York | $56.41 billion | 6 | 26 | 2 | (212) 951-0595 | tenaroncapital.com | adviserinfo.sec.gov |
| Citigroup Global Markets Inc. | New York | $56.01 billion | 59,757 | 7,036 | Not listed | (212) 816-6000 | adviserinfo.sec.gov | |
| Churchill Asset Management LLC | New York | $55.66 billion | 72 | 206 | 48 | (212) 478-9200 | adviserinfo.sec.gov | |
| Rafferty Asset Management, LLC | New York | $55.24 billion | 133 | 45 | Not listed | (646) 572-3390 | adviserinfo.sec.gov | |
| Veritas Capital Fund Management, L.L.C. | New York | $53.81 billion | 35 | 146 | 35 | (212) 415-6700 | veritascapital.com | adviserinfo.sec.gov |
| Sculptor Capital LP | New York | $52.68 billion | 100 | 343 | 98 | (212) 790-0000 | adviserinfo.sec.gov | |
| Blackstone Liquid Credit Advisors I LLC | New York | $51.63 billion | 60 | 711 | 5 | (212) 503-2100 | spoti.fi | adviserinfo.sec.gov |
| Thrive Capital | New York | $50.49 billion | 54 | 80 | 54 | (646) 680-0240 | adviserinfo.sec.gov | |
| Holocene Advisors, LP | New York | $50.43 billion | 7 | 115 | 2 | (646) 779-6420 | adviserinfo.sec.gov | |
| Segal Marco Advisors | New York | $50.15 billion | 129 | 112 | 4 | (212) 251-5900 | adviserinfo.sec.gov | |
| Icg Investments Inc | New York | $49.69 billion | 115 | 94 | 67 | (212) 710-9650 | icgam.com | adviserinfo.sec.gov |
| Macquarie Infrastructure Partners | New York | $48.84 billion | 65 | 255 | 60 | (212) 231-1000 | macquarie.com | adviserinfo.sec.gov |
| Equitable Advisors, LLC | New York | $47.26 billion | 99,022 | 5,674 | Not listed | (212) 314-4600 | adviserinfo.sec.gov | |
| Bessemer Investment Management LLC | New York | $47.00 billion | 10 | 70 | Not listed | (212) 708-9100 | adviserinfo.sec.gov | |
| Davidson Kempner Capital Management LP | New York | $46.63 billion | 95 | 523 | 56 | (212) 446-4000 | davidsonkempner.com | adviserinfo.sec.gov |
| New Mountain Capital, LLC | New York | $46.41 billion | 14 | 235 | 14 | (212) 720-0300 | wikipedia.org | adviserinfo.sec.gov |
| Blue Owl Credit Private Fund Advisors LLC | New York | $46.06 billion | 154 | 250 | 87 | (212) 419-3000 | adviserinfo.sec.gov | |
| Meag New York Corporation | New York | $44.87 billion | 142 | 46 | Not listed | (212) 583-4826 | adviserinfo.sec.gov | |
| Ifm Investors (US) Advisor, LLC | New York | $44.16 billion | 18 | 164 | 1 | (212) 784-2260 | adviserinfo.sec.gov | |
| Blackstone Alternative Credit Advisors LP | New York | $44.11 billion | 136 | 753 | 87 | (212) 503-2100 | open.spotify.com | adviserinfo.sec.gov |
| Apogem Capital LLC | New York | $43.82 billion | 144 | 259 | 114 | (212) 601-3600 | mcfllc.com | adviserinfo.sec.gov |
| Element Capital Management LLC | New York | $43.43 billion | 5 | 64 | 3 | (212) 993-7000 | adviserinfo.sec.gov | |
| Sunamerica Asset Management, LLC | New York | $42.16 billion | 73 | 57 | Not listed | (800) 858-8850 | venerable.onlineprospectus.net | adviserinfo.sec.gov |
| Ninety One North America, Inc. | New York | $41.47 billion | 2,290 | 68 | 9 | (917) 206-5175 | ninetyone.com | adviserinfo.sec.gov |
| Blackstone Tactical Opportunities Advisors L.L.C. | New York | $40.36 billion | 104 | 83 | 103 | (212) 583-5000 | blackstone.podbean.com | adviserinfo.sec.gov |
| Cerity Partners Retirement Plan Consultants | New York | $40.25 billion | 914 | 193 | Not listed | (212) 850-4260 | adviserinfo.sec.gov | |
| D1 Capital Partners L.P. | New York | $40.16 billion | 45 | 79 | 25 | (212) 390-9100 | adviserinfo.sec.gov | |
| Bamco, Inc. | New York | $39.51 billion | 45 | 221 | Not listed | (212) 583-2000 | adviserinfo.sec.gov | |
| Copenhagen Infrastructure Partners Inc. | New York | $39.35 billion | 46 | 47 | 1 | (646) 300-0541 | adviserinfo.sec.gov | |
| Eqt Partners Inc. | New York | $39.20 billion | 49 | 192 | Not listed | (917) 281-0850 | adviserinfo.sec.gov | |
| Linden Advisors LP | New York | $38.78 billion | 5 | 48 | 2 | (646) 840-3500 | lindenlp.com | adviserinfo.sec.gov |
| MS Capital Partners Adviser Inc. | New York | $38.76 billion | 78 | 209 | 67 | (212) 761-7160 | morganstanley.com | adviserinfo.sec.gov |
| First Manhattan Co. LLC | New York | $38.09 billion | 6,294 | 147 | 9 | (212) 756-3300 | adviserinfo.sec.gov | |
| Advice and Planning Services | New York | $37.93 billion | 72,503 | 1,293 | Not listed | (212) 490-9000 | adviserinfo.sec.gov | |
| Nomura Corporate Research and Asset Management Inc | New York | $37.56 billion | 66 | 50 | Not listed | (212) 667-9000 | nomuracapitalmanagement.com | adviserinfo.sec.gov |
| Sound Point Capital Management, LP | New York | $36.98 billion | 162 | 200 | 52 | (212) 895-2280 | adviserinfo.sec.gov | |
| Rockefeller Capital Management | New York | $36.76 billion | 10,479 | 602 | 39 | (212) 549-5100 | rockco.com | adviserinfo.sec.gov |
| Oppenheimer & Co. Inc. | New York | $36.71 billion | 39,036 | 2,806 | Not listed | (212) 668-8000 | oppenheimer.com | adviserinfo.sec.gov |
| Shenkman Capital Management, Inc. | New York | $36.54 billion | 159 | 149 | 12 | (212) 867-9090 | adviserinfo.sec.gov | |
| BBR Partners, LLC | New York | $36.49 billion | 1,875 | 175 | 41 | (212) 313-9870 | bbrpartners.com | adviserinfo.sec.gov |
| Select Equity Group, L.P. | New York | $36.38 billion | 770 | 171 | 35 | (212) 475-8335 | astorplaceholdings.com | adviserinfo.sec.gov |
| Stone Ridge Asset Management LLC | New York | $36.34 billion | 72 | 238 | 19 | (212) 257-4750 | stoneridgefunds.com | adviserinfo.sec.gov |
| Eagle Capital Management LLC | New York | $35.80 billion | 2,284 | 45 | 1 | (212) 293-4040 | eaglecap.com | adviserinfo.sec.gov |
| Blackstone Credit Systematic Strategies LLC | New York | $35.71 billion | 48 | 630 | 1 | (212) 503-2100 | blackstone.podbean.com | adviserinfo.sec.gov |
| Aksia LLC | New York | $35.20 billion | 69 | 177 | 21 | (212) 710-5710 | max.aksia.com | adviserinfo.sec.gov |
| Octagon Credit Investors, LLC | New York | $35.05 billion | 132 | 100 | 59 | (212) 400-8400 | octagoncredit.com | adviserinfo.sec.gov |
| Schroders Capital Management (US) LLC | New York | $34.59 billion | 148 | 163 | 67 | (212) 488-5330 | schroderscapital.com | adviserinfo.sec.gov |
| King Street Capital Management, L.P. | New York | $34.57 billion | 73 | 247 | 63 | (212) 812-3100 | adviserinfo.sec.gov | |
| Brevan Howard US Investment Management LP | New York | $34.39 billion | 10 | 228 | Not listed | (212) 602-7800 | adviserinfo.sec.gov | |
| Wealthspire Advisors | New York | $34.32 billion | 9,973 | 397 | Not listed | (212) 973-1200 | adviserinfo.sec.gov | |
| Voya Alternative Asset Management LLC | New York | $34.01 billion | 56 | 124 | 56 | (212) 309-8200 | adviserinfo.sec.gov | |
| Pacific Way Capital Management, LLC | New York | $33.57 billion | 11 | 8 | 9 | (646) 893-4859 | adviserinfo.sec.gov | |
| Sona Asset Management (US) LLC | New York | $33.49 billion | 20 | 39 | 5 | (646) 779-6300 | adviserinfo.sec.gov | |
| BNY Mellon Advisors, Inc. | New York | $33.48 billion | 163,433 | 66 | Not listed | (212) 495-1784 | adviserinfo.sec.gov | |
| D. E. Shaw Investment Management, L.L.C. | New York | $33.37 billion | 26 | 47 | 17 | (212) 478-0000 | deshaw.com | adviserinfo.sec.gov |
| Redding Ridge Asset Management LLC | New York | $33.32 billion | 85 | 67 | 83 | (877) 256-7726 | adviserinfo.sec.gov | |
| Brigade Capital Management, LP | New York | $33.02 billion | 115 | 108 | 65 | (212) 745-9700 | brigadecapital.com | adviserinfo.sec.gov |
| 26north | New York | $32.68 billion | 67 | 142 | 38 | (212) 257-5220 | 26n.com | adviserinfo.sec.gov |
| Jain Global LLC | New York | $32.39 billion | 8 | 427 | 2 | (212) 671-4163 | adviserinfo.sec.gov | |
| Eagle Strategies LLC | New York | $32.04 billion | 133,900 | 3,190 | Not listed | (888) 695-3245 | eaglestrategies.com | adviserinfo.sec.gov |
| Goldman Sachs Wealth Services, L.P. | Cohoes | $31.69 billion | 36,184 | 1,923 | Not listed | (518) 886-4000 | adviserinfo.sec.gov | |
| Muzinich & Co., Inc. | New York | $31.27 billion | 85 | 110 | 2 | (212) 888-3413 | muzinich.com | adviserinfo.sec.gov |
| BC Partners Pe L.P. | New York | $31.07 billion | 4 | 50 | Not listed | (212) 891-2880 | bcpartners.com | adviserinfo.sec.gov |
| Tiedemann Advisors, LLC | New York | $31.01 billion | 614 | 182 | 23 | (212) 396-5900 | adviserinfo.sec.gov | |
| TJC LP | New York | $30.78 billion | 48 | 96 | 48 | (212) 572-0800 | adviserinfo.sec.gov | |
| Blackstone Clo Management LLC | New York | $30.69 billion | 78 | 711 | 78 | (212) 503-2100 | blackstone.com | adviserinfo.sec.gov |
| Marathon Asset Management, L.P. | New York | $30.48 billion | 141 | 193 | 70 | (212) 500-3000 | adviserinfo.sec.gov | |
| BTG Pactual Asset Management US , LLC | New York | $30.11 billion | 621 | 180 | 35 | (212) 293-4600 | adviserinfo.sec.gov | |
| Gotham Asset Management, LLC | New York | $30.03 billion | 292 | 56 | 27 | (212) 319-4100 | gothametfs.com | adviserinfo.sec.gov |
| Apollo Credit Management, LLC | New York | $29.97 billion | 8 | 3,564 | Not listed | (212) 515-3200 | adviserinfo.sec.gov | |
| Jpmorgan Alternative Asset Management | New York | $29.73 billion | 375 | 86 | 15 | (800) 343-1113 | am.jpmorgan.com | adviserinfo.sec.gov |
| Epoch Investment Partners, Inc. | New York | $29.73 billion | 757 | 137 | 1 | (212) 303-7200 | tdassetmanagement.com | adviserinfo.sec.gov |
| Franklin Templeton Institutional, LLC | New York | $29.59 billion | 120 | 127 | 7 | (212) 632-3279 | ftinstitutional.com | adviserinfo.sec.gov |
| Invesco Senior Secured Management, Inc. | New York | $29.38 billion | 51 | 109 | 27 | (212) 278-9000 | adviserinfo.sec.gov | |
| Partners Group (USA) Inc. | New York | $29.12 billion | 65 | 431 | 6 | (212) 908-2600 | partnersgroup.com | adviserinfo.sec.gov |
| Wafra Inc. | New York | $29.04 billion | 107 | 158 | 34 | (212) 759-3700 | wafra.com | adviserinfo.sec.gov |
| DBX Advisors LLC | New York | $28.99 billion | 1 | 53 | Not listed | (212) 454-4500 | adviserinfo.sec.gov | |
| Diameter Capital Partners LP | New York | $28.76 billion | 44 | 130 | 34 | (212) 655-1400 | diametercap.com | adviserinfo.sec.gov |
| Third Point LLC | New York | $28.73 billion | 69 | 143 | 34 | (212) 715-3880 | thirdpointventures.com | adviserinfo.sec.gov |
| HPS Advisors, LLC | New York | $28.55 billion | 2 | 826 | Not listed | (212) 287-6767 | adviserinfo.sec.gov | |
| Silvercrest Asset Management Group LLC | New York | $28.33 billion | 1,205 | 175 | 12 | (212) 649-0600 | adviserinfo.sec.gov | |
| Benefit Street Partners L.L.C. | New York | $28.32 billion | 74 | 241 | 71 | (212) 588-6770 | adviserinfo.sec.gov | |
| Pretium Residential Credit Management, LLC | New York | $28.19 billion | 36 | 110 | 12 | (212) 257-5757 | pretium.com | adviserinfo.sec.gov |
| Baker Brothers Investments | New York | $28.15 billion | 2 | 60 | 2 | (212) 339-5600 | adviserinfo.sec.gov | |
| Arini Capital Management US LLC | New York | $27.99 billion | 15 | 24 | Not listed | (332) 253-4524 | adviserinfo.sec.gov | |
| Anchorage Capital Advisors, L.P. | New York | $27.83 billion | 116 | 88 | 84 | (212) 432-4600 | anchoragecapital.com | adviserinfo.sec.gov |
| Towerbrook Capital Partners | New York | $27.67 billion | 62 | 132 | 61 | (212) 699-2200 | towerbrook.com | adviserinfo.sec.gov |
| Bregal Investments, Inc. | New York | $27.55 billion | 44 | 101 | 44 | (212) 704-3000 | adviserinfo.sec.gov | |
| Kirkoswald Asset Management LLC | New York | $27.16 billion | 33 | 42 | 4 | (332) 207-4650 | adviserinfo.sec.gov | |
| Aquarian Holdings Investment Management LLC | New York | $26.70 billion | 16 | 88 | 12 | (212) 720-1000 | aquarianlp.com | adviserinfo.sec.gov |
| Arax Advisory Partners | New York | $26.52 billion | 39,138 | 361 | 17 | (646) 777-1823 | adviserinfo.sec.gov | |
| Summit Rock Advisors, LP | New York | $26.18 billion | 226 | 74 | 21 | (212) 993-7150 | summit-rock.com | adviserinfo.sec.gov |
| Fred Alger Management, LLC | New York | $26.14 billion | 3,068 | 98 | 2 | (212) 806-8800 | alger.com | adviserinfo.sec.gov |
| Blue Owl Insurance Solutions | New York | $25.84 billion | 11 | 30 | Not listed | (212) 419-3000 | adviserinfo.sec.gov | |
| Agl Credit Management LLC | New York | $25.80 billion | 58 | 83 | 53 | (212) 973-8600 | adviserinfo.sec.gov | |
| Pretium Single-Family Rental Manager III, LLC | New York | $25.71 billion | 26 | 120 | 8 | (212) 257-5757 | pretium.com | adviserinfo.sec.gov |
| Audax Private Debt | New York | $25.69 billion | 74 | 238 | 56 | (212) 703-2700 | audaxprivatedebt.com | adviserinfo.sec.gov |
| CVC Advisors (U.S.) Inc. | New York | $25.56 billion | 20 | 70 | 1 | (212) 265-6222 | adviserinfo.sec.gov | |
| Alkeon Capital Management, LLC | New York | $25.29 billion | 35 | 82 | 26 | (212) 716-6840 | alkeoncapital.com | adviserinfo.sec.gov |
| Pershing Square Capital Management, L.P. | New York | $25.06 billion | 5 | 48 | 4 | (212) 813-3700 | adviserinfo.sec.gov | |
| Belle Haven Investments, L.P. | Rye Brook | $24.74 billion | 27,819 | 45 | 1 | (914) 816-4633 | adviserinfo.sec.gov | |
| Jefferies Finance LLC | New York | $24.59 billion | 56 | 124 | 50 | (212) 284-3474 | apexcreditpartners.com | adviserinfo.sec.gov |
| Gabelli Funds, LLC | Rye | $24.55 billion | 54 | 56 | 4 | (914) 921-5000 | gabelli.com | adviserinfo.sec.gov |
| Elmwood Asset Management LLC | New York | $24.29 billion | 52 | 45 | 52 | (646) 876-2350 | elmwoodasset.com | adviserinfo.sec.gov |
| Bridgepoint LLC | New York | $24.18 billion | 60 | 21 | 13 | (212) 324-5200 | adviserinfo.sec.gov | |
| Bgo US Real Estate LP | New York | $24.12 billion | 264 | 103 | 82 | (212) 359-7800 | bgo.com | adviserinfo.sec.gov |
| Moore Capital Management, LP | New York | $23.70 billion | 6 | 337 | 5 | (212) 782-7000 | adviserinfo.sec.gov | |
| Twentyfour Asset Management (US) LP | New York | $23.48 billion | 24 | 5 | 1 | 44 20 7015 8905 | twentyfouram.com | adviserinfo.sec.gov |
| New Holland Capital, LLC | New York | $23.32 billion | 18 | 32 | 9 | (212) 600-9200 | newhollandcapital.com | adviserinfo.sec.gov |
| Engineers Gate Manager LP | New York | $23.17 billion | 5 | 296 | 1 | (646) 757-2800 | adviserinfo.sec.gov | |
| CBRE Investment Management | New York | $22.84 billion | 18 | 213 | 17 | (212) 824-2150 | cbreim.com | adviserinfo.sec.gov |
| MPC Capital Advisors, LLC | Rockville Centre | $22.57 billion | 33 | 9 | Not listed | (212) 683-6922 | mpccapitaladvisors.com | adviserinfo.sec.gov |
| CVC Secondary Partners (U.S.), LLC | New York | $22.19 billion | 31 | 45 | 22 | (212) 653-8400 | cvc.com | adviserinfo.sec.gov |
| Waterfall Asset Management, LLC | New York | $22.04 billion | 68 | 133 | 31 | (212) 257-4600 | adviserinfo.sec.gov | |
| Davis Selected Advisers, Ny, Inc. | New York | $21.98 billion | 37 | 57 | Not listed | (212) 891-5500 | adviserinfo.sec.gov | |
| Ehrenkranz Partners L.P. | New York | $21.54 billion | 204 | 46 | 51 | (212) 891-8600 | adviserinfo.sec.gov | |
| Oppenheimer Asset Management | New York | $21.33 billion | 43,537 | 129 | 3 | (212) 668-8000 | oppenheimer.com | adviserinfo.sec.gov |
| MSD Partners, L.P. | New York | $21.30 billion | 77 | 498 | 53 | (212) 303-1650 | bdtmsd.com | adviserinfo.sec.gov |
| Cerity Partners Ocio LLC | New York | $21.13 billion | 42 | 61 | 1 | (212) 850-4260 | ceritypartners.com | adviserinfo.sec.gov |
| Park Square Capital USA LP | New York | $21.11 billion | 36 | 147 | 36 | (646) 681-4905 | adviserinfo.sec.gov | |
| Centiva Capital, LP | New York | $20.61 billion | 3 | 274 | 1 | (212) 554-4180 | centivacapital.com | adviserinfo.sec.gov |
| Orbimed Advisors LLC | New York | $20.61 billion | 32 | 118 | 24 | (212) 739-6400 | adviserinfo.sec.gov | |
| Offit Capital | New York | $20.60 billion | 567 | 82 | 123 | (212) 588-3240 | offitcapital.com | adviserinfo.sec.gov |
| Vontobel Asset Management, Inc. | New York | $20.29 billion | 41 | 63 | 1 | (212) 804-9300 | adviserinfo.sec.gov | |
| Harvest Partners, LP | New York | $20.25 billion | 47 | 102 | 39 | (212) 599-6300 | harvestpartners.com | adviserinfo.sec.gov |
| Bessemer Venture Partners | Larchmont | $20.24 billion | 36 | 191 | 37 | (914) 833-5300 | adviserinfo.sec.gov | |
| Rokos Capital Management (US) LP | New York City | $20.20 billion | 6 | 51 | 2 | (646) 448-1400 | rokoscapital.com | adviserinfo.sec.gov |
| Mutual of America Capital Management LLC | New York | $20.13 billion | 50 | 37 | Not listed | (212) 224-1492 | adviserinfo.sec.gov | |
| Blackstone Alternative Solutions L.L.C. | New York | $20.08 billion | 54 | 293 | 40 | (212) 583-5000 | open.spotify.com | adviserinfo.sec.gov |
| BXMT Advisors L.L.C. | New York | $20.00 billion | 2 | 207 | 1 | (212) 583-5000 | adviserinfo.sec.gov | |
| Summit Trail Advisors, LLC | New York | $19.94 billion | 9,778 | 94 | 16 | (212) 812-7010 | summittrail.com | adviserinfo.sec.gov |
| Record Currency Management Inc | New York | $19.66 billion | 8 | 3 | Not listed | adviserinfo.sec.gov | ||
| Royalty Pharma Sub-Manager, LLC | New York | $19.64 billion | 7 | 91 | 2 | (212) 883-0200 | adviserinfo.sec.gov | |
| Park Avenue Securities LLC | New York | $19.58 billion | 82,118 | 2,073 | Not listed | (888) 600-4667 | vestwise.com | adviserinfo.sec.gov |
| Egerton Capital (US), LP | New York | $19.53 billion | 5 | 8 | Not listed | (646) 293-2570 | egertoncapital.com | adviserinfo.sec.gov |
| PDT Partners, LLC | New York | $19.18 billion | 20 | 285 | 4 | (212) 621-0400 | pdtpartners.com | adviserinfo.sec.gov |
| Deerfield Management Company | New York | $19.08 billion | 12 | 189 | 12 | (212) 551-1600 | adviserinfo.sec.gov | |
| KPS Capital Partners, LP | New York | $19.08 billion | 15 | 111 | 15 | (212) 338-5100 | kpsfund.com | adviserinfo.sec.gov |
| Knighthead Capital Management, LLC | New York | $18.99 billion | 50 | 58 | 12 | (212) 356-2900 | adviserinfo.sec.gov | |
| American Securities LLC | New York | $18.91 billion | 23 | 150 | 22 | (212) 476-8000 | adviserinfo.sec.gov | |
| Capricorn Investment Group LLC | New York | $18.85 billion | 34 | 46 | 22 | (646) 289-3030 | adviserinfo.sec.gov | |
| Blackstone Liquid Credit Strategies LLC | New York | $18.79 billion | 47 | 711 | 24 | (212) 503-2100 | blackstone.podbean.com | adviserinfo.sec.gov |
| Royalty Pharma Manager, LLC | New York | $18.54 billion | 2 | 91 | Not listed | (212) 883-0200 | royaltypharma.com | adviserinfo.sec.gov |
| Saba Capital Management, L.P. | New York | $18.30 billion | 41 | 67 | 12 | (212) 542-3610 | sabacef.com | adviserinfo.sec.gov |
| Acore Capital, LP | New York | $18.27 billion | 29 | 121 | 11 | (212) 235-1280 | adviserinfo.sec.gov | |
| Siguler Guff Advisers LLC | New York | $18.26 billion | 146 | 130 | 139 | (212) 332-5100 | adviserinfo.sec.gov | |
| Reverence Capital Partners | New York | $18.09 billion | 53 | 47 | 47 | (212) 804-8025 | reverencecapital.com | adviserinfo.sec.gov |
| Blackrock Alternatives Management, LLC | New York | $18.00 billion | 36 | 9 | 82 | (212) 810-5300 | adviserinfo.sec.gov | |
| Boothbay Fund Management | New York | $17.99 billion | 11 | 57 | 4 | (212) 332-2676 | adviserinfo.sec.gov | |
| Blackstone Private Investments Advisors L.L.C. | New York | $17.93 billion | 4 | 38 | 1 | (212) 583-5000 | bxpef.com | adviserinfo.sec.gov |
| Omers Infrastructure and Omers Infrastructure US | New York | $17.83 billion | 13 | 138 | 3 | (646) 376-3100 | omersinfrastructure.com | adviserinfo.sec.gov |
| Invesco Loan Manager, LLC | New York | $17.69 billion | 44 | 109 | 44 | (212) 278-9000 | adviserinfo.sec.gov | |
| Searchlight Capital Partners | New York | $17.51 billion | 73 | 132 | 73 | (212) 293-3730 | adviserinfo.sec.gov | |
| American Industrial Partners | New York | $17.47 billion | 10 | 94 | 10 | (212) 627-2360 | adviserinfo.sec.gov | |
| Fiera Capital Inc. | New York | $17.28 billion | 4,643 | 95 | 5 | (212) 300-1600 | adviserinfo.sec.gov | |
| Kohlberg & Company | Mount Kisco | $17.15 billion | 40 | 91 | 37 | (914) 241-7430 | kohlberg.com | adviserinfo.sec.gov |
| Bernard L. Madoff Investment Securities LLC | New York | $17.09 billion | 23 | Not listed | Not listed | (212) 230-2424 | madoff.com | adviserinfo.sec.gov |
| Niobrara Capital Partners | New York | $17.07 billion | 8 | 12 | 8 | (917) 944-1484 | niobraracap.com | adviserinfo.sec.gov |
| Manning & Napier Advisors, LLC | Fairport | $17.03 billion | 6,965 | 195 | Not listed | (585) 325-6880 | adviserinfo.sec.gov | |
| Allen Investment Management, LLC | New York | $16.91 billion | 840 | 28 | 1 | (212) 832-8000 | adviserinfo.sec.gov | |
| Symmetry Investments US LLC | New York | $16.83 billion | 3 | 10 | Not listed | (212) 381-4000 | symmetryinvestments.com | adviserinfo.sec.gov |
| Monarch | New York | $16.69 billion | 43 | 107 | 44 | (212) 554-1700 | monarchlp.com | adviserinfo.sec.gov |
| Darsana Capital Partners LP | New York | $16.67 billion | 5 | 23 | 2 | (212) 589-5300 | adviserinfo.sec.gov | |
| Citizens Private Wealth | Tarrytown | $16.63 billion | 12,118 | 214 | Not listed | (914) 846-0100 | citizensbank.com | adviserinfo.sec.gov |
| Compass Rose Asset Management | New York | $16.50 billion | 4 | 37 | 3 | (212) 888-1433 | compassroseam.com | adviserinfo.sec.gov |
| Invus Financial Advisors, LLC | New York | $16.49 billion | 37 | 70 | 26 | (212) 616-2555 | adviserinfo.sec.gov | |
| O'Connor Alternative Investments, LLC | New York | $16.37 billion | 42 | 65 | 13 | (212) 915-1722 | adviserinfo.sec.gov | |
| 3g Capital Partners LP | New York | $16.31 billion | 7 | 19 | 5 | (212) 893-6727 | adviserinfo.sec.gov | |
| Varde Management, L.P. | New York | $16.13 billion | 121 | 197 | 46 | (212) 321-3780 | varde.com | adviserinfo.sec.gov |
| Blue Owl Technology Credit Advisors LLC | New York | $16.10 billion | 5 | 250 | 4 | (212) 419-3000 | blueowl.com | adviserinfo.sec.gov |
| Silverbay Capital Management LLC | New York | $16.06 billion | 2 | 82 | Not listed | (212) 716-6840 | adviserinfo.sec.gov | |
| Morgan Stanley Infrastructure Inc. | New York | $15.97 billion | 21 | 67 | 20 | (212) 761-7160 | morganstanley.com | adviserinfo.sec.gov |
| Msref Real Estate Advisor, Inc. | New York | $15.77 billion | 26 | 372 | 18 | (212) 761-7160 | morganstanley.com | adviserinfo.sec.gov |
| Oep Capital Advisors, L.P. | New York | $15.73 billion | 35 | 77 | 34 | (212) 277-1500 | oneequity.com | adviserinfo.sec.gov |
| Soroban Capital Partners LP | New York | $15.67 billion | 10 | 39 | 10 | (212) 314-1300 | sorobancap.com | adviserinfo.sec.gov |
| Blackstone Strategic Capital Advisors, L.L.C. | New York | $15.57 billion | 21 | 53 | 18 | (212) 583-5000 | adviserinfo.sec.gov | |
| Abbott Capital Management LLC | New York | $15.56 billion | 64 | 60 | 41 | (212) 757-2700 | adviserinfo.sec.gov | |
| Evercore Wealth Management, LLC | New York | $15.52 billion | 4,895 | 97 | 1 | (212) 822-7620 | adviserinfo.sec.gov | |
| Aea QP Advisers LLC | New York | $15.46 billion | 18 | 157 | 31 | (212) 644-5900 | adviserinfo.sec.gov | |
| Tishman Speyer Properties, L.P. | New York | $15.43 billion | 78 | 491 | 78 | (212) 715-0300 | tishmanspeyer.com | adviserinfo.sec.gov |
| Banner Ridge Partners | New York | $15.32 billion | 34 | 27 | 16 | (212) 301-7135 | adviserinfo.sec.gov | |
| Wcas Management Corporation | New York | $14.90 billion | 20 | 105 | 20 | (212) 893-9500 | wcas.com | adviserinfo.sec.gov |
| Pomona Capital | New York | $14.67 billion | 23 | 41 | 38 | (212) 593-3639 | adviserinfo.sec.gov | |
| Pharo Management, Inc. | New York | $14.62 billion | 6 | 48 | 6 | (212) 641-8686 | adviserinfo.sec.gov | |
| Napier Park Global Capital (US) LP | New York | $14.57 billion | 63 | 137 | 36 | (212) 235-0717 | napierparkglobal.com | adviserinfo.sec.gov |
| Dra Advisors LLC | New York | $14.42 billion | 21 | 99 | 15 | (212) 697-4740 | draadvisors.com | adviserinfo.sec.gov |
| Pine Ridge Advisers LLC | New York | $14.42 billion | 44 | 14 | 1 | (212) 273-0463 | pineridgeadvisers.com | adviserinfo.sec.gov |
| Kelso & Company, L.P. | New York | $14.32 billion | 54 | 64 | 54 | (212) 350-7700 | adviserinfo.sec.gov | |
| Sycamore Partners | New York | $14.30 billion | 33 | 60 | 33 | (212) 796-8500 | adviserinfo.sec.gov | |
| BSP Ny LLC | New York | $14.24 billion | 43 | 18 | 18 | (212) 588-6770 | adviserinfo.sec.gov | |
| RTW Investments LP | New York | $14.14 billion | 10 | 70 | 3 | (646) 597-6980 | rtwfunds.com | adviserinfo.sec.gov |
| Federated Global Investment Management Corp. | New York | $14.09 billion | 83 | 39 | Not listed | (212) 905-4100 | adviserinfo.sec.gov | |
| Related Fund Management, LLC | New York | $14.02 billion | 41 | 69 | 40 | (212) 801-1000 | adviserinfo.sec.gov | |
| Redbird Capital Partners Management LLC | New York | $14.01 billion | 48 | 101 | 48 | (212) 235-1000 | redbirdcap.com | adviserinfo.sec.gov |
| Varagon Capital Partners, L.P. | New York | $13.99 billion | 26 | 78 | 12 | (212) 303-9400 | man.com | adviserinfo.sec.gov |
| Oak Hill Capital Management, LLC | New York | $13.93 billion | 35 | 52 | 35 | (212) 527-8400 | oakhillcapital.com | adviserinfo.sec.gov |
| SRS Investment Management, LLC | New York | $13.92 billion | 7 | 32 | 4 | (212) 520-7900 | srsfund.com | adviserinfo.sec.gov |
| Libremax Capital, LLC | New York | $13.87 billion | 57 | 74 | 49 | (212) 612-1550 | adviserinfo.sec.gov | |
| Clearbrook Investment Consulting LLC | New York | $13.72 billion | 15 | 10 | Not listed | (212) 359-0290 | clearbrookglobal.com | adviserinfo.sec.gov |
| Avoro Capital Advisors LLC | New York | $13.55 billion | 3 | 19 | 2 | (212) 937-4970 | avorocapital.com | adviserinfo.sec.gov |
| The Riverside Company | New York | $13.53 billion | 125 | 248 | 123 | (212) 265-6575 | adviserinfo.sec.gov | |
| Haidar Capital Management LLC | Pearl River | $13.40 billion | 3 | 9 | 1 | (212) 752-5077 | haidarcapital.com | adviserinfo.sec.gov |
| Ivy Hill Asset Management, L.P. | New York | $12.96 billion | 19 | 16 | 18 | (212) 710-2100 | adviserinfo.sec.gov | |
| MKP Capital Management, L.L.C. | New York | $12.85 billion | 8 | 46 | 2 | (212) 303-7100 | mkpcap.com | adviserinfo.sec.gov |
| LS Power Equity Advisors, LLC | New York | $12.64 billion | 22 | 224 | 9 | (212) 615-3456 | adviserinfo.sec.gov | |
| Williams Jones Wealth Management, LLC | New York | $12.47 billion | 4,788 | 52 | 8 | (212) 935-8750 | focusfinancialpartners.com | adviserinfo.sec.gov |
| Royce Investment Partners | New York | $12.41 billion | 979 | 89 | 1 | (212) 508-4500 | royceinvest.com | adviserinfo.sec.gov |
| Sound Point Clo C-Moa, LLC | New York | $12.34 billion | 24 | 40 | 24 | (212) 895-2280 | adviserinfo.sec.gov | |
| Ramirez Asset Management, Inc. | New York | $12.27 billion | 768 | 48 | 5 | (212) 248-0500 | adviserinfo.sec.gov | |
| Aquiline Management Holdings LP | New York | $12.27 billion | 33 | 85 | 33 | (212) 624-9500 | aquiline.com | adviserinfo.sec.gov |
| BSP Clo Management LLC | New York | $12.24 billion | 22 | 241 | 22 | (212) 588-6770 | adviserinfo.sec.gov | |
| Gilder Gagnon Howe & Co. LLC | New York | $12.12 billion | 8,648 | 84 | Not listed | (212) 765-2500 | adviserinfo.sec.gov | |
| Investcorp Credit Management US LLC | New York | $12.01 billion | 42 | 28 | 38 | (212) 599-4700 | investcorp.com | adviserinfo.sec.gov |
| Slate Path Capital LP | New York | $11.99 billion | 6 | 25 | 2 | (212) 257-4330 | slatepathcapital.com | adviserinfo.sec.gov |
| Pointstate Capital LP | New York | $11.98 billion | 19 | 41 | 9 | (212) 830-7000 | adviserinfo.sec.gov | |
| Coller Eqt | New York | $11.95 billion | 33 | 67 | Not listed | (212) 644-8500 | adviserinfo.sec.gov | |
| Goldberg Lindsay & Co. LLC | New York | $11.91 billion | 33 | 55 | 33 | (212) 651-1100 | lindsaygoldbergllc.com | adviserinfo.sec.gov |
| Entrust Global Partners LLC | New York | $11.82 billion | 90 | 137 | 46 | (212) 888-1040 | entrustglobal.com | adviserinfo.sec.gov |
| Perceptive Advisors | New York | $11.77 billion | 26 | 49 | 17 | (646) 205-5300 | adviserinfo.sec.gov | |
| Greenhaven Associates Inc | Purchase | $11.66 billion | 225 | 7 | Not listed | (914) 253-9350 | adviserinfo.sec.gov | |
| Cullen Capital Management, LLC | New York | $11.58 billion | 8,419 | 64 | 3 | (212) 644-1800 | cullenfunds.com | adviserinfo.sec.gov |
| Krane Funds Advisors, LLC | New York | $11.57 billion | 52 | 50 | Not listed | (212) 933-0393 | adviserinfo.sec.gov | |
| Kennedy Lewis Management LP | New York | $11.54 billion | 25 | 144 | 19 | (212) 782-3480 | adviserinfo.sec.gov | |
| Kinderhook Industries, LLC | New York | $11.46 billion | 12 | 30 | 12 | (212) 201-6780 | kinderhook.com | adviserinfo.sec.gov |
| One William Street Capital Management, LP. | New York | $11.30 billion | 22 | 124 | 8 | (212) 957-2500 | adviserinfo.sec.gov | |
| Guggenheim Corporate Funding, LLC | New York | $11.29 billion | 32 | 16 | 18 | (212) 518-9010 | guggenheiminvestments.com | adviserinfo.sec.gov |
| Christofferson, Robb & Company | New York | $11.27 billion | 26 | 42 | 21 | (212) 489-4350 | adviserinfo.sec.gov | |
| New Mountain Finance Advisers, L.L.C. | New York | $11.23 billion | 13 | 235 | 7 | (212) 720-0300 | newmountainfinance.com | adviserinfo.sec.gov |
| Corbin Capital Partners, L.P. | New York | $11.22 billion | 27 | 56 | 12 | (212) 634-7373 | corbincapital.com | adviserinfo.sec.gov |
| Castle Hook Partners LP | New York | $10.96 billion | 6 | 35 | 1 | (212) 698-4720 | castlehook.com | adviserinfo.sec.gov |
| Redwood Capital Management, LLC | New York | $10.96 billion | 14 | 33 | 5 | (212) 970-1400 | redwoodcap.com | adviserinfo.sec.gov |
| Baron Capital Management, Inc. | New York | $10.79 billion | 125 | 221 | 7 | (212) 583-2000 | adviserinfo.sec.gov | |
| Antin Infrastructure Partners US Services LLC | New York | $10.69 billion | 20 | 42 | 19 | (212) 321-4250 | adviserinfo.sec.gov | |
| Rockwood Capital, LLC | New York | $10.61 billion | 36 | 65 | 35 | (212) 402-8500 | adviserinfo.sec.gov | |
| Magnitude Capital, LLC | New York | $10.57 billion | 13 | 47 | 12 | (212) 915-3900 | adviserinfo.sec.gov | |
| Eldridge Structured Credit Advisers, LLC | New York | $10.53 billion | 6 | 292 | Not listed | (212) 895-2000 | adviserinfo.sec.gov | |
| Ruane Cunniff L.P. | New York | $10.53 billion | 1,213 | 52 | Not listed | (212) 832-5280 | adviserinfo.sec.gov | |
| Junto Capital Management LP | New York | $10.52 billion | 4 | 65 | 1 | (212) 409-1900 | juntocap.com | adviserinfo.sec.gov |
| Blackstone Growth Advisors L.L.C. | New York | $10.50 billion | 8 | 48 | 8 | (212) 583-5000 | adviserinfo.sec.gov | |
| Trian Fund Management, L.P. | New York | $10.39 billion | 29 | 34 | 22 | (212) 451-3000 | adviserinfo.sec.gov | |
| Pinnacle Associates, LTD. | New York | $10.39 billion | 6,766 | 69 | 4 | (212) 652-3200 | pinnacleinsights.org | adviserinfo.sec.gov |
| Steadfast Capital Management LP | New York | $10.36 billion | 2 | 43 | 2 | (212) 415-4600 | steadfast.com | adviserinfo.sec.gov |
| Capvest Partners, Inc. | New York | $10.25 billion | 11 | 14 | Not listed | (212) 430-1400 | adviserinfo.sec.gov | |
| Tocqueville Asset Management LP | New York | $10.24 billion | 2,314 | 73 | 5 | (212) 698-0800 | adviserinfo.sec.gov | |
| Sound Point Luna LLC | New York | $10.24 billion | 29 | 39 | 24 | (212) 895-2280 | soundpointcap.com | adviserinfo.sec.gov |
| Tenor Capital Management Company, L.P. | New York | $10.17 billion | 7 | 19 | 4 | (212) 918-5302 | tenorcapital.com | adviserinfo.sec.gov |
| Ethic | New York | $10.12 billion | 3,505 | 75 | Not listed | (646) 687-6744 | adviserinfo.sec.gov | |
| Court Square Capital | New York | $10.11 billion | 33 | 61 | 35 | (212) 752-6110 | adviserinfo.sec.gov | |
| Man Solutions LLC | New York | $10.10 billion | 12 | 22 | 6 | (212) 649-6600 | man.com | adviserinfo.sec.gov |
| One Investment Management US LLC | New York | $10.08 billion | 5 | 27 | 4 | (646) 222-9570 | oneimgroup.com | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.